Investor Services
CORPORATE ACTION UPDATES
 
All Actions

Our clients often announce mergers, tender offers, exchanges or other corporate actions that affect the interests of shareholders. In many cases, the terms of the corporate action are very technical and/or confusing. We have designed this section to provide detailed information and instructions in a concise, plain-English format. Moreover, these pages provide access to copies of documents that may be applicable to these corporate actions (e.g., letters of transmittal, tax allocation documents, etc.).

To access the available corporate action pages, please select the desired company from the list below, or use the alphabetical index to easily find a company.

If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the upper toolbar).
 
Actions (Memo Types)

ABRAXAS ENERGY PARTNERS LP, STOCK MERGER
ABRAXIS BIOSCIENCE INC NEW, CASH & STOCK MERGER
AMBIENT CORPORATION, REVERSE SPLIT
AMERICAN PHYSICIANS SRV GROUP, CASH MERGER
ANDORRA CAPITAL CORPORATION, REVERSE SPLIT
B & H OCEAN CARRIERS LTD 100 OR LESS, REVERSE FORWARD SPLIT
BANCROFT FUND LTD, permanent elections for dividend
BIOTIME INC WARRANTS, WARRANT EXERCISE
CARDIMA INC OLD, REVERSE SPLIT
CARDIODYNAMICS INTERNATIONAL CORP OLD, REVERSE SPLIT
CARMEL CONTAINER SYSTEMS LTD, CASH MERGER
CATASYS INC OLD OLD, REVERSE SPLIT
CENTENNIAL COMMUNICATIONS CORP (NEW), CASH MERGER
CHARTER FINANCIAL CORPORATION,
CHINA TOPREACH INC, Seperation of Units
COMFORCE CORPORATION, CASH MERGER
DAYNINE CONSULTING INC, DAYNINE
DESIGN WITHIN REACH INC OLD, REVERSE SPLIT
DFC GLOBAL CORP, CASH MERGER
DIGITAL REALTY TRUST INC 8.50%, DIDGITAL REALTY
ELLSWORTH GROWTH AND INCOME FUND LTD, permanent elections for dividend
ENTAIRE GLOBAL COMPANIES INC, entaire into synovus cash & stock merger
EVERGREEN SOLAR INC OLD, REVERSE SPLIT
FUNDTECH LTD, CASH MERGER
GENERAL AMERICAN INVESTORS COMPANY INC, permanent elections for dividend
HARLEYSVILLE NATIONAL CORPORATION, STOCK MERGER
HIGH WEST HOLDINGS LLC, HIGH WEST CASH MERGER
HIGHLAND HOSPITALITY CORPORATION, CASH MERGER
I.C. ISAACS & COMPANY INC, REVERSE SPLIT / NAME CHANGE
INDEPENDENT BANK CORPORATION OLD, REVERSE SPLIT
INTERPACE DIAGNOSTICS GROUP INC RSP, REVERSE SPLIT
LOTUS BANCORP INC, CASH MERGER
LUMERA CORPORATION, STOCK MERGER
MARINA BIOTECH INC (OLD), REVERSE SPLIT
MEDQUIST INC, STOCK MERGER
MICHIGAN MEDICAL ADVANTAGE INC, CASH ERGER
MICROTUNE INC, CASH MERGER
NATIONAL BANK OF SOUTHWEST FLORIDA, CASH MERGER
NESS TECHNOLOGIES INC, CASH MERGER
NOVAMED INC OLD, REVERSE SPLIT
OCEANFREIGHT INC CLASS A COMMON NEW, REVERSE SPLIT
OCEANFREIGHT INC CLASS A COMMON OLD, REVERSE SPLIT
OVERDRIVE INC, CASH MERGER
PACIFIC ENTERPRISES $4.40 PFD, FULL REDEMPTION
