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Corporate Action Updates
 
All Actions
Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).

To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.

If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
 
Actions (Memo Types)

ABRAXAS ENERGY PARTNERS LP, STOCK MERGER
BANCROFT FUND LTD, permanent elections for dividend
BIOTIME INC WARRANTS, WARRANT EXERCISE
CARDIODYNAMICS INTERNATIONAL CORP OLD, REVERSE SPLIT
CENTENNIAL COMMUNICATIONS CORP (NEW), CASH MERGER
CHINA TOPREACH INC, Seperation of Units
ELLSWORTH FUND LTD, permanent elections for dividend
GENERAL AMERICAN INVESTORS COMPANY INC, permanent elections for dividend
HIGHLAND HOSPITALITY CORPORATION, CASH MERGER
LUMERA CORPORATION, STOCK MERGER
SOUTHPEAK INTERACTIVE CORPORATION W WTS, COMPANY NAME CHANGE
SWISS HELVETIA FUND INC, permanent elections for dividend
VERENIUM CORPORATION OLD, REVERSE SPLIT
VION PHARMACEUTICALS INC OLD, REVERSE SPLIT
Z TRIM HOLDINGS INC OLD, REVERSE SPLIT
CONVERSIONS
A123 SYSTEMS INC (OLD COM/PFD), PRE-IPO TO POST-IPO CONVERSION
BPO MANAGEMENT (OLD), CONVERSION
CONSECO INC 5.5% MAN CON PFD CL B, CONVERSION
INDEVUS CVR SUPPRELIN (BROKERS), CSR CONVERSION
JENNIFER CONVERTIBLES INC SER B PFD, PREFERRED CONVERSION
MERCATOR PARTNERS ACQUISITION CORP, CONVERSION
POLYMEDIX INC SERIES 1 CONVERTIBLE, PREFERRED CONVERSION
VIRGINIA NATIONAL BANK SERIES A, PREFERRED CONVERSION
WCI STEEL INC CLASS A PREFERRED, MANDATORY CONVERSION
WEYCO GROUP INC CLASS B, CONVERSION
REDEMPTIONS
ALEXANDRIA REAL ESTATE EQUITIES INC, REDEMPTION
ATP OIL & GAS CORPORATION, REDEMPTION
ATSI COMMUNICATIONS INC SERIES H, REDEMPTION
CALIFORNIA WATER SERVICE GROUP SERIES C, REDEMPTION
DELMARVA POWER & LIGHT CO 4% CUM PFD, PREFERRED REDEMPTION
DUKE-WEEKS REALTY CORP SER B DEP SH, REDEMPTION
HIGHWOODS PROPERTIES INC 8% B CUM PFD, PARTIAL REDEMPTION
J CREW GROUP INC SERIES A PREFERRED, PREFERRED REDEMPTION
J CREW GROUP INC SERIES B PREFERRED, PREFERRED REDEMPTION
LA QUINTA PROPERTIES INC DEPOSITARY, PREFERRED REDEMPTION
NATIONAL RETAIL PROPERTIES, INC, PREFERRED REDEMPTION
PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A, REDEMPTION
STARWOOD HOTELS & RESORTS WORLDWIDE INC, REDEMPTION
REORGANIZATIONS
AFFINITY MEDIA INTERNATIONAL CORP OLD, S.P.A.C REORGANIZATION
CARAUSTAR INDUSTRIES INC CLASS A COMMON, EXCHANGE OF NOTES
EMPIRE STATE BANK N A, FORMATION OF HOLDING COMPANY
FIRST COMMUNITY CORPORATION DO NOT USE, RECLASSIFICATION
INTEGRATED ELECTRICAL SERVICES INC, REORGANIZATION/REVERSE SPLIT
KAPSTONE PAPER & PACKING CORP UNITS, KAPSTONE PAPER
MAN SANG HOLDINGS INC (OLD), EXCHANGE
WASHINGTON SAVINGS BANK F.S.B., REORGANIZATION
WEATHERFORD INTERNATIONAL LTD OLD, REDOMESTICATION
YTB INTERNATIONAL INC, RECLASSIFICATION
OTHERS
ACORN ENERGY INC, Acorn Factor Name Change
ADAMS EXPRESS COMPANY, PERMANENT ELECTION OF DIVIDEND
ALLWORX CORPORATION, ESCROW DISTRIBUTION
AMERICAN PUBLIC UNIVERSITY SYSTEM COM, FORWARD SPLIT
AREL COMMUNICATIONS & SOFTWARE LTD, GOING PRIVATE TRANSACTION
BANCORP OF NEW JERSEY INC, NAME & CUSIP NO. CHANGE
BENTLEY PHARMACEUTICALS INC, SPIN-OFF
CARRAMERICA REALTY CORPORATION SERIES E, LIQUIDATION
CASH EXPRESS SERVICES INC OLD, SHARES EXCHANGE
CASH EXPRESS SERVICES INC OLD-REG S, SHARES EXCHANGE
CASUAL MALE RETAIL GROUP INC OLD, RECLASSIFICATION
CHINA TOPREACH INC, MEETING POSTPONED
CIRCLE GROUP HOLDINGS INC, NAME CHANGE
COMMERCIAL NET LEASE REALTY INC B PFD, NAME CHANGE
COMMERCIAL NET LEASE REALTY INC B PFD, NAME CHANGE
