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Corporate Action Updates |
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All Companies
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).
To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.
If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
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| Company Name |
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@ROAD INC
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@ROAD INC SERIES A-1 PREFERRED STOCK
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1-800 CONTACTS INC
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454 LIFE SCIENCES CORPORATION
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A S V INC
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A.G. EDWARDS, INC.
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ABLEST INC DELAWARE
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ABS INDUSTRIES INC (1-499)
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ACCESS PHARMACEUTICALS INC (OLD)
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ACORN ENERGY INC
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ACP HOLDING COMPANY-RESTRICTED
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ADAMS EXPRESS COMPANY
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ADAMS RESPIRATORY THERAPEUTICS INC
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ADDISON-DAVIS DIAGNOSTICS INC (OLD)
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ADIFY CORPORATION
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ADJOINED CONSULTING INC
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AEROFLEX INCORPORATED
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AIMNET SOLUTIONS INC
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ALEXANDRIA REAL ESTATE EQUITIES INC
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ALFA CORPORATION
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ALLIED WASTE INDUSTRIES INC
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ALLOY INC
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ALLWORX CORP SERIES 1 PREFERRED
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ALLWORX CORP SERIES A PREFERRED
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ALLWORX CORP SERIES A PRIME PFD
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ALTEON INC
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AMBION INC
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AMERICAN BANK HOLDINGS INC OLD
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AMERICAN BANK NOTE HOLOGRAPHICS INC
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AMERICAN METAL & TECHNOLOGY INC OLD
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AMERICAN PUBLIC UNIVERSITY SYSTEM COM
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AMERICAN TECHNICAL CERAMICS CORP
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AMICUS THERAPEUTICS (PRE-IPO)
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ANALEX CORPORATION
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ANDRX CORPORATION-ANDRX GROUP
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ANTEON INTERNATIONAL CORP
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APPLICA INCORPORATED
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APPLIED DATA INC (NEW)
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ARCHON CORPORATION
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ARDENCE DELAWARE INC
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AREL COMMUNICATIONS & SOFTWARE LTD
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ARGONAUT GROUP INC
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AROTECH CORPORATION OLD
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ARTEMIS INTERNATIONAL SOLUTIONS CORP
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ASTREX INC (NEW)
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ATARI INC OLD
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ATLANTIC COAST ENTERTAINMENT HOLDINGS
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ATP OIL & GAS CORPORATION
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ATSI COMMUNICATIONS INC SERIES H
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AUDIBLE INC
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AULT INCORPORATED
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AUTHORIZE.NET HOLDINGS INC
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BAIRNCO CORPORATION
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BANCORP OF NEW JERSEY INC
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BANCROFT FUND LTD
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BANK OF NEVADA
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BANK OF SALEM
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BANK OF VENICE
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BARRIER THERAPEUTICS INC
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BCSB BANKCORP INC
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BELIEFNET INC (COMMON, A AND B)
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BENTHOS INC
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BENTLEY PHARMACEUTICALS INC
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BIOENVISION INC
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BIOFIELD CORP (OLD)
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BIOLUCENT INC
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BIOMET INC
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BIOPURE CORPORATION CLASS A OLD
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BLUEFLY INC OLD
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BNP RESIDENTIAL PROPERTIES INC
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BOSTON RESTAURANT ASSOCIATES INC
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BPI PACKAGING TECH. INC CL A RED WTS
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BPO MANAGEMENT (OLD)
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BRADLEY PHARMACEUTICALS INC
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BRIDGE STREET FINANCIAL INC
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BROADCASTER INC OLD
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BSD SOFTWARE INC