PACIFIC ENTERPRISES $4.75 CONV PFD, FULL REDEMPTION
POLYMER GROUP INC COM A, CASH MERGER
RAPIDSCAN PHARMA SOLUTIONS INC, rapidscan cash merger
SEQUENOM INC, CASH MERGER
SIMPLEPONS INC, REVERSE SPLIT
SOUTHPEAK INTERACTIVE CORPORATION W WTS, COMPANY NAME CHANGE
SWISS HELVETIA FUND INC, permanent elections for dividend
TECTA INTERMEDIATE INC, tecta payout
TODD SHIPYARD, CASH MERGER
TRIMEDYNE INC (OLD), REVERSE SPLIT
TURBOSONIC TECHNOLOGIES INC, CASH MERGER
UNITEK GLOBAL SERVICES INC OLD, REVERSE SPLIT
VERENIUM CORPORATION OLD, REVERSE SPLIT
VION PHARMACEUTICALS INC OLD, REVERSE SPLIT
VISUAL SYSTEMS INC, CASH & STOCK MERGER
WARNER MUSIC GROUP CORP, CASH MERGER
Z TRIM HOLDINGS INC OLD, REVERSE SPLIT
CONVERSIONS
A123 SYSTEMS INC (OLD COM/PFD), PRE-IPO TO POST-IPO CONVERSION
BPO MANAGEMENT (OLD), CONVERSION
CAPITAL PROPERTIES INC CL B RESTRICTED, CAPITAL PROPERTIES, INC. CLASS B RESTRICTED
CONSECO INC 5.5% MAN CON PFD CL B, CONVERSION
CTM MEDIA HOLDINGS INC CL A COMMON, MANDATORY CONVERSION
ELLINGTON FINANCIAL LLC 144A, EXCHANGE
EMMIS BROADCASTING CONVERTIBLE PFD, CONVERSION
FIRST INTERSTATE BANCSYSTEM INC CL B, CONVERSION
FIRST SOUTHERN BANCORP INC CONVERTIBLE, CONVERSION TO COMMON
GI DYNAMICS INC, EXCHANGE TO LOCAL MARKET SHARES
HECLA MINING CO 6.50 MANDATORY CONV PFD, MANDATORY CONVERSION
IDT CORPORATION, MANDATORY CONVERSION
INDEVUS CVR SUPPRELIN (BROKERS), CSR CONVERSION
INTELSAT S.A. SER A PFD 5.75% NON-VOTING, CONVERSION
JENNIFER CONVERTIBLES INC SER B PFD, PREFERRED CONVERSION
MANHATTAN PHARMACEUTICALS INC SER A CONV, MANHATTAN PHARMACEUTICALS SERIES A
MERCATOR PARTNERS ACQUISITION CORP, CONVERSION
MICHROM BIO, MANDATORY CONVERSION
MILLENNIUM BIOTECHNOLOGIES GROUP, CONVERSION
MILLENNIUM BIOTECHNOLOGIES GROUP, CONVERSION
MYLAN INC 6.50% MANDATORY CONV PFD, mandatory conversion
OPKO HEALTH INC 8% SER D CUMULATIVE, CONVERSION
POLYMEDIX INC SERIES 1 CONVERTIBLE, PREFERRED CONVERSION
STERLING FINANCIAL CORP CONV VT PFD B, CONVERSION
STERLING FINANCIAL CORP CONV VT PFD D, CONVERSION
TRIPLE-S MANAGEMENT CORP CLASS A REST, CONVERSION
TTM TECHNOLOGIES INC-1.75% CONVERTIBLE, CONVERSION
VIRGINIA NATIONAL BANK SERIES A, PREFERRED CONVERSION
WCI STEEL INC CLASS A PREFERRED, MANDATORY CONVERSION
WEYCO GROUP INC CLASS B, CONVERSION
WHITESTONE REIT OPERATING PARTNERSHIP, CONVERSION
REDEMPTIONS
ALEXANDRIA REAL ESTATE EQUITIES INC, REDEMPTION
ATLANTIC CITY ELECTRIC CO 4% CUM PFD AP, FULL REDEMPTION
ATLANTIC CITY ELECTRIC CO 4.10% CUM PFD, FULL REDEMPTION
ATLANTIC CITY ELECTRIC CO 5% CUM PFD, FULL REDEMPTION
ATP OIL & GAS CORPORATION, REDEMPTION
ATSI COMMUNICATIONS INC SERIES H, REDEMPTION
AUTOCHINA INTERNATIONAL LIMITED WTS, WARRANT REDEMPTION
BNCCORP INC SER A PFD, REDEMPTION