CPEX PHARMACEUTICALS INC, BENTLEY PHARMACEUTICALS INC., SPINS OFF CPEX PHARMACEUTICALS, INC
CROSS CANYON ENERGY CORP, NAME CHANGE
EMPIRE STATE BANK N A WARRANTS, FORMATION OF HOLDING COMPANY
ENCORE BANCSHARES INC, Guardian Holdings Inc named changed to ENCORE BANCSHARES INC on November 14, 2001
ENERGIA GLOBAL INT'L (STLMNT DIST), SETTLEMENT AGREEMENT DISTRIBUTION
EQUUS TOTAL RETURN INC, Equus Cash Election
GIGOPTIX INC LLC UNITS, EXCHANGE
HANAROTELECOM INCORPORATED, ADR TERMINATION
INTELLON CORP COMMON PRE-SPLIT, PRE-IPO CONVERSION
J CREW GROUP INC OLD, STOCK SPLIT
NATIONAL RETAIL PROPERTIES INC, NAME CHANGE
NEONODE INC SERIES A PFD, CONVERSION
PETROLEUM & RESOURCES CORPORATION, permanent elections for dividend
PFEIFFER VACUUM TECHNOLOGY AG, ADR TERMINATION
PLATINUM ENERGY RESOURCES INC UNITS, PLATINUM ENERGY RESOURCES INC WARRANT EXPIRATION
PROSPECT STREET INCOME SHARES INC, Termination
PUMA AG RUDOLF DASSLER SPORT, ADR TERMINATION
QAD INC, QAD Dividend Election
SAND HILL IT SECURITY (CASH), CASH PAYMENT
SLATER DEVELOPMENT CORP, LIQUIDATION
SYNAPTICS INCORPORATED 0.75%, PUT OPTION
TAILWIND FINANCIAL INC UNITS, SPAC LIQUIDATION
TELAVA NETWORKS INC, NAME CHANGE TRANSNATIONAL FINANCIAL NETWORK, INC., TO TELAVA NETWORKS, INC 07114
THERMAGE INC (OLD), SHARES EXCHANGE
VIST FINANCIAL CORP, VIST FINANCIAL CORP 3RD QTR 2008 DIVIDEND POSTPONED
VIST FINANCIAL CORP, LEESPORT FINANCIAL CORP NAME & CUSIP # CHANGE
WARNER CHILCOTT LIMITED OLD, REDOMESTICATION
WITS BASIN PRECIOUS METALS NEW CL C WTS, Wits Basin Class C Redeemable Wt
YORK WATER COMPANY, Direct Stock Purchase Plan
ZVUE CORPORATION Z WTS 1/17/12, HandHeld Entertainment Co# 14869 Name Change to ZVUE Corporation
MERGERS
@ROAD INC, MERGER
@ROAD INC SERIES A-1 PREFERRED STOCK, CASH MERGER
1-800 CONTACTS INC, CASH MERGER
454 LIFE SCIENCES CORPORATION, CASH MERGER
A S V INC, CASH MERGER
A.G. EDWARDS, INC., MERGER
ABLEST INC DELAWARE, CASH MERGER
ADAMS RESPIRATORY THERAPEUTICS INC, CASH MERGER
ADIFY CORPORATION, CASH MERGER
ADJOINED CONSULTING INC, CASH & STOCK MERGER
AEROFLEX INCORPORATED, CASH MERGER
AIMNET SOLUTIONS INC, CASH MERGER
ALFA CORPORATION, CASH MERGER
ALLWORX CORP SERIES 1 PREFERRED, MERGER
ALLWORX CORP SERIES A PREFERRED, MERGER
ALLWORX CORP SERIES A PRIME PFD, MERGER
AMBION INC, CASH MERGER
AMERICAN BANK NOTE HOLOGRAPHICS INC, CASH AND STOCK MERGER
AMERICAN TECHNICAL CERAMICS CORP, CASH MERGER
AMERICASBANK CORP, CASH MERGER
ANALEX CORPORATION, MERGER
ANDRX CORPORATION-ANDRX GROUP, CASH MERGER
ANGELICA CORPORATION, CASH MERGER
ANTEON INTERNATIONAL CORP, CASH MERGER
APPLICA INCORPORATED, CASH MERGER
APPLIED BIOSYSTEMS, INC., CASH AND STOCK MERGER
APPLIED DATA INC (NEW), CASH MERGER
APRIA HEALTHCARE GROUP INC, CASH MERGER
ARDENCE DELAWARE INC, CASH MERGER
ARGONAUT GROUP INC, STOCK MERGER
ARTEMIS INTERNATIONAL SOLUTIONS CORP, CASH MERGER
ATARI INC, CASH MERGER
ATLANTIC COAST ENTERTAINMENT HOLDINGS, CASH MERGER
ATLAS ENERGY RESOURCES LLC COM UNIT, STOCK MERGER
AUDIBLE INC, CASH MERGER
AULT INCORPORATED, CASH MERGER
AUTHORIZE.NET HOLDINGS INC, MERGER
AVALON PHARMACEUTICALS INC, STOCK MERGER
AVIGEN INC, MERGER WITH ELECTION
AXS-ONE INC, STOCK MERGER
BAIRNCO CORPORATION, CASH MERGER
BANK OF NEVADA, CASH MERGER
BANK OF SALEM, STOCK MERGER
BANK OF SAN JUANS BANCORPORATION, CASH AND STOCK MERGER
BANK OF VENICE, CASH AND STOCK MERGER
BARRIER THERAPEUTICS INC, CASH MERGER
BCSB BANKCORP INC, STOCK MERGER
BELIEFNET INC (COMMON, A AND B), CASH MERGER
BENTHOS INC, CASH MERGER
BENTLEY PHARMACEUTICALS INC, CASH MERGER