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BURLINGTON COAT FACTORY
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BUSINESS FIRST NATIONAL BANK
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CAGY INDUSTRIES INC
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CALIFORNIA WATER SERVICE GROUP SERIES C
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CAPITAL DIRECTIONS INC CASH OUT
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CAPITAL DIRECTIONS INC EXCHANGE
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CAPITAL PACIFIC HOLDINGS INC
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CARDIMA INC OLD
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CARDIODYNAMICS INTERNATIONAL CORP OLD
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CARDIONET INC OLD COMMON & PFD
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CAROLINA DOCTORS CARE INC
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CARR REALTY HOLDINGS (NON-ELECTORS)
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CARRAMERICA REALTY CORPORATION
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CARRAMERICA REALTY CORPORATION SERIES E
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CARRAMERICA REALTY LP (NON-ELECTORS)
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CASABYTE INC COMMON & SER A PREFERRED
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CASH EXPRESS SERVICES INC OLD
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CASH EXPRESS SERVICES INC OLD-REG S
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CD&L INC
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CDW CORPORATION
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CELEQUEST CORPORATION
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CELL POWER TECHNOLOGIES INC (OLD)
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CELSION CORPORATION (OLD)
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CELUNOL CORP
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CENTALE INC
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CENTALE INC OLD
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CHAMPPS ENTERTAINMENT INC
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CHINAGROWTH SOUTH ACQUISITON CORP
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CHYRON CORPORATION (OLD)
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CIRCLE GROUP HOLDINGS INC
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CITIZENS DEVELOPMENT COMPANY
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CITIZENS NATIONAL BANCSHARES INC
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CLAIRE'S STORES INC
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CLEAN DIESEL TECHNOLOGIES INC (OLD)
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CLEARANT INC OLD
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CMGI INC OLD
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COLLAGENEX PHARMACEUTICALS INC
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COLLAGENEX PHARMACEUTICALS INC D PFD
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COLUMBIA EQUITY TRUST INC
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COLUMBIA EQUITY UNIT
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COLUMBIA FINANCIAL CORPORATION
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COMMERCIAL NET LEASE REALTY INC B PFD
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COMMUNITY BANKS, INC.
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COMMUNITY CAPITAL BANK
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COMMUNITY CONNECT INC
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CONCURRENT COMPUTER CORPORATION (OLD)
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CONSECO INC 5.5% MAN CON PFD CL B
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COUNTRYWIDE FINANCIAL CORPORATION
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COVE APPAREL INC
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CPEX PHARMACEUTICALS INC
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CRYOCOR INC
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CT COMMUNICATIONS INC
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CURRENEX, INC.
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CYTOGEN CORPORATION
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CYTYC INC
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DARA BIOSCIENCES INC (OLD)
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DATASTREAM SYSTEMS INC
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DEB SHOPS INC
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DEBT RESOLVE INC OLD
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DELMARVA POWER & LIGHT CO 4% CUM PFD
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DIAMETRICS MEDICAL INC OLD
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DIGENE CORP
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DIGITAL IMAGING RESOURCES INC
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DIGITAS INC
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DISCOVERY PARTNERS INTERNATIONAL INC
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DIVX INC (OLD)
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DOCUMENT SCIENCES CORPORATION
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DSL.NET INC
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DUKE-WEEKS REALTY CORP SER B DEP SH
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DYNTEK INC OLD
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E S & L BANCORP INC
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E-CENTIVES INC OLD
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EAST PENN FINANCIAL CORPORATION NEW
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EASTERN HOLDING COMPANY LTD
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EASYLINK SERVICES CORPORATION
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EASYLINK SERVICES CORPORATION OLD
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EDGE DYNAMICS INC PFD A
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EDUCATIONAL INSIGHTS INC
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EGENE INC
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ELLACOYA NETWORKS, INC.