BNCCORP INC SER B PFD, REDEMPTION
CALIFORNIA WATER SERVICE GROUP SERIES C, REDEMPTION
CALLON PETROLEUM COMPANY 13.00% SENIOR, PARTIAL REDEMPTION
CALLON PETROLEUM COMPANY 13.00% SENIOR, PARTIAL REDEMPTION
CALLON PETROLEUM COMPANY 13.00% SENIOR, FULL REDEMPTION
CAMPUS CREST COMMUNITIES 8.00% PFD A, REDEMPTION
CAPITAL AUTOMOTIVE REIT 7.5% SERIES A, FULL REDEMPTION
CAPITAL LEASE FUNDING INC 8.125%, REDEMPTION
CAPITAL PROPERTIES INC 2012 5% NOTE, PARTIAL REDEMPTION
CAPLEASE INC 7.25% CUM RED PFD C, REDEMPTION
CAPLEASE INC PFD B 8.375% CUM REDEEMABLE, REDEMPTION
CCOM GROUP INC PFD (NEW), PARTIAL REDEMPTION
CEDAR SHOPPING CENTERS INC SERIES A PFD, PARTIAL REDEMPTION
CENTRAL VERMONT PUB SRV 4.65% PFD, REDEMPTION
CENTRAL VERMONT PUBLIC SERVICE 4.15% PFD, FULL REDEMPTION
CENTRAL VERMONT PUBLIC SERVICE 4.75% PFD, REDEMPTION
CENTRAL VERMONT PUBLIC SERVICE 5.375 PFD, REDEMPTION
COBANK ACB SER D NON CUMULATIVE, REDEMPTION
COLONY BANKCORP PFD, PARTIAL REDEMPTION
CORNERSTONE BANCSHARES INC SER A PFD, FULL REDEMPTION
COUSINS PROPERTIES INC 7 1/2% B CUM PFD, FULL REDEMPTION
COUSINS PROPERTIES INC 7 3/4% SER A PFD, REDEMPTION
CUBESMART 7.75% CUM REDEEMABLE PFD A, REDEMPTION
DELMARVA POWER & LIGHT CO 4% CUM PFD, PREFERRED REDEMPTION
DIGITAL REALTY TRUST INC PFD E, REDEMPTION
DUKE REALTY CORPORATION 1/10TH INTEREST, FULL REDEMPTION
DUKE REALTY CORPORATION DEPOSITARY, REDEMPTION
DUKE REALTY CORPORATION DEPOSITARY, FULL REDEMPTION
DUKE-WEEKS REALTY CORP SER B DEP SH, REDEMPTION
FIRST POTOMAC REALTY TRUST 7.75% PFD A, REDEMPTION
FIRST POTOMAC REALTY TRUST 7.75% PFD A, PARTIAL REDEMPTION
FIRST POTOMAC REALTY TRUST 7.75% PFD A, REDEMPTION
GDL FUND SERIES A CUM CALLABLE PFD, FULL REDEMPTION
GRAMERCY PROPERTY TR 8.125 CUMULATIVE, FULL REDEMPTION
HERSHA HOSPITALITY TRUST SER B PFD, REDEMPTION
HERSHA HOSPITALITY TRUST SERIES A, FULL REDEMPTION
HIGHWOODS PROPERTIES INC 8% B CUM PFD, PARTIAL REDEMPTION
INVESTORS REAL ESTATE TRUST SER A PFD, REDEMPTION
J CREW GROUP INC SERIES A PREFERRED, PREFERRED REDEMPTION
J CREW GROUP INC SERIES B PREFERRED, PREFERRED REDEMPTION
KAYNE ANDERSON MLP INVESTMENT COMPANY, REDEMPTION
KAYNE ANDERSON MLP INVESTMENT MANDATORY, PARTIAL REDEMPTION
KAYNE ANDERSON MLP INVESTMENT MANDATORY, FULL REDEMPTION
KAYNE ANDERSON MLP INVESTMENT MANDATORY, REDEMPTION
LA QUINTA PROPERTIES INC DEPOSITARY, PREFERRED REDEMPTION
LTC PROPERTIES INC 8% SER F CUM PFD, PARTIAL REDEMPTION
LTC PROPERTIES INC 8% SER F CUM PFD, FULL REDEMPTION
LTC PROPERTIES INC 8.5 SER E CUM CONV PR, FULL REDEMPTION
MID-AMERICA APT COMM INC SER H PFD, PARTIAL REDEMPTION
MID-AMERICA APT COMM INC SER H PFD, FULL REDEMPTION
MONMOUTH REAL ESTATE INV CUM PFD A 7.625, REDEMPTION
