CORPORATE ACTION UPDATES
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All Companies
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).
To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.
If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
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| Company Name |
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@ROAD INC
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@ROAD INC SERIES A-1 PREFERRED STOCK
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1-800 CONTACTS INC
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454 LIFE SCIENCES CORPORATION
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99[ ONLY STORES
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A S V INC
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A.G. EDWARDS, INC.
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A123 SYSTEMS INC (OLD COM/PFD)
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ABLEST INC DELAWARE
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ABRAXAS ENERGY PARTNERS LP
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ABRAXIS BIOSCIENCE INC NEW
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ABS INDUSTRIES INC (1-499)
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ACCESS PHARMACEUTICALS INC (OLD)
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ACCURIDE CORPORATION (OLD)
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ACIES CORPORATION (OLD)
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ACORN ENERGY INC
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ACP HOLDING COMPANY-RESTRICTED
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ACTIVIDENTITY CORPORATION
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ACUSPHERE INC OLD
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ADAMS EXPRESS COMPANY
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ADAMS RESPIRATORY THERAPEUTICS INC
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ADDISON-DAVIS DIAGNOSTICS INC (OLD)
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ADIFY CORPORATION
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ADJOINED CONSULTING INC
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ADRIAN STEEL COMPANY
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ADVANTEST PUBLIC LIMITED REG S (OLD)
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ADVANTEST PUBLIC LTD (OLD)
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ADVENTRX PHARMACEUTICALS INC (OLD)
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AEGIS LIGHTWAVE INC
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AEROFLEX INCORPORATED
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AFFINITY MEDIA INTERNATIONAL CORP OLD
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AFP IMAGING (OLD)
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AGENUS INC (OLD)
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AIMNET SOLUTIONS INC
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AIRSPAN NETWORKS INC OLD
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AIRSPAN NETWORKS INC OLD OLD
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AKEENA SOLAR INC
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ALEXANDRIA REAL ESTATE EQUITIES INC
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ALFA CORPORATION
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ALLEGHENY ENERGY (CERT & BOOK REORG)
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ALLIANCE FIBER OPTIC PRODUCTS INC (OLD)
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ALLOY INC
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ALLOY INC
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ALLWORX CORP SERIES 1 PREFERRED
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ALLWORX CORP SERIES A PREFERRED
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ALLWORX CORP SERIES A PRIME PFD
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ALLWORX CORPORATION
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ALPINE GROUP INC 6% NOTES DUE 2010
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ALTEON INC
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AMBIENT CORPORATION
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AMBION INC
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AMEN PROPERTIES INC (OLD)
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AMERICAN BANK HOLDINGS INC OLD
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AMERICAN BANK NOTE HOLOGRAPHICS INC
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AMERICAN METAL & TECHNOLOGY INC OLD
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AMERICAN PHYSICIANS SRV GROUP
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AMERICAN PUBLIC UNIVERSITY SYSTEM COM
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AMERICAN RESTAURANT PARTNERS LP (OLD)
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AMERICAN TECHNICAL CERAMICS CORP
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AMERICASBANK CORP
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AMERON INTERNATIONAL CORPORATION
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AMICUS THERAPEUTICS (PRE-IPO)
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AMR RESEARCH INC
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ANALEX CORPORATION
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ANDORRA CAPITAL CORPORATION
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ANDRX CORPORATION-ANDRX GROUP
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ANGELICA CORPORATION
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ANIMAL HEALTH INTERNATIONAL INC
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ANSWERS CORPORATION
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ANTEON INTERNATIONAL CORP
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APPLICA INCORPORATED
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APPLIED BIOSYSTEMS, INC.
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APPLIED DATA INC (NEW)
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APPLIED NEUROSOLUTIONS INC OLD
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APRIA HEALTHCARE GROUP INC
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APTIV SOLUTIONS INC
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ARCHON CORPORATION (249 OR LESS SHARES)
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AREL COMMUNICATIONS & SOFTWARE LTD
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ARENA RESOURCES INC
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ARGON ST INC
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ARGONAUT GROUP INC
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ARISTA POWER INC (OLD)
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ARISTOTLE CORP
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ARLINGTON ASSET INVESTMENT CORP CL A OLD
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AROTECH CORPORATION OLD
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ARTEMIS INTERNATIONAL SOLUTIONS CORP
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ASCENT HEALTHCARE SOLUTIONS INC COM
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ASPEN HOLDING INC
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ASPYRA INC (OLD)
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ASTREX INC (NEW)
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ATARI INC
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ATARI INC OLD
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ATC TECHNOLOGY CORPORATION
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ATLANTIC CITY ELECTRIC CO 4% CUM PFD AP
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ATLANTIC CITY ELECTRIC CO 4.10% CUM PFD
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ATLANTIC CITY ELECTRIC CO 5% CUM PFD
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ATLANTIC COAST ENTERTAINMENT HOLDINGS
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ATLAS ENERGY RESOURCES LLC COM UNIT
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ATP OIL & GAS CORPORATION
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ATRINSIC INC (OLD)
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ATSI COMMUNICATIONS INC SERIES H
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AUDIBLE INC
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AULT INCORPORATED
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AUTHORIZE.NET HOLDINGS INC
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AUTOCHINA INTERNATIONAL LIMITED WTS
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AUTOESL DESIGN TECHNOLOGIES INC
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AVALON PHARMACEUTICALS INC
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AVERION INTERNATIONAL CORP (CASHOUT)
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AVERION INTERNATIONAL CORP PRE-SPLIT
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AVIGEN INC
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AXS-ONE INC
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B & H OCEAN CARRIERS LTD 100 OR LESS
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B.O.S. BETTER ONLINE SOLUTIONS LTD OLD
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BAIRNCO CORPORATION
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BANCORP OF NEW JERSEY INC
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BANCORP RHODE ISLAND INC
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BANCROFT FUND LTD
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BANCTEC INC 144A
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BANK OF NEVADA
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BANK OF SALEM
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BANK OF SAN JUANS BANCORPORATION
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BANK OF VENICE
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BANKATLANTIC BANCORP INC CL A COM
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BANKATLANTIC BANCORP INC CL A COM OLD