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ELLSWORTH FUND LTD
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EMPEROR MINES LTD
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EMPIRE STATE BANK N A
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EMPIRE STATE BANK N A WARRANTS
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ENCORE BANCSHARES INC
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ENTROPIC COMMUNICATIONS (PREFERREDS)
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ENTROPIC COMMUNICATIONS INC OLD
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EQUITABLE FINANCIAL 100% STOCK
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EQUITABLE FINANCIAL 50/50 EXCH
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EQUUS TOTAL RETURN INC
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ERGO SCIENCE CO 1-199 SHARES
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ERIE FAMILY LIFE INSURANCE COMPANY
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ES BANCSHARES INC WTS
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ESYLVAN INC CLASS A CONV
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EUROSEAS LTD OLD
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EXCEL TECHNOLOGY INC
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FERMAVIR PHARMACEUTICAL
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FIBERXON INC
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FIELDSTONE INVESTMENT CORPORATION
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FILM ROMAN INC
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FIRST COMMUNITY CORPORATION DO NOT USE
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FIRST CONSULTING GROUP INC
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FIRST INDEPENDENT CAPITAL OF NEVADA
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FIRST JACKSBORO BANCSHARES INC
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FIRST NATIONAL BANCSHARES-BRADENTON
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FIRST NATIONAL BANK OF MORGAN
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FIRSTBANK NW CORP
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FISHER SCIENTIFIC INTERNATIONAL INC
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FLORIDA EAST COAST INDUSTRIES
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FOOD TECHNOLOGY SERVICE INC OLD
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FOODARAMA SUPERMARKETS INC
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FOX & HOUND RESTAURANT GROUP
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GEMSTAR-TV GUIDE INTERNATIONAL INC
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GENERAL AMERICAN INVESTORS COMPANY INC
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GENERAL HYDROGEN CORPORATION
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GENOPTIX INC
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GLOBAL MATRECHS INC (OLD)
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GOLF GALAXY INC
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GRANT PRIDECO INC.
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GREAT AMERICAN FINANCIAL RESOURCES INC
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GREAT LAKES BANCORP INC COMMON
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GREATER COMMUNITY BANCORP
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GREEN BUS LINES
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GS CLEANTECH CORPORATION OLD
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HAND HELD ENTERTAINMENT INC OLD
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HANDS ON VIDEO RELAY SERVICES INC
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HANOVER COMPRESSOR COMPANY
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HANOVER DIRECT INC
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HAPTOGUARD INC
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HARBOR BANKSHARES INC 1-100
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HARKEN ENERGY CORPORATION (NEW)
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HEALTH DIALOG SERVICES CORPORATION
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HEALTHSPAN INC
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HIGHLAND HOSPITALITY CORPORATION
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HIGHWOODS PROPERTIES INC 8% B CUM PFD
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HQ SUSTAINABLE MARITIME IND 1-1999 OLD
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HYPERION BROOKFIELD COLLATERALIZED
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I-LOGIX INC.
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IBT BANCORP INC
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ICONCLUDE CO.
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IMMUNE RESPONSE CORPORATION OLD
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INDEPENDENCE COMMUNITY BANK CORP
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INDEVUS CVR SUPPRELIN (BROKERS)
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INFINITY PHARMACEUTICALS INC (OLD)
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INFORTE CORP
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INTEGRATED ELECTRICAL SERVICES INC
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INTEGRATED SURGICAL SYSTEMS INC OLD
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INTELISYS AVIATION SYSTEMS OF
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INTELISYS AVIATION SYSTEMS OF AMERICA
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INTELLON CORP COMMON PRE-SPLIT
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INTERMOUNTAIN FIRST BANCORP
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INTERNAP NETWORK SERVICES CORP OLD
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INTREPID CAPITAL CORPORATION (OLD)
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INTRINSIC SEMICONDUCTOR CORP
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IOMEGA CORPORATION (NEW)
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ION MEDIA NETWORKS INC CL A
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IPAYMENT INC
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ISOTIS INC
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J CREW GROUP INC OLD
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J CREW GROUP INC SERIES A PREFERRED
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J CREW GROUP INC SERIES B PREFERRED
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JAMAICA CENTRAL RAILWAYS
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JAMES MONROE BANCORP INC
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JDS UNIPHASE CORPORATION OLD
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JENNIFER CONVERTIBLES INC SER B PFD
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K-TEL INTERNATIONAL INC 1-4999
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KANBAY INTERNATIONAL INC
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KCS ENERGY INC
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KINETIKOS MEDICAL INC
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KINTERA INC
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KKR FINANCIAL CORP
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KMG AMERICA CORPORATION
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KNOVA SOFTWARE INC
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KOOR INDUSTRIES LTD
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KOS PHARMACEUTICALS INC
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LA QUINTA CORPORATION
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LA QUINTA PROPERTIES INC DEPOSITARY
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LANDESK GROUP LIMITED
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LASERSCOPE INCORPORATED
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LAUREATE EDUCATION INC
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LEVEL 8 SYSTEMS INC
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LIBERTY CORP
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LIGHTING SCIENCE GROUP CORPORATION OLD
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LONE STAR STEAKHOUSE & SALOON INC
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LXU HEALTHCARE G PREFERRED
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LXU HEALTHCARE SER G OPTIONS
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LXU HEALTHCARE WARRANTS
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LXU HEALTHCARE, INC.