MORTONS RESTAURANT GROUP INC PFD SER A, REDEMPTION IN FULL
MUELLER INDUSTRIES 6% SUB DEB 11/01/2014, FULL REDEMPTION
NATIONAL RETAIL PROP SER D DEP RCPTS, REDEMPTION
NATIONAL RETAIL PROPERTIES INC, FULL REDEMPTION
NATIONAL RETAIL PROPERTIES INC SER A PFD, PREFERRED REDEMPTION
NEURALSTEM INC B WTS, WARRANT REDEMPTION
OPKO HEALTH INC SERIES A PREFERRED, REDEMPTION
PACIFIC ENTERPRISES, FULL REDEMPTION
PACIFIC ENTERPRISES $4.36 PFD, FULL REDEMPTION
PACIFIC ENTERPRISES $4.75 PFD, FULL REDEMPTION
PRIMEDEX HEALTH SYSTEMS INC 11.5% SER A, REDEMPTION
PS BUSINESS PARKS SERIES R DEPOSITARY, FULL REDEMPTION
PS BUSINESS PARKS SERIES S DEPOSITARY, REDEM PTION
REMY INTERNATIONAL INC SER A PFD, FULL REDEMPTION
SABRE CORPORATION PREFERRED, REDEMPTION
SEASPAN CORPORATION SERIES C PFD, PARTIAL REDEMPTION
SEASPAN CORPORATION SERIES C PFD, PARTIAL REDEMPTION
SOUTHWEST WATER COMPANY 2.625 PFD A, FULL REDEMPTION
STARWOOD HOTELS & RESORTS WORLDWIDE INC, REDEMPTION
TEXTRON INC 1.40 CONVERTIBLE PFD, PREFERRED STOCK REDEMPTION
TEXTRON INC 2.08 CUMULATIVE CONVERTIBLE, PREFERRED STOCK REDEMPTION
THERMWOOD CORP 12% SUB DEB DUE 4/27/2014, REDEMPTION
TIMBERLAND BANCORP PFD, FULL REDEMPTION
VORNADO REALTY TRUST 6.75% SER F PFD, REDEMPTION
VORNADO REALTY TRUST 6.875% SER J PFD, REDEMPTION
VORNADO REALTY TRUST 7% SER E PFD, REDEMPTION
WSFS FINANCIAL CORPORATION PFD A, REDEMPTION
XO HOLDINGS INC 6% CLASS A CONVERTIBLE, PREFERRED STOCK REDEMPTION
REORGANIZATIONS
AFFINITY MEDIA INTERNATIONAL CORP OLD, S.P.A.C REORGANIZATION
ALLSHIPS LTD (OLD), EXCHANGE
APTIV SOLUTIONS INC, RECLASSIFICATION
BENIHANA INC CLASS A, RECLASSIFICATION
CARAUSTAR INDUSTRIES INC CLASS A COMMON, EXCHANGE OF NOTES
EMPIRE STATE BANK N A, FORMATION OF HOLDING COMPANY
ENTRX CORP (NEW 500 & UP), ENTRX CORPORATION
FIRST COMMUNITY CORPORATION DO NOT USE, RECLASSIFICATION
GULFMARK OFFSHORE (PRESUMED/DOMESTIC), REORGANIZATION
INTEGRATED ELECTRICAL SERVICES INC, REORGANIZATION/REVERSE SPLIT
INVITEL HOLDINGS, ADR TERMINATION
KAPSTONE PAPER & PACKING CORP UNITS, KAPSTONE PAPER
MAN SANG HOLDINGS INC (OLD), EXCHANGE
QAD INC, reclassification
WASHINGTON SAVINGS BANK F.S.B., REORGANIZATION
WEATHERFORD INTERNATIONAL LTD, REDOMESTICATION
WEATHERFORD INTERNATIONAL LTD OLD, REDOMESTICATION
WOLSELEY PLC (OLD OLD OLD), REINCORPORATION
YTB INTERNATIONAL INC, RECLASSIFICATION
OTHERS
ADAMS DIVERSIFIED EQUITY FUND INC, PERMANENT ELECTION OF DIVIDEND
ADAMS NATURAL RESOURCES FUND INC, permanent elections for dividend
ADRIAN STEEL COMPANY, EXCHANGE
ALLWORX CORPORATION, ESCROW DISTRIBUTION
ALPINE GROUP INC 6% NOTES DUE 2010, MATURITY
AMERICAN PUBLIC UNIVERSITY SYSTEM COM, FORWARD SPLIT
AMLIN PLC, ADR TERMINATION
APTIV SOLUTIONS INC, Mailing of an Infomration Statement.