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BARRIER THERAPEUTICS INC
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BCSB BANKCORP INC
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BELIEFNET INC (COMMON, A AND B)
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BENIHANA INC CLASS A
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BENTHOS INC
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BENTLEY PHARMACEUTICALS INC
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BIGBAND NETWORKS INC
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BIGSTAR ENTERTAINMENT INC
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BIOENVISION INC
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BIOLUCENT INC
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BIOMET INC
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BIOMETRX INC OLD
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BIOPURE CORPORATION CLASS A OLD
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BIOSPHERE MEDICAL INC
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BIOTEL INC
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BIOTIME INC WARRANTS
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BJ'S WHOLESALE CLUB INC
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BLUEFLY INC OLD
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BLUEPHOENIX SOLUTIONS LTD (OLD)
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BNP RESIDENTIAL PROPERTIES INC
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BOOMERANG SYSTEMS INC OLD
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BOSTON RESTAURANT ASSOCIATES INC
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BOUGAINVILLE COPPER LTD
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BPI PACKAGING TECH. INC CL A RED WTS
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BPO MANAGEMENT (OLD)
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BRADLEY PHARMACEUTICALS INC
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BRIDGE STREET FINANCIAL INC
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BRINKS HOME SECURITY HOLDINGS INC
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BRITISH AIRWAYS PLC
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BROADCASTER INC OLD
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BROADSOFT (PRE-IPO)
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BSD SOFTWARE INC
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BURLINGTON COAT FACTORY
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BUSINESS FIRST NATIONAL BANK
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CAGY INDUSTRIES INC
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CALIFORNIA PIZZA KITCHEN INC
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CALIFORNIA WATER SERVICE GROUP SERIES C
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CALLON PETROLEUM COMPANY 13.00% SENIOR
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CAM COMMERCE SOLUTIONS INC
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CANDELA INC
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CANTON BANCORP INC
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CAPITAL DIRECTIONS INC CASH OUT
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CAPITAL DIRECTIONS INC EXCHANGE
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CAPITAL GOLD CORPORATION OLD
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CAPITAL PACIFIC HOLDINGS INC
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CAPITOL FEDERAL FINANCIAL OLD
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CARACO PHARMACEUTICAL LABORATORIES LTD
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CARAUSTAR INDUSTRIES INC CLASS A COMMON
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CARDIMA INC OLD
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CARDIMA INC OLD OLD
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CARDIODYNAMICS INTERNATIONAL CORP
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CARDIODYNAMICS INTERNATIONAL CORP OLD
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CARDIONET INC OLD COMMON & PFD
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CARDIOVASCULAR SYSTEMS, INC. (OLD)
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CARDSTAR INC
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CARMEL CONTAINER SYSTEMS LTD
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CAROLINA DOCTORS CARE INC
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CARR REALTY HOLDINGS (NON-ELECTORS)
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CARRAMERICA REALTY CORPORATION
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CARRAMERICA REALTY CORPORATION SERIES E
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CARRAMERICA REALTY LP (NON-ELECTORS)
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CARVER BANCORP INC OLD
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CASABYTE INC COMMON & SER A PREFERRED
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CASCADE BANCORP (OLD)
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CASH EXPRESS SERVICES INC OLD
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CASH EXPRESS SERVICES INC OLD-REG S
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CASUAL MALE RETAIL GROUP INC OLD
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CATALYTIC SOLUTIONS INC CLASS A
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CATAPULT COMMUNICATIONS CORPORATION
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CATASYS INC OLD
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CD&L INC
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CDW CORPORATION
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CELEBRATE EXPRESS INC
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CELEQUEST CORPORATION
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CELL POWER TECHNOLOGIES INC (OLD)
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CELLECTAR COMMON STOCK
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CELSION CORPORATION (OLD)
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CELUNOL CORP
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CENTALE INC
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CENTALE INC OLD
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CENTENNIAL COMMUNICATIONS CORP (NEW)
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CHAMPPS ENTERTAINMENT INC
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CHINA SECURITY & SURVEILLANCE TECH
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CHINA TOPREACH INC
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CHINA WATER - STOCK
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CHIPX SERIES AA & BB PREFERRED
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CHORDIANT SOFTWARE INC
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CHYRON CORPORATION (OLD)
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CIRCLE GROUP HOLDINGS INC
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CITIZENS DEVELOPMENT COMPANY
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CITIZENS NATIONAL BANCSHARES INC
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CITIZENS REPUBLIC BANCORP INC
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CLAIRE'S STORES INC
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CLEAN DIESEL TECHNOLOGIES INC
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CLEAN DIESEL TECHNOLOGIES INC (OLD)
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CLEARANT INC OLD
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CLEARWIRE CORPORATION CLASS A COMMON
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CLINICAL DATA INC CONTINGENT VALUE RTS
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CLOVERLEAF COMMUNICATIONS INC
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CMGI INC
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COLLAGENEX PHARMACEUTICALS INC
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COLLAGENEX PHARMACEUTICALS INC D PFD
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COLUMBIA EQUITY TRUST INC
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COLUMBIA EQUITY UNIT
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COLUMBIA FINANCIAL CORPORATION
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COMFORCE CORPORATION
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COMMERCIAL NET LEASE REALTY INC B PFD
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COMMUNITY BANKS, INC.
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COMMUNITY CAPITAL BANK
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COMMUNITY CONNECT INC
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COMTEX NEWS NETWORK INC OLD
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CONCURRENT COMPUTER CORPORATION (OLD)
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CONFIRMA, INC.
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CONSECO INC 5.5% MAN CON PFD CL B
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CORNERSTONE STRATEGIC VALUE FUND INC
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CORNERSTONE TOTAL RETURN FUND INC
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COUNTRYWIDE FINANCIAL CORPORATION
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COVE APPAREL INC
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COX RADIO INC
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CPEX PHARMACEUTICALS INC
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CRITICAL HOMECARE SOLUTIONS INC
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CROSS CANYON ENERGY CORP
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CROSSROADS SYSTEMS INC (OLD)
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CRYOCOR INC
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CRYSTAL RIVER CAPITAL INC
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CT COMMUNICATIONS INC
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CTM MEDIA HOLDINGS INC CL A COMMON OLD
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CURRENEX, INC.
