Investor Services

CORPORATE ACTION UPDATES

 
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Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).

To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.

If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
 
Company Name
ADAMS DIVERSIFIED EQUITY FUND INC
PERMANENT ELECTION OF DIVIDEND
ADAMS NATURAL RESOURCES FUND INC
permanent elections for dividend
ADRIAN STEEL COMPANY
EXCHANGE
ALLWORX CORPORATION
ESCROW DISTRIBUTION
ALPINE GROUP INC 6% NOTES DUE 2010
MATURITY
AREL COMMUNICATIONS & SOFTWARE LTD
GOING PRIVATE TRANSACTION
BANCORP OF NEW JERSEY INC
NAME & CUSIP NO. CHANGE
BENTLEY PHARMACEUTICALS INC
SPIN-OFF
BUCKHEAD INDUSTRIAL PROPERTIES SER A PFD
CASH LIQUIDATION
CASH EXPRESS SERVICES INC OLD
SHARES EXCHANGE
CASH EXPRESS SERVICES INC OLD-REG S
SHARES EXCHANGE
CASUAL MALE RETAIL GROUP INC OLD
RECLASSIFICATION
CHINA TOPREACH INC
MEETING POSTPONED
CIRCLE GROUP HOLDINGS INC
NAME CHANGE
CLINICAL DATA INC CONTINGENT VALUE RTS
EXCHANGE
CPEX PHARMACEUTICALS INC
BENTLEY PHARMACEUTICALS INC., SPINS OFF CPEX PHARMACEUTICALS, INC
CROSS CANYON ENERGY CORP
NAME CHANGE
EDCI HOLDINGS INC (1399 OR LESS)
REVERSE FORWARD STOCK SPLIT
EMPIRE STATE BANK N A WARRANTS
FORMATION OF HOLDING COMPANY
ENCORE BANCSHARES INC
Guardian Holdings Inc named changed to ENCORE BANCSHARES INC on November 14, 2001
ENERGIA GLOBAL INT'L (STLMNT DIST)
SETTLEMENT AGREEMENT DISTRIBUTION
EQUUS TOTAL RETURN INC
Equus Cash Election
FARMERS & MERCHANTS BANK
EXCHANGE
GOUVERNEUR BANCORP INC UNEXCHANGED
CASH PAYOUT/SUCCESSOR AGENT
HARBOR BIOSCIENCES INC DO NOT USE
NAME CHANGE
IDENTIV INC 2013 PIPE WARRANTS
WARRANTS
IDENTIVE GROUP INC
SCM name change to Identive Group Inc
INFOSYS LIMITED
Name Change- InfoSys Technologies Limited
INTELLON CORP COMMON PRE-SPLIT
PRE-IPO CONVERSION
INVENSYS PLC (NEW)
ADR TERMINATION
INVESTAR BANK
MANDATORY EXCHANGE
INVESTCORP BANK B S C
GDR RAtio Change
KCAP FINANCIAL INC
KOHLBERG CAPITAL ELECTION
MOSAIC COMPANY OLD
PLAN OF RESTRUCTURING
MUZAK HOLDINGS LLC DISCOUNT WTS
WARRANT PURCHASE
NATIONAL RETAIL PROPERTIES INC
NAME CHANGE
PFEIFFER VACUUM TECHNOLOGY AG
ADR TERMINATION
PROSPECT STREET INCOME SHARES INC
Termination
QAD INC
QAD Dividend Election
REDDY ICE HOLDINGS INC
BANKRUPTCY
SAND HILL IT SECURITY (CASH)
CASH PAYMENT
SLATER DEVELOPMENT CORP
LIQUIDATION
SPECIAL OPPORTUNITIES FUND 3% CONVERIBLE
REDEMPTION/CONVERSION
TAILWIND FINANCIAL INC UNITS
SPAC LIQUIDATION
TELAVA NETWORKS INC OLD
NAME CHANGE TRANSNATIONAL FINANCIAL NETWORK, INC., TO TELAVA NETWORKS, INC 07114
THERMAGE INC (OLD)
SHARES EXCHANGE
THESTREET INC
Name Change- The Street. Com Inc
TOTO LTD
Ratio Change and Stock Split
ratio Change and Stock Split
VIST FINANCIAL CORP
VIST FINANCIAL CORP 3RD QTR 2008 DIVIDEND POSTPONED
LEESPORT FINANCIAL CORP NAME & CUSIP # CHANGE
WARREN RESOURCES INC 12% BOND DUE 2020
PLAN OF BANKRUPTCY
WARREN RESOURCES INC 12% BOND DUE 2022
plan of bankruptcy
ZVUE CORPORATION Z WTS 1/17/12
HandHeld Entertainment Co# 14869 Name Change to ZVUE Corporation