AQUARIUS PLATINUM LTD, ADR TERMINATION
AREL COMMUNICATIONS & SOFTWARE LTD, GOING PRIVATE TRANSACTION
BANCORP OF NEW JERSEY INC, NAME & CUSIP NO. CHANGE
BANK OF YOKOHAMA LTD, ADR TERMINATION
BENTLEY PHARMACEUTICALS INC, SPIN-OFF
BOUGAINVILLE COPPER LTD, ADR TERMINATION
BUCKHEAD INDUSTRIAL PROPERTIES SER A PFD, CASH LIQUIDATION
CARRAMERICA REALTY CORPORATION SERIES E, LIQUIDATION
CASH EXPRESS SERVICES INC OLD, SHARES EXCHANGE
CASH EXPRESS SERVICES INC OLD-REG S, SHARES EXCHANGE
CASUAL MALE RETAIL GROUP INC OLD, RECLASSIFICATION
CHINA TOPREACH INC, MEETING POSTPONED
CIRCLE GROUP HOLDINGS INC, NAME CHANGE
CLINICAL DATA INC CONTINGENT VALUE RTS, EXCHANGE
COMMERCIAL NET LEASE REALTY INC B PFD, NAME CHANGE
COMMERCIAL NET LEASE REALTY INC B PFD, NAME CHANGE
CPEX PHARMACEUTICALS INC, BENTLEY PHARMACEUTICALS INC., SPINS OFF CPEX PHARMACEUTICALS, INC
CROSS CANYON ENERGY CORP, NAME CHANGE
DAIHATSU MOTOR CO LTD, ADR TERMINATION
EDCI HOLDINGS INC (1399 OR LESS), REVERSE FORWARD STOCK SPLIT
EMPIRE STATE BANK N A WARRANTS, FORMATION OF HOLDING COMPANY
ENCORE BANCSHARES INC, Guardian Holdings Inc named changed to ENCORE BANCSHARES INC on November 14, 2001
ENERGIA GLOBAL INT'L (STLMNT DIST), SETTLEMENT AGREEMENT DISTRIBUTION
ENTRPRIZE CORP, COMPANY DISSOLUTION
EQUUS TOTAL RETURN INC, Equus Cash Election
FARMERS & MERCHANTS BANK, EXCHANGE
FUTUREN SA, Name Change
GIGOPTIX INC LLC UNITS, EXCHANGE
GOUVERNEUR BANCORP INC UNEXCHANGED, CASH PAYOUT/SUCCESSOR AGENT
HARBOR BIOSCIENCES INC DO NOT USE, NAME CHANGE
IDENTIV INC 2013 PIPE WARRANTS, WARRANTS
IDENTIVE GROUP INC, SCM name change to Identive Group Inc
INFOSYS LIMITED, Name Change- InfoSys Technologies Limited
INTELLON CORP COMMON PRE-SPLIT, PRE-IPO CONVERSION
INVENSYS PLC (NEW), ADR TERMINATION
INVESTAR BANK, MANDATORY EXCHANGE
INVESTCORP BANK B S C, GDR RAtio Change
ITALCEMNETI FABRICHE RIUNITE SPA, ADR TERMINATION
J CREW GROUP INC OLD, STOCK SPLIT
KCAP FINANCIAL INC, KOHLBERG CAPITAL ELECTION
KUONI REISEN HOLDING AG, ADR TERMINATION
MAIDEN HOLDINGS LTD-7.25% PREFERRED B, MANDATORY CONVERSION
MEDICLINIC INTERNATIONAL LIMITED, ADR TERMINATION
MEDIOLANUM SPA ITALY, ADR TERMINATION
MOSAIC COMPANY OLD, PLAN OF RESTRUCTURING
MUZAK HOLDINGS LLC DISCOUNT WTS, WARRANT PURCHASE
NATIONAL RETAIL PROPERTIES INC, NAME CHANGE