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CYBERSOURCE CORPORATION
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CYTOGEN CORPORATION
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CYTOKINE PHARMASCIENCES INC
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CYTYC INC
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DAEGIS INC OLD
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DARA BIOSCIENCES INC (OLD OLD)
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DARWIN RESOURCES INC
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DATASCOPE CORP
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DATASTREAM SYSTEMS INC
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DEB SHOPS INC
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DEBT RESOLVE INC OLD
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DEERFIELD CAPITAL CORP OLD
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DEI HOLDINGS INC (239 OR LESS)
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DEI HOLDINGS INC (NEW)
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DELMARVA POWER & LIGHT CO 4% CUM PFD
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DESIGN WITHIN REACH INC OLD
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DIAMETRICS MEDICAL INC OLD
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DIGENE CORP
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DIGITAL IMAGING RESOURCES INC
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DIGITAL LIGHTWAVE INC
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DIGITAL REALTY TRUST INC 8.50%
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DIGITALGLOBE INC OLD
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DIGITAS INC
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DIONEX CORP
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DISCOVERY PARTNERS INTERNATIONAL INC
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DIVX INC (OLD)
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DOCUMENT SCIENCES CORPORATION
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DOW PHARMACEUTICALS INC
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DSL.NET INC
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DUKE REALTY CORPORATION DEPOSITARY
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DUKE REALTY CORPORATION DEPOSITARY
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DUKE-WEEKS REALTY CORP SER B DEP SH
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DUNE ENERGY INC (OLD)
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DUNE ENERGY OLD
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DYNTEK INC OLD
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DYNTEK INC OLD
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E S & L BANCORP INC
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E* TRADE FINANCIAL CORPORATION OLD
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E-CENTIVES INC OLD
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EAGLE TEST SYSTEMS INC
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EAST PENN FINANCIAL CORPORATION NEW
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EASTERN HOLDING COMPANY LTD
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EASYLINK SERVICES CORPORATION
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EASYLINK SERVICES CORPORATION OLD
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EATON VANCE CREDIT OPPORTUNITIES FUND
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EATON VANCE INSURED FLORIDA PLUS
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EATON VANCE NATIONAL MUNICIPAL INCOME
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EDCI HOLDINGS INC (1399 OR LESS)
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EDGE DYNAMICS INC PFD A
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EDGEWAVE INC OLD
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EDIETS.COM INC (OLD)
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EDUCATIONAL INSIGHTS INC
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EGENE INC
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ELK HORN COAL COMPANY LLC
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ELLACOYA NETWORKS, INC.
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ELLINGTON FINANCIAL LLC 144A
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ELLSWORTH FUND LTD
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EMERGENCY MEDICAL SERVICES CORPORATION
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EMERGENT GROUP INC
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EMERGISOFT HOLDINGS INC
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EMETER CORP
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EMPEROR MINES LTD
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EMPIRE STATE BANK N A
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EMPIRE STATE BANK N A WARRANTS
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ENCORE BANCSHARES INC
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ENCORIUM GROUP INC (OLD)
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ENDOCARE INC
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ENERGIA GLOBAL INT'L (STLMNT DIST)
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ENOVA CORPORATION
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ENTERTAINMENT DISTRIBUTION COMPANY INC
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ENTREMED INC (OLD)
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ENTROPIC COMMUNICATIONS (PREFERREDS)
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ENTROPIC COMMUNICATIONS INC OLD
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ENTRX CORPORATION *NULL & VOID*
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EPICEPT CORPORATION OLD
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EQUITABLE FINANCIAL 100% STOCK
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EQUITABLE FINANCIAL 50/50 EXCH
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EQUUS TOTAL RETURN INC
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ERGO SCIENCE CO 1-199 SHARES
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ERGO SCIENCES 10000 OR MORE
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ERIE FAMILY LIFE INSURANCE COMPANY
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ESYLVAN INC CLASS A CONV
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ETRIALS WORLDWIDE INC
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EURAND N.V
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EUROSEAS LTD OLD
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EVERGREEN SOLAR INC OLD
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EVOLVING SYSTEMS INC OLD
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EXCEL TECHNOLOGY INC
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EYE WONDER INC
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FERMAVIR PHARMACEUTICAL
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FIBERXON INC
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FIELDSTONE INVESTMENT CORPORATION
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FILM ROMAN INC
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FINISAR CORPORATION OLD
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FIRST COMMUNITY CORPORATION DO NOT USE
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FIRST COMPANY
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FIRST CONSULTING GROUP INC
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FIRST INDEPENDENT CAPITAL OF NEVADA
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FIRST INTERSTATE BANCSYSTEM INC CL B
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FIRST IPSWICH BANCORP PREFERRED
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FIRST JACKSBORO BANCSHARES INC
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FIRST NATIONAL BANCSHARES-BRADENTON
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FIRST NATIONAL BANK OF MORGAN
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FIRSTBANK NW CORP
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FISHER SCIENTIFIC INTERNATIONAL INC
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FLORIDA EAST COAST INDUSTRIES
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FNBH BANCORP INC (OLD)
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FOOD TECHNOLOGY SERVICE INC OLD
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FOODARAMA SUPERMARKETS INC
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FORBES ENERGY SERVICES LLC
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FORGENT NETWORKS INC
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FOX & HOUND RESTAURANT GROUP
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FREESEAS INC
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FRONTIER FINANCIAL CORPORATION OLD
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FUNDTECH LTD
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GASTAR EXPLORATION LTD OLD
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GATEWAY INDUSTRIES INC (NEW)
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GDL FUND SERIES A CUM CALLABLE PFD
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GEHL COMPANY
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GEMSTAR-TV GUIDE INTERNATIONAL INC
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GENERAL AMERICAN INVESTORS COMPANY INC
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GENERAL HYDROGEN CORPORATION
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GENESIS LEASE LIMITED
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GENOPTIX INC
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GENVEC INC (OLD)
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GEOVAX LABS INC (OLD)
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GF HEALTH PRODUCTS INC (OLD)
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GIGOPTIX INC LLC UNITS
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GLOBAL MATRECHS INC (OLD)
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GLOBAL-TECH APPLIANCES INC (OLD)
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GLOWPOINT INC (OLD)
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GLYCOSAN BIOSYSTEMS INC
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GOLF GALAXY INC
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GOOD HARBOR PARTNERS ACQUISITION CORP
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GRAHAM PACKAGING COMPANY INC
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GRANT PRIDECO INC.
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GREAT AMERICAN FINANCIAL RESOURCES INC
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GREAT LAKES BANCORP INC COMMON
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GREATER COMMUNITY BANCORP
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GREEN BUS LINES
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GREENFIELD ONLINE, INC.