BIOENVISION INC, CASH MERGER
BIOLUCENT INC, MERGER
BIOMET INC, CASH MERGER
BNP RESIDENTIAL PROPERTIES INC, CASH MERGER
BOSTON RESTAURANT ASSOCIATES INC, CASH MERGER
BPI PACKAGING TECH. INC CL A RED WTS, CASH MERGER
BRADLEY PHARMACEUTICALS INC, CASH MERGER
BRIDGE STREET FINANCIAL INC, STOCK MERGER
BSD SOFTWARE INC, STOCK MERGER
BURLINGTON COAT FACTORY, CASH MERGER
BUSINESS FIRST NATIONAL BANK, CASH & STOCK MERGER
CAGY INDUSTRIES INC, CASH MERGER
CAM COMMERCE SOLUTIONS INC, CASH MERGER
CANTON BANCORP INC, CASH MERGER
CAPITAL DIRECTIONS INC CASH OUT, CASH OUT
CAPITAL DIRECTIONS INC EXCHANGE, STOCK EXCHANGE
CAPITAL PACIFIC HOLDINGS INC, CASH MERGER
CARDIODYNAMICS INTERNATIONAL CORP, CASH MERGER
CARDIOVASCULAR SYSTEMS, INC. (OLD), STOCK MERGER
CAROLINA DOCTORS CARE INC, CASH MERGER
CARR REALTY HOLDINGS (NON-ELECTORS), CASH MERGER
CARRAMERICA REALTY CORPORATION, CASH MERGER
CARRAMERICA REALTY LP (NON-ELECTORS), CASH MERGER
CASABYTE INC COMMON & SER A PREFERRED, CASH MERGER
CATAPULT COMMUNICATIONS CORPORATION, CASH MERGER
CD&L INC, CASH MERGER
CDW CORPORATION, CASH MERGER
CELEBRATE EXPRESS INC, CASH MERGER
CELEQUEST CORPORATION, CASH MERGER
CELUNOL CORP, STOCK MERGER
CHAMPPS ENTERTAINMENT INC, CASH MERGER
CHINA WATER - STOCK, MERGER
CHIPX SERIES AA & BB PREFERRED, STOCK MERGER
CITIZENS DEVELOPMENT COMPANY, MERGER WITH ELECTION
CITIZENS NATIONAL BANCSHARES INC, CASH MERGER
CLAIRE'S STORES INC, CASH MERGER
CLEARWIRE CORPORATION CLASS A COMMON, MERGER
COLLAGENEX PHARMACEUTICALS INC, CASH MERGER
COLLAGENEX PHARMACEUTICALS INC D PFD, CASH MERGER
COLUMBIA EQUITY TRUST INC, CASH MERGER
COLUMBIA EQUITY UNIT, MERGER
COLUMBIA FINANCIAL CORPORATION, STOCK MERGER
COMMUNITY BANKS, INC., STOCK MERGER
COMMUNITY CAPITAL BANK, CASH MERGER
COMMUNITY CONNECT INC, CASH MERGER
CONFIRMA, INC., STOCK MERGER
COUNTRYWIDE FINANCIAL CORPORATION, STOCK MERGER
COVE APPAREL INC, STOCK MERGER
COX RADIO INC, CASH MERGER
CRYOCOR INC, CASH MERGER
CT COMMUNICATIONS INC, CASH MERGER
CURRENEX, INC., CASH MERGER
CYTOGEN CORPORATION, CASH MERGER
CYTYC INC, CASH & STOCK MERGER
DARA BIOSCIENCES INC (OLD), STOCK MERGER
DATASCOPE CORP, CASH MERGER
DATASTREAM SYSTEMS INC, CASH MERGER
DEB SHOPS INC, CASH MERGER
DIGENE CORP, STOCK MERGER
DIGENE CORP, ELECTION MERGER
DIGITAS INC, CASH MERGER
DOCUMENT SCIENCES CORPORATION, CASH MERGER
DOW PHARMACEUTICALS INC, CASH MERGER
DSL.NET INC, CASH MERGER
E S & L BANCORP INC, CASH MERGER
EAGLE TEST SYSTEMS INC, CASH MERGER
EAST PENN FINANCIAL CORPORATION NEW, CASH MERGER
EASTERN HOLDING COMPANY LTD, CASH/STOCK MERGER
EASYLINK SERVICES CORPORATION, CASH MERGER
EATON VANCE INSURED FLORIDA PLUS, STOCK MERGER
EATON VANCE NATIONAL MUNICIPAL INCOME, STOCK MERGER
EDGE DYNAMICS INC PFD A, CASH MERGER
EDUCATIONAL INSIGHTS INC, CASH MERGER
EGENE INC, MERGER
ELLACOYA NETWORKS, INC., CASH MERGER
EMERGISOFT HOLDINGS INC, CASH MERGER
EMPEROR MINES LTD, CASH MERGER
ENDOCARE INC, ENDOCARE
ENOVA CORPORATION, STOCK MERGER
ENTERTAINMENT DISTRIBUTION COMPANY INC, STOCK MERGER
EQUITABLE FINANCIAL 100% STOCK, STOCK MERGER
EQUITABLE FINANCIAL 50/50 EXCH, CASH & STOCK MERGER
ERIE FAMILY LIFE INSURANCE COMPANY, CASH MERGER
ESYLVAN INC CLASS A CONV, CASH MERGER
ETRIALS WORLDWIDE INC, CASH & STOCK MERGER
EXCEL TECHNOLOGY INC, CASH MERGER
FERMAVIR PHARMACEUTICAL, STOCK MERGER
FIBERXON INC, CASH & STOCK
FIELDSTONE INVESTMENT CORPORATION, CASH MERGER
FILM ROMAN INC, CASH MERGER
FIRST COMPANY, CASH AND STOCK MERGER
FIRST CONSULTING GROUP INC, CASH MERGER