NEONODE INC SERIES A PFD (OLD), CONVERSION
PACIFIC BRANDS LTD, ADR TERMINATION
PENN VIRGINIA CORPORATION DEPOSITARY, MANDATORY EXCHANGE
PFEIFFER VACUUM TECHNOLOGY AG, ADR TERMINATION
PLATINUM ENERGY RESOURCES INC UNITS, PLATINUM ENERGY RESOURCES INC WARRANT EXPIRATION
PROSPECT STREET INCOME SHARES INC, Termination
PUMA AG RUDOLF DASSLER SPORT, ADR TERMINATION
PVP VENTURES LIMITED, ADR TERMINATION
QAD INC, QAD Dividend Election
REDDY ICE HOLDINGS INC, BANKRUPTCY
SAND HILL IT SECURITY (CASH), CASH PAYMENT
SERCO GROUP PLC, MANDATORY EXCHANGE
SLATER DEVELOPMENT CORP, LIQUIDATION
SPECIAL OPPORTUNITIES FUND 3% CONVERIBLE, REDEMPTION/CONVERSION
STATE BANK AND TRUST COMPANY, FORMATION OF HOLDING COMPANY
STEINHOFF INTERNATIONAL HOLDINGS INC, ADR TERMINATION
TAILWIND FINANCIAL INC UNITS, SPAC LIQUIDATION
TELAVA NETWORKS INC OLD, NAME CHANGE TRANSNATIONAL FINANCIAL NETWORK, INC., TO TELAVA NETWORKS, INC 07114
THERMAGE INC (OLD), SHARES EXCHANGE
THESTREET INC, Name Change- The Street. Com Inc
TITANIUM METALS CORPORATION 6 3/4%, CONVERSION/REDEMPTION
TOTO LTD, Ratio Change and Stock Split
TOTO LTD, ratio Change and Stock Split
VIST FINANCIAL CORP, VIST FINANCIAL CORP 3RD QTR 2008 DIVIDEND POSTPONED
VIST FINANCIAL CORP, LEESPORT FINANCIAL CORP NAME & CUSIP # CHANGE
WARNER CHILCOTT LIMITED OLD, REDOMESTICATION
WARREN RESOURCES INC 12% BOND DUE 2020, PLAN OF BANKRUPTCY
WARREN RESOURCES INC 12% BOND DUE 2022, plan of bankruptcy
ZVUE CORPORATION Z WTS 1/17/12, HandHeld Entertainment Co# 14869 Name Change to ZVUE Corporation
MERGERS
@ROAD INC, MERGER
@ROAD INC SERIES A-1 PREFERRED STOCK, CASH MERGER
1-800 CONTACTS INC, CASH MERGER
454 LIFE SCIENCES CORPORATION, CASH MERGER
99[ ONLY STORES, 99 CENTS ONLY STORES
A S V INC, CASH MERGER
A.G. EDWARDS, INC., MERGER
ABLEST INC DELAWARE, CASH MERGER
ACCURIDE CORPORATION (NEW), CASH MERGER
ACCURIDE CORPORATION (OLD), CASH MERGER
ACME PACKET, ACME PACKET INC
ACTIVIDENTITY CORPORATION, CASH MERGER
ADAMS RESPIRATORY THERAPEUTICS INC, CASH MERGER
ADIFY CORPORATION, CASH MERGER
ADJOINED CONSULTING INC, CASH & STOCK MERGER
ADVENT SOFTWARE INC, CASH MERGER
AEGIS LIGHTWAVE INC, CASH MERGER
AEROFLEX HOLDING CORP, CASH MERGER
AEROFLEX INCORPORATED, CASH MERGER
AEROSONIC CORPORATION, CASH MERGER
AFFYMETRIX INC (NEW), CASH MERGER
AIMNET SOLUTIONS INC, CASH MERGER