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GREENSHIFT CORPORATION (OLD)
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GREENSTAR SERVICES CORP
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GS CLEANTECH CORPORATION OLD
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GTC BIOTHERAPEUTICS INC NEW
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GTC BIOTHERAPEUTICS INC OLD
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GULF RESOURCES INC OLD
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GULFMARK OFFSHORE (PRESUMED/DOMESTIC)
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HALIFAX CORPORATION
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HANAROTELECOM INCORPORATED
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HAND HELD ENTERTAINMENT INC OLD
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HANDS ON VIDEO RELAY SERVICES INC
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HANOVER COMPRESSOR COMPANY
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HANOVER DIRECT INC
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HAPTOGUARD INC
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HARBOR BANKSHARES INC 1-100
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HARBOR BIOSCIENCES INC DO NOT USE
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HARBOR BIOSCIENCES INC (999 OR LESS)
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HARKEN ENERGY CORPORATION (NEW) N/C
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HARLEYSVILLE NATIONAL CORPORATION
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HEALTH DIALOG SERVICES CORPORATION
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HEALTHSPAN INC
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HEALTHTRONICS INC
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HEALTHWAREHOUSE.COM INC (OLD)
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HECLA MINING CO 6.50 MANDATORY CONV PFD
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HIGHBURY FINANCIAL INC
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HIGHLAND HOSPITALITY CORPORATION
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HIGHWOODS PROPERTIES INC 8% B CUM PFD
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HILAND HOLDINGS GP LP
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HILAND PARTNERS LP
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HIRSCH ELECTRONICS
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HIRSCH INTERNATIONAL CORP.
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HLTH CORPORATION
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HORIZON LINES INC DOMESTIC OLD
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HQ SUSTAINABLE MARITIME IND 1-1999 OLD
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HUNGARIAN TELEPHONE & CABLE CORP
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HYPERION BROOKFIELD COLLATERALIZED
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I-FLOW CORPORATION (NEW)
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I-LOGIX INC.
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I-MANY INC
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I.C. ISAACS & COMPANY INC
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I2 TECHNOLOGIES INC (NEW)
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IA GLOBAL INC OLD
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IBT BANCORP INC
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ICAGEN INC
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ICONCLUDE CO.
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ICX TECHNOLOGIES INC
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IDENTIVE GROUP INC
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IDM PHARMA INC
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IDT CORPORATION
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IDT CORPORATION OLD
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IMMUNE RESPONSE CORPORATION OLD
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IMPAC MORTGAGE HOLDINGS INC OLD
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INDEPENDENCE COMMUNITY BANK CORP
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INDEPENDENT BANK CORPORATION OLD
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INDEVUS CVR SUPPRELIN (BROKERS)
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INDEVUS PHARMACEUTICALS INC
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INDUSTRIAL DISTRIBUTION GROUP INC
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INERGETICS INC
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INERGY HOLDINGS L.P.COMMON
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INFINITY PHARMACEUTICALS INC (OLD)
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INFORTE CORP
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INFOSYS LIMITED
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INNOVIVE PHARMACEUTICAL COMMON
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INPHI CORPORATION OLD
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INSMED COMMON OLD
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INTEGRATED ELECTRICAL SERVICES INC
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INTEGRATED SECURITY SYSTEMS INC (OLD
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INTEGRATED SURGICAL SYSTEMS INC OLD
|
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INTEGRATION ASSOCIATES INC.
|
|
INTELISYS AVIATION SYSTEMS OF
|
|
INTELISYS AVIATION SYSTEMS OF AMERICA
|
|
INTELLECT NEUROSCIENCES INC (OLD)
|
|
INTELLON CORP COMMON PRE-SPLIT
|
|
INTERACTIVE DATA CORPORATION
|
|
INTERMOUNTAIN FIRST BANCORP
|
|
INTERNAP NETWORK SERVICES CORP OLD
|
|
INTERNATIONAL FIGHT LEAGUE INC OLD
|
|
INTREPID CAPITAL CORPORATION (OLD)
|
|
INTRINSIC SEMICONDUCTOR CORP
|
|
INVENTIV HEALTH INC
|
|
INVITEL HOLDINGS
|
|
IOMAI CORPORATION
|
|
IOMEGA CORPORATION (NEW)
|
|
ION MEDIA NETWORKS INC CL A
|
|
IONA TECHNOLOGIES PLC
|
|
IPAYMENT INC
|
|
ISOTIS INC
|
|
ITC DELTACOM INC
|
|
ITC DELTACOM INC (OLD)
|
|
J CREW GROUP INC OLD
|
|
J CREW GROUP INC SERIES A PREFERRED
|
|
J CREW GROUP INC SERIES B PREFERRED
|
|
JACADA LTD (OLD)
|
|
JAMAICA CENTRAL RAILWAYS
|
|
JAMES MONROE BANCORP INC
|
|
JDS UNIPHASE CORPORATION OLD
|
|
JENNIFER CONVERTIBLES INC SER B PFD
|
|
JER INVESTORS TRUST INC OLD
|
|
JNETX INC
|
|
JSC POLYMETAL
|
|
K-TEL INTERNATIONAL INC 1-4999
|
|
K-TEL INTERNATIONAL INC NEW
|
|
K-TRON INTERNATIONAL INC
|
|
KANBAY INTERNATIONAL INC
|
|
KAPSTONE PAPER & PACKING CORP UNITS
|
|
KCS ENERGY INC
|
|
KENDLE INTERNATIONAL INC
|
|
KINETIKOS MEDICAL INC
|
|
KING PHARMACEUTICALS INC
|
|
KINTERA INC
|
|
KKR FINANCIAL CORP
|
|
KMG AMERICA CORPORATION
|
|
KNOVA SOFTWARE INC
|
|
KOHLBERG CAPITAL CORPORATION
|
|
KOOR INDUSTRIES LTD
|
|
KOS PHARMACEUTICALS INC
|
|
LA JOLLA PHARMACEUTICAL CO (OLD OLD)
|
|
LA QUINTA CORPORATION
|
|
LA QUINTA PROPERTIES INC DEPOSITARY
|
|
LANDESK GROUP LIMITED
|
|
LANDRY'S RESTAURANTS INC
|
|
LASERSCOPE INCORPORATED
|
|
LAUREATE EDUCATION INC
|
|
LCC INTERNATIONAL INC CLASS A
|
|
LEVEL 8 SYSTEMS INC
|
|
LIBERTY CORP
|
|
LIGHTING SCIENCE GROUP CORPORATION OLD
|
|
LIMCO-PIEDMONT INC
|
|
LINCOLN BANCORP
|
|
LODGIAN INC
|
|
LOGICVISION INC (NEW)
|
|
LOGILITY INC
|
|
LONE STAR STEAKHOUSE & SALOON INC
|
|
LTC PROPERTIES INC 8% SER F CUM PFD
|
|
LTC PROPERTIES INC 8.5 SER E CUM CONV PR
|
|
LUBRIZOL CORPORATION
|
|
LUMERA CORPORATION
|
|
LXU HEALTHCARE G PREFERRED
|
|
LXU HEALTHCARE SER G OPTIONS
|
|
LXU HEALTHCARE WARRANTS
|
|
LXU HEALTHCARE, INC.