FIRST INDEPENDENT CAPITAL OF NEVADA, MERGER
FIRST JACKSBORO BANCSHARES INC, CASH MERGER
FIRST NATIONAL BANCSHARES-BRADENTON, STOCK MERGER
FIRST NATIONAL BANK OF MORGAN, CASH AND STOCK MERGER
FIRSTBANK NW CORP, MERGER
FISHER SCIENTIFIC INTERNATIONAL INC, STOCK MERGER
FLORIDA EAST COAST INDUSTRIES, CASH MERGER
FOODARAMA SUPERMARKETS INC, CASH MERGER
FOX & HOUND RESTAURANT GROUP, CASH MERGER
GEHL COMPANY, CASH MERGER
GEMSTAR-TV GUIDE INTERNATIONAL INC, STOCK MERGER
GENERAL HYDROGEN CORPORATION, MERGER
GOLF GALAXY INC, CASH MERGER
GRANT PRIDECO INC., CASH AND STOCK MERGER
GREAT AMERICAN FINANCIAL RESOURCES INC, CASH MERGER
GREAT LAKES BANCORP INC COMMON, STOCK MERGER
GREATER COMMUNITY BANCORP, STOCK MERGER
GREEN BUS LINES, STOCK MERGER
GREENFIELD ONLINE, INC., CASH MERGER
HANDS ON VIDEO RELAY SERVICES INC, MERGER WITH ELECTION
HANOVER COMPRESSOR COMPANY, STOCK MERGER
HANOVER DIRECT INC, CASH MERGER
HAPTOGUARD INC, MERGER
HARBOR BANKSHARES INC 1-100, MERGER
HEALTH DIALOG SERVICES CORPORATION, CASH MERGER
HIRSCH ELECTRONICS, MERGER
HIRSCH INTERNATIONAL CORP., CASH MERGER
HLTH CORPORATION, STOCK MERGER
HUNGARIAN TELEPHONE & CABLE CORP, STOCK MERGER
I-LOGIX INC., CASH MERGER
I-MANY INC, CASH MERGER
IBT BANCORP INC, CASH MERGER
ICONCLUDE CO., CASH & STOCK MERGER
IDM PHARMA INC, CASH MERGER
INDEPENDENCE COMMUNITY BANK CORP, CASH MERGER
INDEVUS PHARMACEUTICALS INC, CASH MERGER
INDUSTRIAL DISTRIBUTION GROUP INC, CASH MERGER
INFINITY PHARMACEUTICALS INC (OLD), STOCK MERGER
INFORTE CORP, CASH MERGER
INNOVIVE PHARMACEUTICAL COMMON, STOCK MERGER
INTEGRATION ASSOCIATES INC., CASH MERGER
INTERMOUNTAIN FIRST BANCORP, CASH MERGER
INTRINSIC SEMICONDUCTOR CORP, CASH MERGER
IOMAI CORPORATION, CASH MERGER
IOMEGA CORPORATION (NEW), CASH MERGER
IONA TECHNOLOGIES PLC, CASH MERGER
IPAYMENT INC, CASH MERGER
ISOTIS INC, CASH MERGER
JAMAICA CENTRAL RAILWAYS, STOCK MERGER
JAMES MONROE BANCORP INC, ELECTION MERGER
JNETX INC, CASH MERGER
KANBAY INTERNATIONAL INC, CASH MERGER
KCS ENERGY INC, CASH AND STOCK MERGER
KINETIKOS MEDICAL INC, CASH MERGER
KINTERA INC, CASH MERGER
KKR FINANCIAL CORP, STOCK MERGER
KMG AMERICA CORPORATION, CASH MERGER
KNOVA SOFTWARE INC, MERGER
KOS PHARMACEUTICALS INC, CASH MERGER
LA QUINTA CORPORATION, CASH MERGER
LANDESK GROUP LIMITED, CASH AND STOCK MERGER
LASERSCOPE INCORPORATED, CASH MERGER
LAUREATE EDUCATION INC, cash merger
LIBERTY CORP, CASH MERGER
LIMCO-PIEDMONT INC, STOCK MERGER
LINCOLN BANCORP, CASH AND STOCK MERGER
LOGICVISION INC (NEW), STOCK MERGER
LOGILITY INC, CASH MERGER
LONE STAR STEAKHOUSE & SALOON INC, MERGER
LXU HEALTHCARE G PREFERRED, CASH MERGER
LXU HEALTHCARE SER G OPTIONS, CASH MERGER
LXU HEALTHCARE WARRANTS, CASH MERGER
LXU HEALTHCARE, INC., CASH MERGER
LYNNWOOD FINANCIAL GROUP INC, STOCK MERGER
MACROCHEM CORPORATION, STOCK MERGER
MACROVISION CORPORATION OLD, STOCK MERGER
MAGNUM COAL COMPANY, STOCK MERGER
MAIN STREET TRUST INC, STOCK MERGER
MANUGISTICS GROUP INC, CASH MERGER
MARITRANS INC, CASH MERGER
MARKETRX, INC., CASH MERGER
MARLTON TECHNOLOGIES INC, CASH MERGER
MARYLAND PERMANENT BANK & TRUST CO, CASH MERGER
MASSBANK CORP, CASH MERGER
MAXIM CRANE WORKS HOLDINGS INC, CASH MERGER
MCLEODUSA, INC., STOCK MERGER
MERCANTILE BANKSHARES CORPORATION, CASH AND STOCK MERGER
MIKRON INFRARED INC, CASH MERGER
MILASTAR CORPORATION, CASH MERGER
MINRAD INTERNATIONAL INC, CASH MERGER
MMH HOLDINGS INC, CASH MERGER
MOLECULAR INSIGHT PHARMACEUTICALS (OLD), SHARES EXCHANGE
MONMOUTH CAPITAL CORPORATION, STOCK MERGER
MONOGRAM BIOSCIENCES INC, CASH MERGER