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LYNNWOOD FINANCIAL GROUP INC
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MACROCHEM CORPORATION (OLD)
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MACROVISION CORPORATION OLD
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MAGNA-LAB INC CL. A COM.
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MAGSTAR TECHNOLOGIES (CASH-OUT)
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MAIN STREET TRUST INC
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MANUGISTICS GROUP INC
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MARITRANS INC
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MARKETRX, INC.
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MARLTON TECHNOLOGIES INC
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MARYLAND PERMANENT BANK & TRUST CO
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MAXIM CRANE WORKS HOLDINGS INC
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MCLEODUSA, INC.
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MECHANICAL TECHNOLOGY INC OLD
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MEDICINOVA INC OLD
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MERCANTILE BANKSHARES CORPORATION
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MERCATOR PARTNERS ACQUISITION CORP
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MERCURY AIR GROUP (OLD) 1,001 SHS & UP
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MERCURY AIR GROUP INC
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MIKRON INFRARED INC
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MILASTAR CORPORATION
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MMH HOLDINGS INC
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MOLECULAR INSIGHT PHARMACEUTICALS (OLD)
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MONMOUTH CAPITAL CORPORATION
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MOONEY AEROSPACE GROUP LTD
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MORTGAGEIT HOLDINGS, INC
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MOUNTAIN BANK HOLDING COMPANY
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MOVIE STAR INC N/C
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MPX, INC.
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MTM TECHNOLOGIES INC (OLD)
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MUTUAL COMMUNITY SAVINGS BANK INC
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NATIONAL HOME HEALTH CARE CORP
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NATIONAL IMAGING ASSOCIATES INC CLASS A
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NATIONAL RETAIL PROPERTIES INC
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NATIONAL RETAIL PROPERTIES, INC
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NEON SYSTEMS INC
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NEONODE OLD
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NET2PHONE INC
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NETGURU INC OLD
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NETSMART TECHNOLOGIES INC (NEW)
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NEUROBIOLOGICAL TECHNOLOGIES INC (OLD)
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NEW ASIA BANCORP INC
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NEW BRUNSWICK SCIENTIFIC CO INC
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NEW EDGE HOLDING CO
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NEW YORK & HARLEM RAIL ROAD COMPANY
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NEW YORK MORTGAGE TRUST INC
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NEW YORK MORTGAGE TRUST INC OLD
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NEWMIL BANCORP INC
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NILE THERAPEUTICS, INC. (OLD)
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NORTH SIDE STATE BANK - WY
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NORTHERN EMPIRE BANCSHARES
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NORTHERN NEW YORK BANCORP INC
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NORTHSTAR CAPITAL INVESTMENT CORP
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NUWAY MEDICAL INC
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NWP HOLDINGS INC
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OCWEN FINANCIAL 9 SHARES AND LESS
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OMNITURE INC COMMON & PREFERREDS
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ONCURE MEDICAL CORP
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ONLINE BENEFITS (COMMON & PFD)
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ONLINE BENEFITS (OPTIONS/WARRANTS)
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ONTARIO NATIONAL BANK
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OPTICAL COMMUNICATION PRODUCTS INC CL A
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OPTICARE HEALTH SYSTEMS INC
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ORBITAL DATA CORPORATION
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ORION HEALTHCORP INC (1-2499)
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ORTHODONTIX INC
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OSE USA INC
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OUTLOOK GROUP CORP
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OXYGEN MEDIA CORPORATION
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PACIFIC ENERGY PARTNERS L.P.