|
|
LYNNWOOD FINANCIAL GROUP INC
|
|
M & F WORLDWIDE CORP
|
|
MACE SECURITY INC RIGHTS 2011
|
|
MACKAY LIFE SCIENCE INC (OLD)
|
|
MACROCHEM CORPORATION
|
|
MACROCHEM CORPORATION (OLD)
|
|
MACROVISION CORPORATION OLD
|
|
MAGNA-LAB INC CL. A COM.
|
|
MAGNETEK INC (OLD)
|
|
MAGNUM COAL COMPANY
|
|
MAGSTAR TECHNOLOGIES (CASH-OUT)
|
|
MAIN STREET TRUST INC
|
|
MAKARA INC
|
|
MAKARA INC (OPTIONEES)
|
|
MAN SANG HOLDINGS INC (OLD)
|
|
MANUGISTICS GROUP INC
|
|
MARINA BIOTECH INC (OLD)
|
|
MARITRANS INC
|
|
MARKETRX, INC.
|
|
MARLTON TECHNOLOGIES INC
|
|
MARYLAND BANKCORP INC
|
|
MARYLAND BANKCORP INC (NON ELECTORS)
|
|
MARYLAND PERMANENT BANK & TRUST CO
|
|
MASSBANK CORP
|
|
MAXIM CRANE WORKS HOLDINGS INC
|
|
MAXXAM INC (OLD)
|
|
MCLEODUSA, INC.
|
|
MDRNA INC
|
|
MECHANICAL TECHNOLOGY INC OLD
|
|
MEDIAMIND TECHNOLOGIES INC
|
|
MEDICAL NUTRITION USA INC
|
|
MEDICINOVA INC OLD
|
|
MEDQUIST INC
|
|
MER TELEMANAGEMENT SOLUTIONS LTD OLD
|
|
MERCANTILE BANKSHARES CORPORATION
|
|
MERCATOR PARTNERS ACQUISITION CORP
|
|
MERCURY AIR GROUP (OLD) 1,001 SHS & UP
|
|
MERCURY AIR GROUP INC
|
|
MERIDIAN RESOURCE CORPORATION
|
|
METALINK LTD
|
|
MICHROM BIO
|
|
MICROMET INC
|
|
MICROTUNE INC
|
|
MID-AMERICA APT COMM INC SER H PFD
|
|
MIKRON INFRARED INC
|
|
MILASTAR CORPORATION
|
|
MILLENNIUM BANKSHARES CORPORATION OLD
|
|
MILLENNIUM BIOTECHNOLOGIES GROUP
|
|
MILLENNIUM BIOTECHNOLOGIES GROUP
|
|
MINRAD INTERNATIONAL INC
|
|
ML MACADAMIA ORCHARDS L.P.
|
|
MMH HOLDINGS INC
|
|
MOLECULAR INSIGHT PHARMACEUTICALS (OLD)
|
|
MONMOUTH CAPITAL CORPORATION
|
|
MONOGRAM BIOSCIENCES INC
|
|
MONOGRAM BIOSCIENCES INC OLD
|
|
MOONEY AEROSPACE GROUP LTD
|
|
MORTGAGEIT HOLDINGS, INC
|
|
MORTON'S RESTAURANT GROUP REST STK PLAN
|
|
MORTONS RESTAURANT GROUP INC PFD SER A
|
|
MOSAIC COMPANY OLD
|
|
MOUNTAIN BANK HOLDING COMPANY
|
|
MOVIE STAR INC N/C
|
|
MPX, INC.
|
|
MRS FIELDS ORIGINAL COOKIES INC
|
|
MTM TECHNOLOGIES INC (OLD)
|
|
MUTUAL COMMUNITY SAVINGS BANK INC
|
|
MUZAK HOLDINGS LLC DISCOUNT WTS
|
|
MUZAK HOLDINGS LLC NEW COMMON UNITS
|
|
MYLAN INC 6.50% MANDATORY CONV PFD
|
|
NATHAN'S FAMOUS INC (NEW)
|
|
NATIONAL ATLANTIC HOLDINGS CORPORATION
|
|
NATIONAL BANK OF SOUTHWEST FLORIDA
|
|
NATIONAL DATACOMPUTER INC (OLD)
|
|
NATIONAL HOME HEALTH CARE CORP
|
|
NATIONAL IMAGING ASSOCIATES INC CLASS A
|
|
NATIONAL RETAIL PROPERTIES INC
|
|
NATIONAL RETAIL PROPERTIES, INC
|
|
NAYARIT GOLD INC
|
|
NBTY INC
|
|
NELLIX INC
|
|
NEON SYSTEMS INC
|
|
NEONODE INC (OLD)
|
|
NEONODE INC SERIES A PFD (OLD)
|
|
NEONODE OLD
|
|
NESS TECHNOLOGIES INC
|
|
NET2PHONE INC
|
|
NETGURU INC OLD
|
|
NETSMART TECHNOLOGIES INC (NEW)
|
|
NEURALSTEM INC B WTS
|
|
NEUROBIOLOGICAL TECHNOLOGIES INC (OLD)
|
|
NEUROMETRIX INC OLD
|
|
NEW AMERICA HIGH INCOME FD INC OLD
|
|
NEW ASIA BANCORP INC
|
|
NEW BRUNSWICK SCIENTIFIC CO INC
|
|
NEW EDGE HOLDING CO
|
|
NEW YORK & HARLEM RAIL ROAD COMPANY
|
|
NEW YORK MORTGAGE TRUST INC
|
|
NEW YORK MORTGAGE TRUST INC OLD
|
|
NEW YOUNG BROADCASTING HOLDING CO INC
|
|
NEWALLIANCE BANCSHARES INC
|
|
NEWMIL BANCORP INC
|
|
NEWTOWN LANE MARKETING INCORPORATED
|
|
NEXUS BIOSYSTEMS INC
|
|
NGAS RESOURCES INC
|
|
NILE THERAPEUTICS, INC. (OLD)
|
|
NITROMED INC
|
|
NORTH SIDE STATE BANK - WY
|
|
NORTHERN EMPIRE BANCSHARES