MOONEY AEROSPACE GROUP LTD, CASH MERGER
MORTGAGEIT HOLDINGS, INC, CASH MERGER
MOUNTAIN BANK HOLDING COMPANY, CASH AND STOCK MERGER
MPX, INC., STOCK MERGER
MUTUAL COMMUNITY SAVINGS BANK INC, STOCK MERGER
NATIONAL ATLANTIC HOLDINGS CORPORATION, CASH MERGER
NATIONAL HOME HEALTH CARE CORP, CASH MERGER
NATIONAL IMAGING ASSOCIATES INC CLASS A, CASH MERGER
NEON SYSTEMS INC, CASH MERGER
NEONODE OLD, MERGER
NET2PHONE INC, CASH MERGER
NETSMART TECHNOLOGIES INC (NEW), CASH MERGER
NEW ASIA BANCORP INC, MERGER
NEW BRUNSWICK SCIENTIFIC CO INC, CASH MERGER
NEW EDGE HOLDING CO, CASH & STOCK MERGER
NEW YORK & HARLEM RAIL ROAD COMPANY, CASH MERGER
NEWMIL BANCORP INC, MERGER
NILE THERAPEUTICS, INC. (OLD), MERGER
NITROMED INC, CASH MERGER
NORTH SIDE STATE BANK - WY, CASH AND STOCK MERGER
NORTHERN EMPIRE BANCSHARES, CASH AND STOCK MERGER
NORTHERN NEW YORK BANCORP INC, CASH MERGER
NORTHSTAR CAPITAL INVESTMENT CORP, CASH MERGER
NOVEN PHARMACEUTICALS INC, CASH MERGER
NWP HOLDINGS INC, CASH MERGER
ONCURE MEDICAL CORP, CASH MERGER
ONLINE BENEFITS (COMMON & PFD), CASH MERGER
ONLINE BENEFITS (OPTIONS/WARRANTS), CASH MERGER
ONTARIO NATIONAL BANK, CASH MERGER
OPTICAL COMMUNICATION PRODUCTS INC CL A, CASH MERGER
OPTICARE HEALTH SYSTEMS INC, STOCK MERGER
OPTIUM CORPORATION, STOCK MERGER
ORBITAL DATA CORPORATION, CASH MERGER
OSE USA INC, CASH MERGER
OUTLOOK GROUP CORP, CASH MERGER
OXYGEN MEDIA CORPORATION, CASH MERGER
PACIFIC ENERGY PARTNERS L.P., STOCK MERGER
PACIFIC ENTERPRISES, STOCK MERGER
PAETEC CORP, MERGER
PARISH NATIONAL CORP, STOCK MERGER
PEGASUS SOLUTIONS INC, CASH MERGER
PELICAN FINANCIAL INC, CASH MERGER
PENN LAUREL FINANCIAL CORP, CASH MERGER
PEOPLES ENERGY CORPORATION, STOCK MERGER
PETCO ANIMAL SUPPLIES INC, CASH MERGER
PHARMANET DEVELOPMENT GROUP INC, CASH MERGER
PHARMION CORPORATION, CASH & STOCK MERGER
PHILADELPHIA CONSOLIDATED HOLDING CORP, CASH MERGER
PI CORPORATION, CASH MERGER
PI CORPORATION (OPTIONEES), CASH MERGER
PICOLIGHT INCORPORATED, STOCK MERGER
PIONEER COMPANIES INC, CASH MERGER
POTOMAC BANK OF VIRGINIA, CASH MERGER
PRA INTERNATIONAL INC, CASH MERGER
PRAECIS PHARMACEUTICALS INC, CASH MERGER
QUMRANET, INC., CASH MERGER
R2 TECHNOLOGY INC, STOCK MERGER
RADIATION THERAPY SERVICES INC, CASH MERGER
RAILAMERICA INC, CASH MERGER
RAPTOR PHARMACEUTICALS CORP OLD, STOCK MERGER
READER'S DIGEST ASSOCIATION, CASH MERGER
REDBACK NETWORKS INC, CASH MERGER
REDBACK NETWORKS INC $5.00 WARRANTS, CASH MERGER
REDBACK NETWORKS INC $9.50 WARRANTS, CASH MERGER
REFAC OPTICAL GROUP, CASH MERGER
RELIANT TECHNOLOGIES INC, CASH AND STOCK MERGER
REMEDY TEMP INC, CASH MERGER
RENT A WRECK OF AMERICA INC, CASH MERGER
REPUBLIC BANCORP INC, STOCK MERGER
RF MAGIC (A PREFERRED), STOCK MERGER
RF MAGIC (B PREFERRED), STOCK MERGER
RF MAGIC (C PREFERRED), STOCK MERGER
RF MAGIC INC, STOCK MERGER
ROTONICS MANUFACTURING INC, CASH MERGER
RSA SECURITY INC, CASH MERGER
RYAN'S RESTAURANT GROUP INC *T*, CASH MERGER
SABRE HOLDINGS CORPORATION, CASH MERGER
SAFEGUARD HEALTH ENTERPRISES INC, CASH MERGER
SEEC INC, CASH MERGER
SEGUE SOFTWARE INC, CASH MERGER
SEITEL INC, CASH MERGER
SENTIGEN HOLDING CORP, MERGER
SERACARE LIFE SCIENCES INC (CALIFORNIA), STOCK MERGER
SI INTERNATIONAL INC, CASH MERGER
SIERRA DESIGN AUTOMATIONS INC, CASH & STOCK MERGER
SIGNATURE FINANCIAL HOLDINGS INC, MERGER
SIGNET GROUP PLC, STOCK MERGER
SIRENZA INC, MERGER
SLEEPY HOLLOW BANCORP INC, CASH MERGER
SMITH & WOLLENSKY RESTAURANT, CASH MERGER
SOMANTA PHARMACEUTICALS INC, MERGER
SPIRIT FINANCE CORPORATION, CASH MERGER
SPORT SUPPLY GROUP INC, CASH MERGER