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PAETEC CORP
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PALIGENT INC
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PAPERCLIP SOFTWARE INC
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PARAGON REAL ESTATE EQUITY AND (OLD)
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PARAMETRIC TECHNOLOGY CORPORATION (OLD)
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PATRON SYSTEMS INC OLD
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PEGASUS COMMUNICATIONS CORP NEW
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PEGASUS SOLUTIONS INC
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PELICAN FINANCIAL INC
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PENN LAUREL FINANCIAL CORP
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PEOPLES ENERGY CORPORATION
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PETCO ANIMAL SUPPLIES INC
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PETROLEUM & RESOURCES CORPORATION
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PHARMION CORPORATION
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PI CORPORATION
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PI CORPORATION (OPTIONEES)
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PICOLIGHT INCORPORATED
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PIONEER COMPANIES INC
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PLURISTEM LIFE SYSTEMS INC COMMON (OLD)
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POINT THERAPEUTICS INC
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POLYMEDIX INC SERIES 1 CONVERTIBLE
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POTOMAC BANK OF VIRGINIA
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PRA INTERNATIONAL INC
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PRAECIS PHARMACEUTICALS INC
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PRG-SCHULTZ INTERNATIONAL INC OLD
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PRIMEDEX HEALTH SYSTEMS INC
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PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A
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PROSPECT STREET INCOME SHARES INC
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PUMA AG RUDOLF DASSLER SPORT
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PXRE GROUP LTD.
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R-TEC TECHNOLOGIES INC OLD
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R2 TECHNOLOGY INC
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RADA ELECTRONIC INDUSTRIES LTD (NEW)
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RADCOM LTD OLD
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RADIATION THERAPY SERVICES INC
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RAILAMERICA INC
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READER'S DIGEST ASSOCIATION
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REDBACK NETWORKS INC
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REDBACK NETWORKS INC $5.00 WARRANTS
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REDBACK NETWORKS INC $9.50 WARRANTS
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REFAC OPTICAL GROUP
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REMEDY TEMP INC
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RENO GOLD CORP OLD
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RENT A WRECK OF AMERICA INC
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REPLIDYNE INC (OLD)
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REPUBLIC BANCORP INC
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RF MAGIC (A PREFERRED)
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RF MAGIC (B PREFERRED)
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RF MAGIC (C PREFERRED)
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RF MAGIC INC
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ROTONICS MANUFACTURING INC
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RSA SECURITY INC
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RYAN'S RESTAURANT GROUP INC *T*
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SABRE HOLDINGS CORPORATION
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SAFEGUARD HEALTH ENTERPRISES INC
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SAND HILL IT SECURITY (CASH)
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SBE INC OLD
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SCHEID VINYARDS INC
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SCOOP INC
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SEGUE SOFTWARE INC
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SEITEL INC
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SENTIGEN HOLDING CORP
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SEQUENOM INC
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SERACARE LIFE SCIENCES INC (CALIFORNIA)
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SIERRA DESIGN AUTOMATIONS INC
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SIGNATURE FINANCIAL HOLDINGS INC
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SIRENZA INC
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SKYTERRA COMMUNICATIONS 2006 RIGHTS
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SLATER DEVELOPMENT CORP
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SLEEPY HOLLOW BANCORP INC
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SMITH & WOLLENSKY RESTAURANT
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SOMANTA PHARMACEUTICALS INC
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SOUTHPEAK INTERACTIVE CORPORATION W WTS
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SPACEHAB INCORPORATED (OLD)
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SPATIALIGHT INC OLD
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SPIRIT FINANCE CORPORATION
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SPORT SUPPLY GROUP INC
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SSI SURGICAL SERVICES INC
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ST. BERNARD SOFTWARE INC OLD
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STAR MARITIME ACQUISITION CORP
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STARWOOD HOTELS & RESORTS WORLDWIDE INC
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STARWOOD HOTELS & RESORTS WORLDWIDE INC
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STEWART & STEVENSON SERVICES INC
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STRATUS SERVICES GROUP INC WARRANTS
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SUNSTONE HOTEL INVESTORS INC
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SUPERCOM LTD
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SUPERIOR ESSEX HOLDING CORP SERIES A
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SWISHER INTERNATIONAL INC (NEW)
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SWISS HELVETIA FUND INC
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TABERNA REALTY FINANCE TRUST
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TAIWAN GREATER CHINA FUND
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TAPESTRY PHARMACEUTICALS INC (OLD)
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TARGET LOGISTICS INC
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TB WOOD'S CORPORATION
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TELAVA NETWORKS INC
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TELEBYTE TECHNOLOGY INC
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TEST COMPANY
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