|
|
NORTHERN NEW YORK BANCORP INC
|
|
NORTHSTAR CAPITAL INVESTMENT CORP
|
|
NORTHWEST BANCORP INC OLD
|
|
NOTIFY TECHNOLOGY CORPORATION (OLD)
|
|
NOVACEA INC
|
|
NOVAMED INC NEW
|
|
NOVAMED INC OLD
|
|
NOVELOS THERAPEUTICS INC (OLD)
|
|
NOVEN PHARMACEUTICALS INC
|
|
NOVT CORPORATION (OLD)
|
|
NU HORIZONS ELECTRONICS CORP
|
|
NUTSHELL MAIL INC
|
|
NUWAY MEDICAL INC
|
|
NWP HOLDINGS INC
|
|
O I CORPORATION
|
|
OCEANFREIGHT INC CLASS A COMMON NEW
|
|
OCEANFREIGHT INC CLASS A COMMON OLD
|
|
OCWEN FINANCIAL 9 SHARES AND LESS
|
|
OM FOODS LTD
|
|
OMNI ENERGY SERVICES CORP
|
|
OMNITURE INC COMMON & PREFERREDS
|
|
ONCOLOGIX TECH INC OLD
|
|
ONCURE MEDICAL CORP
|
|
ONE BIO CORP (OLD)
|
|
ONLINE BENEFITS (COMMON & PFD)
|
|
ONLINE BENEFITS (OPTIONS/WARRANTS)
|
|
ONTARIO NATIONAL BANK
|
|
OPHTHALMIC IMAGING SYSTEMS
|
|
OPKO HEALTH INC SERIES A PREFERRED
|
|
OPTELECOM-NKF
|
|
OPTICAL COMMUNICATION PRODUCTS INC CL A
|
|
OPTICARE HEALTH SYSTEMS INC
|
|
OPTIUM CORPORATION
|
|
ORCHID CELLMARK INC
|
|
ORGANIC TO GO FOOD CORPORATION
|
|
ORION HEALTHCORP INC (1-2499)
|
|
ORTHODONTIX INC
|
|
ORTHOVITA INC
|
|
OSE USA INC
|
|
OTIX GLOBAL INC (OLD)
|
|
OTIX GLOBAL INC NEW
|
|
OUTLOOK GROUP CORP
|
|
OVERDRIVE INC
|
|
OXIGENE INC (OLD)
|
|
OXYGEN MEDIA CORPORATION
|
|
PACIFIC ENERGY PARTNERS L.P.
|
|
PACIFIC ENTERPRISES
|
|
PACIFIC ENTERPRISES
|
|
PACIFIC ENTERPRISES $4.36 PFD
|
|
PACIFIC ENTERPRISES $4.40 PFD
|
|
PACIFIC ENTERPRISES $4.75 CONV PFD
|
|
PACIFIC ENTERPRISES $4.75 PFD
|
|
PACIFIC ETHANOL INC (OLD)
|
|
PAETEC CORP
|
|
PALATIN TECHNOLOGIES INC OLD
|
|
PALIGENT INC
|
|
PANTERA PETROLEUM INC OLD
|
|
PAPERCLIP SOFTWARE INC
|
|
PARAGON REAL ESTATE EQUITY AND (OLD)
|
|
PARAMETRIC TECHNOLOGY CORPORATION (OLD)
|
|
PARISH NATIONAL CORP
|
|
PATRIOT CAPITAL FUNDING INC
|
|
PATRON SYSTEMS INC OLD
|
|
PEGASUS COMMUNICATIONS CORP NEW
|
|
PEGASUS SOLUTIONS INC
|
|
PELICAN FINANCIAL INC
|
|
PENN LAUREL FINANCIAL CORP
|
|
PENN VIRGINIA GP HOLDINGS LP
|
|
PENWEST PHARMACEUTICALS MERGER
|
|
PEOPLES ENERGY CORPORATION
|
|
PETCO ANIMAL SUPPLIES INC
|
|
PETROLEUM & RESOURCES CORPORATION
|
|
PFEIFFER VACUUM TECHNOLOGY AG
|
|
PHARMANET DEVELOPMENT GROUP INC
|
|
PHARMION CORPORATION
|
|
PHILADELPHIA CONSOLIDATED HOLDING CORP
|
|
PI CORPORATION
|
|
PI CORPORATION (OPTIONEES)
|
|
PICOLIGHT INCORPORATED
|
|
PIONEER COMPANIES INC
|
|
PLATINUM ENERGY RESOURCES INC UNITS
|
|
PLAYBOY ENTERPRISES INC CLASS B
|
|
PLUG POWER INC (OLD)
|
|
PLURISTEM LIFE SYSTEMS INC COMMON (OLD)
|
|
POINT THERAPEUTICS INC
|
|
POLYMEDIX INC SERIES 1 CONVERTIBLE
|
|
POLYMER GROUP INC COM A
|
|
PORTA SYSTEMS CORP OLD
|
|
PORTA SYSTEMS CORP OLD OLD
|
|
POTOMAC BANK OF VIRGINIA
|
|
POWER-ONE INC
|
|
PRA INTERNATIONAL INC
|
|
PRAECIS PHARMACEUTICALS INC
|
|
PRESCIENT MEDICAL INC SERIES A PFD OLD
|
|
PRG-SCHULTZ INTERNATIONAL INC OLD
|
|
PRIMEDEX HEALTH SYSTEMS INC
|
|
PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A
|
|
PROGINET CORPORATION
|
|
PROGRESS ENERGY INC CONTINGENT VALUE
|
|
PROSPECT MEDICAL HOLDINGS INC
|
|
PROSPECT MEDICAL INC WTS
|
|
PROSPECT STREET INCOME SHARES INC
|
|
PROTALEX INC (OLD)
|
|
PUMA AG RUDOLF DASSLER SPORT
|
|
PURPLE COMMUNICATIONS INC
|
|
PV POWERED INC
|
|
PXRE GROUP LTD.
|
|
QAD INC
|
|
QUMRANET, INC.