SSI SURGICAL SERVICES INC, CASH MERGER
ST. BERNARD SOFTWARE INC OLD, STOCK MERGER
STAR MARITIME ACQUISITION CORP, MERGER
STARWOOD HOTELS & RESORTS WORLDWIDE INC, CASH MERGER
STEWART & STEVENSON SERVICES INC, CASH MERGER
STRATALIGHT COMMUNICATIONS, MERGER
SWISHER INTERNATIONAL INC (NEW), CASH MERGER
TABERNA REALTY FINANCE TRUST, MERGER
TARGANTA THERAPEUTICS CORPORATION, CASH MERGER
TARGET LOGISTICS INC, CASH MERGER
TB WOOD'S CORPORATION, CASH MERGER
TELEBYTE TECHNOLOGY INC, CASH MERGER
TLNB FINANCIAL CORP, CASH MERGER
TORREYPINES THERAPEUTICS INC, STOCK MERGER
TOWN CENTER BANCORP, CASH AND STOCK MERGER
TRAFFIX INC, STOCK MERGER
TRANSCEPT INC OLD, STOCK MERGER
TRIBORO COACH CORP, STOCK MERGER
TRIPATH IMAGING INC, CASH MERGER
TRUSTREET PROPERTIES INC, CASH MERGER
TRUSTREET PROPERTIES INC $1.93 SERIES A, CASH MERGER
TRUSTREET PROPERTIES INC 7.5% SERIES C, CASH MERGER
UNITED HERITAGE BANK, CASH MERGER
UNITED INDUSTRIAL CORPORATION, CASH MERGER
UNITED SURGICAL PARTNERS INTL NEW, CASH MERGER
UNIVERSAL COMPRESSION HOLDINGS INC COM, STOCK MERGER
US LEC CORP, MERGER
VALERA PHARMACEUTICALS INC, STOCK MERGER
VANTAGEMED CORPORATION, CASH MERGER
VAPPS INC (PREFERRED), CASH MERGER
VARSITY GROUP INC, CASH MERGER
VERTICALNET INC, CASH MERGER
VERTRUE INCORPORATED, CASH MERGER
VISUAL SCIENCES INC, CASH & STOCK MERGER
VITA FOOD PRODUCTS INC, CASH MERGER
VITALSTREAM HOLDINGS INC, MERGER
WARRANTECH CORPORATION (NEW), CASH MERGER
WARRIOR ENERGY SERVICES CORPORATION, CASH/STOCK MERGER
WEBFINANCIAL CORP NEW COM, STOCK MERGER
WEBMETHODS INC (NEW), CASH MERGER
WEDDINGCHANNEL.COM (OPTIONS), MERGER
WEDDINGCHANNEL.COM INC, CASH AND STOCK MERGER
WENDY'S INTERNATIONAL INC, STOCK MERGER
WESTAFF INC, CASH MERGER
WESTBANK CORPORATION, CASH MERGER
WESTERN ASSET EMERGING MARKETS, STOCK MERGER
WESTERN ASSET EMERGING MARKETS, STOCK MERGER
WESTERN ASSET MUNICIPAL PARTNERS, STOCK MERGER
WESTERN ASSET ZENIX INCOME FUND INC., STOCK MERGER
WILLOW FINANCIAL BANCORP INC, STOCK MERGER
WOODBRIDGE HOLDINGS CORPORATION CL A, STOCK MERGER
WORLDGROUP CONSULTING INC (OPTIONS), CASH MERGER
YIELD DYNAMICS INC, CASH MERGER
RIGHTS OFFERS
MHI HOSPITALITY 2009 RIGHTS, RIGHTS OFFER
SKYTERRA COMMUNICATIONS 2006 RIGHTS, RIGHTS OFFER
TURKISH INVESTMENT FUND 2006 RIGHTS, RIGHTS OFFER
REVERSE SPLITS
ABS INDUSTRIES INC (1-499), REVERSE/FORWARD SPLIT
ACCESS PHARMACEUTICALS INC (OLD), REVERSE SPLIT
ACP HOLDING COMPANY-RESTRICTED, REVERSE SPLIT
ADDISON-DAVIS DIAGNOSTICS INC (OLD), REVERSE SPLIT
AIRSPAN NETWORKS INC OLD, REVERSE SPLIT
ALLOY INC, REVERSE SPLIT
ALTEON INC, REVERSE SPLIT
AMERICAN BANK HOLDINGS INC OLD, REVERSE SPLIT
AMERICAN METAL & TECHNOLOGY INC OLD, REVERSE SPLIT
AMICUS THERAPEUTICS (PRE-IPO), REVERSE SPLIT
APPLIED NEUROSOLUTIONS INC OLD, REVERSE SPLIT
ARLINGTON ASSET INVESTMENT CORP CL A OLD, REVERSE SPLIT
AROTECH CORPORATION OLD, REVERSE SPLIT
ASTREX INC (NEW), REVERSE SPLIT
ATARI INC OLD, REVERSE SPLIT
BANCTEC INC 144A, REVERSE SPLIT
BANKATLANTIC BANCORP INC CL A COM OLD, REVERSE SPLIT
BIOFIELD CORP (OLD), REVERSE SPLIT
BIOMETRX INC OLD, REVERSE SPLIT
BIOPURE CORPORATION CLASS A OLD, REVERSE SPLIT
BLUEFLY INC OLD, REVERSE SPLIT
BROADCASTER INC OLD, REVERSE SPLIT
CARDIMA INC OLD, REVERSE SPLIT
CARDIONET INC OLD COMMON & PFD, REVERSE SPLIT
CELL POWER TECHNOLOGIES INC (OLD), REVERSE SPLIT
CELSION CORPORATION (OLD), REVERSE SPLIT
CENTALE INC, REVERSE SPLIT / NAME CHANGE
CENTALE INC OLD, REVERSE SPLIT
CHYRON CORPORATION (OLD), REVERSE SPLIT
CLEAN DIESEL TECHNOLOGIES INC (OLD), REVERSE SPLIT
