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Transfers Involving A Trust:
Transfer to a trust:
- The original stock certificate(s) and/or affidavits of loss.
- Signature of Custodian on the reverse side of each certificate or on the stock power. The signature(s) must be Medallion Signature Guaranteed.
- A letter of instructions indicating Trust Title, Trust Date, Trustees,
complete address (including zip code) and Tax Identification Number of the new
registration. Execute the Substitute Form W-9
certifying the Social Security or Tax Identification Number of the new
registration.
Note: Please provide copy of the first and last page of the Trust
Agreement for clarity of the Title, Date and Signature.
Transfers from a trust:
Follow the instructions mentioned above. However, the signature must be of
the Trustee, signing in the capacity of Trustee (i.e. John Doe, Trustee; John
Doe, Successor Trustee)
OR
- A Certified Court Order naming the Successor Trustee
Mailing Address:
Operations Center 6201 15th Avenue Brooklyn, NY 11219
Attn: Transfer Department
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