|
|
R-TEC TECHNOLOGIES INC OLD
|
|
R2 TECHNOLOGY INC
|
|
RADA ELECTRONIC INDUSTRIES LTD (NEW)
|
|
RADCOM LTD OLD
|
|
RADIATION THERAPY SERVICES INC
|
|
RAILAMERICA INC
|
|
RAIT FINANCIAL TRUST
|
|
RAPTOR PHARMACEUTICALS CORP OLD
|
|
RB ASSET INC
|
|
READER'S DIGEST ASSOCIATION
|
|
REDBACK NETWORKS INC
|
|
REDBACK NETWORKS INC $5.00 WARRANTS
|
|
REDBACK NETWORKS INC $9.50 WARRANTS
|
|
REFAC OPTICAL GROUP
|
|
RELIANT TECHNOLOGIES INC
|
|
REMEDY TEMP INC
|
|
REMY INTERNATIONAL INC SER A PFD
|
|
RENO GOLD CORP OLD
|
|
RENT A WRECK OF AMERICA INC
|
|
REPLIDYNE INC
|
|
REPLIDYNE INC (OLD)
|
|
REPUBLIC BANCORP INC
|
|
REVLON INC CLASS A COMMON OLD
|
|
REWARD NETWORK INC OLD
|
|
REWARDS NETWORK INC NEW
|
|
RF MAGIC (A PREFERRED)
|
|
RF MAGIC (B PREFERRED)
|
|
RF MAGIC (C PREFERRED)
|
|
RF MAGIC INC
|
|
RICA FOODS INC
|
|
RIT TECHNOLOGIES LTD ORDINARY SHARES OLD
|
|
RMG CAPITAL CORPORATION
|
|
ROBOMATIX TECHNOLOGIES LTD
|
|
ROCK OF AGES CORPORATION CL A
|
|
ROOMLINX INC (OLD)
|
|
ROSETTA GENOMICS LTD
|
|
ROTONICS MANUFACTURING INC
|
|
RSA SECURITY INC
|
|
RYAN'S RESTAURANT GROUP INC *T*
|
|
SABRE HOLDINGS CORPORATION
|
|
SAFEGUARD HEALTH ENTERPRISES INC
|
|
SAND HILL IT SECURITY (CASH)
|
|
SARATOGA INVESTMENT CORP (OLD)
|
|
SBE INC OLD
|
|
SCHEID VINEYARDS INC
|
|
SCOOP INC
|
|
SEASPAN CORPORATION
|
|
SEEC INC
|
|
SEGUE SOFTWARE INC
|
|
SEITEL INC
|
|
SENTIGEN HOLDING CORP
|
|
SEQUENOM INC
|
|
SERACARE LIFE SCIENCES INC (CALIFORNIA)
|
|
SG BUILDING BLOCKS INC
|
|
SHAMIR OPTICAL INDUSTRY LTD
|
|
SHELTON GREATER CHINA FUND
|
|
SI INTERNATIONAL INC
|
|
SIBERIAN ENERGY GROUP INC (DO NOT USE)
|
|
SIERRA DESIGN AUTOMATIONS INC
|
|
SIGNATURE FINANCIAL HOLDINGS INC
|
|
SIGNET GROUP PLC
|
|
SIRENZA INC
|
|
SKYTERRA COMMUNICATIONS 2006 RIGHTS
|
|
SKYTERRA COMMUNICATIONS INC
|
|
SLATER DEVELOPMENT CORP
|
|
SLEEPY HOLLOW BANCORP INC
|
|
SMARTHINKING INC.
|
|
SMF ENERGY CORPORATION OLD
|
|
SMITH & WOLLENSKY RESTAURANT
|
|
SOCKET MOBILE INC OLD
|
|
SOLIGENIX INC
|
|
SOMANTA PHARMACEUTICALS INC
|
|
SONIC FOUNDRY INC
|
|
SOUTHPEAK INTERACTIVE CORPORATION W WTS
|
|
SOUTHWEST CAPITAL BANCSHRES
|
|
SOUTHWEST WATER COMPANY
|
|
SOUTHWEST WATER COMPANY 2.625 PFD A
|
|
SPACEHAB INCORPORATED (OLD)
|
|
SPATIALIGHT INC OLD
|
|
SPHERIX INCORPORATED (OLD)
|
|
SPIRIT FINANCE CORPORATION
|
|
SPORT SUPPLY GROUP INC
|
|
SRA INTERNATIONAL INC CLASS A COMMON
|
|
SSI SURGICAL SERVICES INC
|
|
STAMFORD INDUSTRIAL GROUP INC OLD
|
|
STAR MARITIME ACQUISITION CORP
|
|
STARWOOD HOTELS & RESORTS WORLDWIDE INC
|
|
STARWOOD HOTELS & RESORTS WORLDWIDE INC
|
|
STATE BANCORP INC
|
|
STATE BANK AND TRUST COMPANY
|
|
STERLING FINANCIAL CORP CONV VT PFD B
|
|
STERLING FINANCIAL CORP CONV VT PFD D
|
|
STERLING FINANCIAL CORPORATION (OLD)
|
|
STEWART & STEVENSON SERVICES INC
|
|
STRATALIGHT COMMUNICATIONS
|
|
STRATEGIC GAMING INVESTMENTS INC (DEL)
|
|
SUCCESSFACTORS INC
|
|
SUNAIR ELECTRONICS INC
|
|
SUNESIS PHARMACEUTICALS INC (OLD)
|
|
SUNSHINE PCS CORPORATION CASH-OUT
|
|
SUNSHINE PCS CORPORATION PRE-SPLIT
|
|
SUPERCOM LTD
|
|
SWISHER INTERNATIONAL INC (NEW)
|
|
SWISS HELVETIA FUND INC
|
|
SYBASE INC.