CLEARANT INC OLD, REVERSE SPLIT
CMGI INC OLD, REVERSE SPLIT
CONCURRENT COMPUTER CORPORATION (OLD), REVERSE SPLIT
CORNERSTONE STRATEGIC VALUE FUND INC, REVERSE SPLIT
CORNERSTONE TOTAL RETURN FUND INC, REVERSE SPLIT
DEBT RESOLVE INC OLD, REVERSE SPLIT
DEERFIELD CAPITAL CORP OLD, REVERSE SPLIT
DIAMETRICS MEDICAL INC OLD, REVERSE SPLIT
DIGITAL IMAGING RESOURCES INC, REVERSE SPLIT/NAME CHANGE
DIGITALGLOBE INC OLD, REVERSE SPLIT
DISCOVERY PARTNERS INTERNATIONAL INC, REVERSE SPLIT/NAME CHANGE
DIVX INC (OLD), REVERSE SPLIT
DYNTEK INC OLD, REVERSE SPLIT
DYNTEK INC OLD, REVERSE SPLIT
E-CENTIVES INC OLD, REVERSE SPLIT
EASYLINK SERVICES CORPORATION OLD, REVERSE SPLIT
ENTROPIC COMMUNICATIONS (PREFERREDS), REVERSE SPLIT-IPO
ENTROPIC COMMUNICATIONS INC OLD, REVERSE SPLIT - IPO
ENTRX CORPORATION *NULL & VOID*, REVERSE/FORWARD SPLIT
ERGO SCIENCE CO 1-199 SHARES, REVERSE SPLIT
EUROSEAS LTD OLD, REVERSE SPLIT
EVOLVING SYSTEMS INC OLD, REVERSE SPLIT
FINISAR CORPORATION OLD, REVERSE SPLIT
FIRST NATIONAL BANCSHARES-BRADENTON, MERGER WITH ELECTION
FOOD TECHNOLOGY SERVICE INC OLD, REVERSE SPLIT
GASTAR EXPLORATION LTD OLD, REVERSE SPLIT
GENOPTIX INC, REVERSE SPLIT
GLOBAL MATRECHS INC (OLD), REVERSE SPLIT
GLOBAL-TECH APPLIANCES INC (OLD), REVERSE SPLIT/NAME CHANGE
GS CLEANTECH CORPORATION OLD, REVERSE SPLIT
GTC BIOTHERAPEUTICS INC OLD, REVERSE SPLIT
GULF RESOURCES INC OLD, REVERSE SPLIT
HAND HELD ENTERTAINMENT INC OLD, REVERSE SPLIT
HARKEN ENERGY CORPORATION (NEW), REVERSE SPLIT/NAME CHANGE
HEALTHSPAN INC, REVERSE SPLIT
HQ SUSTAINABLE MARITIME IND 1-1999 OLD, REVERSE SPLIT
IDT CORPORATION OLD, REVERSER SPLIT
IMMUNE RESPONSE CORPORATION OLD, REVERSE SPLIT
IMPAC MORTGAGE HOLDINGS INC OLD, REVERSE SPLIT
INTEGRATED SURGICAL SYSTEMS INC OLD, REVERSE SPLIT
INTELISYS AVIATION SYSTEMS OF, REVERSE SPLIT
INTELISYS AVIATION SYSTEMS OF AMERICA, REVERSE SPLIT/NAME CHANGE
INTERNAP NETWORK SERVICES CORP OLD, REVERSE SPLIT
INTREPID CAPITAL CORPORATION (OLD), REVERSE SPLIT
ION MEDIA NETWORKS INC CL A, REVERSE SPLIT
JDS UNIPHASE CORPORATION OLD, REVERSE SPLIT
JER INVESTORS TRUST INC OLD, REVERSE SPLIT
K-TEL INTERNATIONAL INC 1-4999, REVERSE/FORWARD SPLIT
LEVEL 8 SYSTEMS INC, REVERSE SPLIT
LIGHTING SCIENCE GROUP CORPORATION OLD, REVERSE SPLIT
MACROCHEM CORPORATION (OLD), REVERSE SPLIT
MAGNA-LAB INC CL. A COM., REVERSE SPLIT
MAGSTAR TECHNOLOGIES (CASH-OUT), REVERSE SPLIT
MECHANICAL TECHNOLOGY INC OLD, REVERSE SPLIT
MEDICINOVA INC OLD, REVERSE SPLIT
MERCURY AIR GROUP INC, REVERSE SPLIT
MONOGRAM BIOSCIENCES INC OLD, REVERSE SPLIT
MOVIE STAR INC N/C, REVERSE SPLIT/NAME CHANGE
MTM TECHNOLOGIES INC (OLD), REVERSE SPLIT
NATIONAL DATACOMPUTER INC (OLD), REVERSE SPLIT
NETGURU INC OLD, REVERSE SPLIT
NEUROBIOLOGICAL TECHNOLOGIES INC (OLD), REVERSE SPLIT
NEW AMERICA HIGH INCOME FD INC OLD, REVERSE SPLIT
NEW YORK MORTGAGE TRUST INC, REVERSE SPLIT
NEW YORK MORTGAGE TRUST INC OLD, REVERSE SPLIT
NEWTOWN LANE MARKETING INCORPORATED, REVERSE SPLIT
NOVACEA INC, REVERSE SPLIT
NUWAY MEDICAL INC, REVERSE SPLIT
OCWEN FINANCIAL 9 SHARES AND LESS, REVERSE/FORWARD SPLIT
OMNITURE INC COMMON & PREFERREDS, REVERSE SPLIT
ORGANIC TO GO FOOD CORPORATION, REVERSE SPLIT/NAME CHANGE
ORION HEALTHCORP INC (1-2499), REVERSE/FORWARD SPLIT
ORTHODONTIX INC, REVERSE SPLIT
PALIGENT INC, REVERSE SPLIT
PANTERA PETROLEUM INC OLD, REVERSE SPLIT
PAPERCLIP SOFTWARE INC, REVERSE SPLIT
PARAGON REAL ESTATE EQUITY AND (OLD), REVERSE SPLIT
PARAMETRIC TECHNOLOGY CORPORATION (OLD), REVERSE SPLIT
PATRON SYSTEMS INC OLD, PATRON SYSTEMS REVERSE SPLIT