|
|
SYNBIOTICS CORPORATION
|
|
SYNERGX SYSTEMS INC
|
|
SYNIVERSE HOLDINGS INC
|
|
T BANCSHARES RIGHTS 2012
|
|
TABERNA REALTY FINANCE TRUST
|
|
TAILWIND FINANCIAL INC UNITS
|
|
TAPESTRY PHARMACEUTICALS INC (OLD)
|
|
TARGANTA THERAPEUTICS CORPORATION
|
|
TARGET LOGISTICS INC
|
|
TB WOOD'S CORPORATION
|
|
TEFRON LTD OLD
|
|
TELAVA NETWORKS INC
|
|
TELEBYTE TECHNOLOGY INC
|
|
TEXTRON INC 1.40 CONVERTIBLE PFD
|
|
TEXTRON INC 2.08 CUMULATIVE CONVERTIBLE
|
|
THERMAGE INC (OLD)
|
|
THESTREET INC
|
|
THORNBURG MORTGAGE INC OLD
|
|
TIB FINANCIAL CORP (OLD)
|
|
TIKCRO TECHNOLOGIES LTD OLD
|
|
TITANIUM METALS CORPORATION 6 3/4%
|
|
TLNB FINANCIAL CORP
|
|
TODD SHIPYARD
|
|
TORREYPINES THERAPEUTICS INC
|
|
TOWN CENTER BANCORP
|
|
TRACK DATA CORPORATION OLD
|
|
TRACK DATA CORPORATION OLD OLD
|
|
TRADESTATION GROUP INC
|
|
TRAFFIX INC
|
|
TRANSAVE
|
|
TRANSAVE PREFERRED
|
|
TRANSCEPT INC OLD
|
|
TRESTLE HOLDINGS INC (OLD)
|
|
TRIBORO COACH CORP
|
|
TRIPATH IMAGING INC
|
|
TRUSTREET PROPERTIES INC
|
|
TRUSTREET PROPERTIES INC $1.93 SERIES A
|
|
TRUSTREET PROPERTIES INC 7.5% SERIES C
|
|
TURKISH INVESTMENT FUND 2006 RIGHTS
|
|
TWEEN BRANDS INC
|
|
U.S ENVIROMENTAL INC N/C
|
|
U.S. WIRELESS DATA INC
|
|
ULTICOM INC (NEW)
|
|
ULTICOM INC (OLD)
|
|
UNIFI INC COM (OLD)
|
|
UNITED HERITAGE BANK
|
|
UNITED INDUSTRIAL CORPORATION
|
|
UNITED SURGICAL PARTNERS INTL NEW
|
|
UNITEK GLOBAL SERVICES INC OLD
|
|
UNITEK GLOBAL SERVICES INC OLD OLD
|
|
UNIVERSAL AMERICAN CORP
|
|
UNIVERSAL AMERICAN SERIES A PFD
|
|
UNIVERSAL COMPRESSION HOLDINGS INC COM
|
|
UNIVERSAL TRAVEL GROUP (OLD)
|
|
US AGBANK CLASS A PERPETUAL NON-CUM PFD
|
|
US LEC CORP
|
|
USA TECHNOLOGIES INC (OLD)
|
|
UTTI CORPORATION
|
|
VALERA PHARMACEUTICALS INC
|
|
VANTAGEMED CORPORATION
|
|
VARSITY GROUP INC
|
|
VELOCITY EXPRESS CORPORATION OLD
|
|
VERENIUM CORPORATION OLD
|
|
VERTICALNET INC
|
|
VERTICALNET INC OLD
|
|
VERTICALNET INC OLD OLD
|
|
VERTRUE INCORPORATED
|
|
VION PHARMACEUTICALS INC OLD
|
|
VIRGINIA NATIONAL BANK SERIES A
|
|
VIRYANET LTD OLD
|
|
VISKON-AIRE CORP
|
|
VIST FINANCIAL CORP
|
|
VISUAL SCIENCES INC
|
|
VISUAL SYSTEMS INC
|
|
VITA FOOD PRODUCTS INC
|
|
VITALSTREAM HOLDINGS INC
|
|
VOCALTEC COMMUNICATIONS LTD (OLD)
|
|
VOIP INC OLD
|
|
VOIS INC NEW
|
|
VOIS INC OLD OLD
|
|
VONAGE HOLDINGS CORP OLD
|
|
VORTEX RESOURCES CORP OLD
|
|
VPGI CORP OLD
|
|
VU1 CORPORATION
|
|
VYTERIS INC OLD
|
|
WAINWRIGHT BANK & TRUST COMPANY
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WARNER CHILCOTT LIMITED OLD
|
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WARNER MUSIC GROUP CORP
|
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WARRANTECH CORPORATION (NEW)
|
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WARRIOR ENERGY SERVICES CORPORATION
|
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WASHINGTON SAVINGS BANK F.S.B.
|
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WASTE SERVICES INC OLD
|
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WATSON WYATT WORLDWIDE INC CLASS A COM
|
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WAVE SYSTEMS CORP (OLD)
|
|
WCI COMMUNITIES INC
|
|
WCI STEEL INC CLASS A PREFERRED
|
|
WEATHERFORD INTERNATIONAL LTD OLD
|
|
WEBFINANCIAL CORP NEW COM
|
|
WEBMETHODS INC (NEW)
|
|
WEDDINGCHANNEL.COM (OPTIONS)
|
|
WEDDINGCHANNEL.COM INC
|
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WENDY'S INTERNATIONAL INC
|
|
WESTAFF INC
|
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WESTBANK CORPORATION
|
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WESTERN ASSET EMERGING MARKETS
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WESTERN ASSET EMERGING MARKETS
|
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WESTERN ASSET MUNICIPAL PARTNERS
|
|
WESTERN ASSET ZENIX INCOME FUND INC.
|
|
WEYCO GROUP INC CLASS B
|
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WHITESTONE REIT (COMMERCIAL) CLASS A
|
|
WHITESTONE REIT (COMMERCIAL) OLD
|
|
WILBER CORP
|
|
WILLOW FINANCIAL BANCORP INC
|
|
WIMBA
|
|
WOLSELEY PLC (OLD)
|
|
WOODBRIDGE HOLDINGS CORPORATION CL A
|
|
WOODBRIDGE HOLDINGS CORPORATION CL A OLD
|
|
WORKSTREAM INC
|
|
WORLDCAST INTERACTIVE INC (NEW)
|
|
WORLDGROUP CONSULTING INC (OPTIONS)
|
|
XACORD CORPORATION
|
|
XCYTE THERAPIES INC
|
|
XO HOLDINGS INC
|
|
XO HOLDINGS INC 6% CLASS A CONVERTIBLE
|
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YARDBARKER INC COMMON (DO NOT USE)
|
|
YASHENG ECO-TRADE CORPORATION
|
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YIELD DYNAMICS INC
|
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YIFAN COMMUNICATIONS INC (OLD)
|
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YMAX CORPORATION
|
|
YOUBET.COM INC
|
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YTB INTERNATIONAL INC
|
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Z TRIM HOLDINGS INC OLD
|
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ZANETT INC OLD
|
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ZIEGLER COMPANIES INC OLD 1-499
|
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ZVUE CORPORATION Z WTS 1/17/12
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