PEGASUS COMMUNICATIONS CORP NEW, REVERSE SPLIT
PLURISTEM LIFE SYSTEMS INC COMMON (OLD), REVERSE SPLIT/NAME CHANGE
POINT THERAPEUTICS INC, REVERSE SPLIT/NAME CHANGE
PORTA SYSTEMS CORP (NEW), REVERSE SPLIT
PRESCIENT MEDICAL INC SERIES A PFD OLD, REVERSE SPLIT
PRG-SCHULTZ INTERNATIONAL INC OLD, REVERSE SPLIT
PRIMEDEX HEALTH SYSTEMS INC, REVERSE SPLIT
PXRE GROUP LTD., REVERSE SPLIT
R-TEC TECHNOLOGIES INC OLD, REVERSE SPLIT/NAME CHANGE
RADA ELECTRONIC INDUSTRIES LTD (NEW), REVERSE SPLIT
RADCOM LTD OLD, REVERSE SPLIT
RENO GOLD CORP OLD, REVERSE SPLIT
REPLIDYNE INC, REVERSE SPLIT - NAME CHANGE
REPLIDYNE INC (OLD), REVERSE SPLIT
REVLON INC CLASS A COMMON OLD, REVERSE SPLIT
REWARD NETWORK INC OLD, REVERSE SPLIT
RIT TECHNOLOGIES LTD ORDINARY SHARES OLD, REVERSE SPLIT
SBE INC OLD, REVERSE SPLIT
SCHEID VINEYARDS INC, REVERSE SPLIT
SCOOP INC, REVERSE SPLIT
SEQUENOM INC, REVERSE SPLIT
SMF ENERGY CORPORATION OLD, REVERSE SPLIT
SOCKET MOBILE INC OLD, REVERSE SPLIT
SONIC FOUNDRY INC, REVERSE SPLIT
SPACEHAB INCORPORATED (OLD), REVERSE SPLIT
SPATIALIGHT INC OLD, REVERSE SPLIT
STAMFORD INDUSTRIAL GROUP INC OLD, REVERSE SPLIT
STRATEGIC GAMING INVESTMENTS INC (DEL), REVERSE SPLIT/NAME CHANGE
SUPERCOM LTD, REVERSE SPLIT
TAPESTRY PHARMACEUTICALS INC (OLD), REVERSE SPLIT
TEFRON LTD OLD, REVERSE SPLIT
THORNBURG MORTGAGE INC OLD, REVERSE SPLIT
TIKCRO TECHNOLOGIES LTD OLD, REVERSE SPLIT
TRACK DATA CORPORATION OLD, TRACK DATA
TRESTLE HOLDINGS INC (OLD), REVERSE SPLIT / NAME CHANGE
U.S ENVIROMENTAL INC N/C, REVERSE SPLIT
U.S. WIRELESS DATA INC, REVERSE SPLIT/NAME CHANGE
ULTICOM INC (OLD), REVERSE SPLIT
UNIFY CORPORATION OLD, REVERSE SPLIT
UNIVERSAL TRAVEL GROUP (OLD), REVERSE SPLIT
USA TECHNOLOGIES INC (OLD), REVERSE SPLIT
UTTI CORPORATION, REVERSE SPLIT
VELOCITY EXPRESS CORPORATION OLD, REVERSE SPLIT
VERTICALNET INC OLD, REVERSE SPLIT
VERTICALNET INC OLD OLD, REVERSE SPLIT
VIRYANET LTD OLD, REVERSE SPLIT
VOIP INC OLD, REVERSE SPLIT
VOIP INC OLD, REVERSE SPLIT
VOIS, INC., REVERSE SPLIT
VONAGE HOLDINGS CORP OLD, REVERSE SPLIT
VORTEX RESOURCES CORP OLD, REVERSE SPLIT
VPGI CORP OLD, REVERSE SPLIT
VYTERIS INC OLD, REVERSE SPLIT
WASTE SERVICES INC OLD, REVERSE SPLIT
WAVE SYSTEMS CORP (OLD), REVERSE SPLIT
WOODBRIDGE HOLDINGS CORPORATION CL A OLD, REVERSE SPLIT
WORLDCAST INTERACTIVE INC (NEW), REVERSE SPLIT
XACORD CORPORATION, REVERSE SPLIT
XCYTE THERAPIES INC, REVERSE SPLIT/NAME CHANGE
YIFAN COMMUNICATIONS INC (OLD), REVERSE SPLIT
ZANETT INC OLD, REVERSE SPLIT
ZIEGLER COMPANIES INC OLD 1-499, REVERSE/FORWARD SPLIT
TENDER OFFERS
CALLON PETROLEUM COMPANY 9.75% SENIOR, TENDER OFFER
COLLAGENEX PHARMACEUTICALS INC, TENDER OFFER
CTM MEDIA HOLDINGS INC CL A COMMON, TENDER OFFER
EXCEL TECHNOLOGY INC, TENDER OFFER
HYPERION BROOKFIELD COLLATERALIZED, TENDER OFFER
I-FLOW CORPORATION (NEW), TENDER OFFER
KOOR INDUSTRIES LTD, TENDER OFFER
MERCURY AIR GROUP (OLD) 1,001 SHS & UP, TENDER OFFER
ML MACADAMIA ORCHARDS L.P., TENDER OFFER
NEWCASTLE INVESTMENT CORP SERIES C PFD, TENDER OFFER
PHARMACEUTICAL RESOURCES INC 2.875%, MODIFIED DUTCH AUCTION
RETALIX LTD, TENDER OFFER
SIGNATURE FINANCIAL HOLDINGS INC, ELECTION
STAR TRIBUNE MEDIA HOLDINGS CO, TENDER OFFER
TAIWAN GREATER CHINA FUND, REPURCHASE OFFER
TAIWAN GREATER CHINA FUND, REPURCHASE OFFER
TEST COMPANY, TEST
UNITED INDUSTRIAL CORPORATION, TENDER OFFER
WCI COMMUNITIES INC, TENDER OFFER
WEBMD HEALTH CORP CLASS A COMMON, TENDER OFFER
WEBMETHODS INC (NEW), TENDER OFFER
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