ALASKA PACIFIC BANCSHARES INC, MERGER WITH ELECTION
ALASKA PACIFIC BANCSHARES INC, MERGER WITH ELECTION
ALDERA HOLDCO LLC, CASH MERGER
ALFA CORPORATION, CASH MERGER
ALLEGHENY ENERGY (CERT & BOOK REORG), STOCK MERGER
ALLIANCE BANCORP, CASH MERGER
ALLIANCE BANCSHARES INC, CASH MERGER
ALLIANCE FINANCIAL CORPORATION, STOCK MERGER
ALLIANZGI GLOBAL EQUITY & CONVERTIBLE, STOCK MERGER
ALLIANZGI GLOBAL EQUITY & CONVERTIBLE, STOCK MERGER
ALLOY INC, CASH MERGER
ALLWORX CORP SERIES 1 PREFERRED, MERGER
ALLWORX CORP SERIES A PREFERRED, MERGER
ALLWORX CORP SERIES A PRIME PFD, MERGER
AMBION INC, CASH MERGER
AMCOL INTERNATIONAL CORPORATION, CASH MERGER
AMERIANA BANCORP, STOCK MERGER
AMERICAN BANK NOTE HOLOGRAPHICS INC, CASH AND STOCK MERGER
AMERICAN MEDIA INC, CASH MERGER
AMERICAN REALTY CAPITAL GLOBAL TRUST II, STOCK MERGER
AMERICAN SCIENCE AND ENGINEERING INC, CASH MERGER
AMERICAN TECHNICAL CERAMICS CORP, CASH MERGER
AMERICASBANK CORP, CASH MERGER
AMERON INTERNATIONAL CORPORATION, CASH MERGER
AMR RESEARCH INC, CASH MERGER
ANALEX CORPORATION, MERGER
ANAREN INC, CASH MERGER
ANDEREN FINANCIAL INC, CASH & STOCK MERGER
ANDRX CORPORATION-ANDRX GROUP, CASH MERGER
ANGELICA CORPORATION, CASH MERGER
ANIMAL HEALTH INTERNATIONAL INC, CASH MERGER
ANN INC, STOCK MERGER
ANSWERS CORPORATION, CASH MERGER
ANTEON INTERNATIONAL CORP, CASH MERGER
APIGEE CORPORATION, CASH MERGER
APPLICA INCORPORATED, CASH MERGER
APPLIED BIOSYSTEMS, INC., CASH AND STOCK MERGER
APPLIED DATA INC (NEW), CASH MERGER
APRIA HEALTHCARE GROUP INC, CASH MERGER
ARCADIAN MANAGEMENT SERVICES INC, CASH MERGER
ARCHIPELAGO LEARNING INC, ARCHIPELAGO LEARNING INC
ARENA RESOURCES INC, CASH & STOCK MERGER
ARGON ST INC, CASH MERGER
ARGONAUT GROUP INC, STOCK MERGER
ARISTOTLE CORP, CASH MERGER
ARTEMIS INTERNATIONAL SOLUTIONS CORP, CASH MERGER
ASCENT HEALTHCARE SOLUTIONS INC COM, CASH MERGER
ASIA BANCSHARES INC, CASH AND STOCK MERGER WITH ELECTION
ASPEN HOLDING INC, CASH MERGER
ASPEN HOLDING INC, CASH MERGER
ASSET ACCEPTANCE CAPITAL CORP, MERGER WITH ELECTION
ATARI INC, CASH MERGER
ATC TECHNOLOGY CORPORATION, CASH MERGER
ATLANTIC COAST ENTERTAINMENT HOLDINGS, CASH MERGER
ATLAS ENERGY RESOURCES LLC COM UNIT, STOCK MERGER
AUDIBLE INC, CASH MERGER
AULT INCORPORATED, CASH MERGER
AUTHORIZE.NET HOLDINGS INC, MERGER
AUTOESL DESIGN TECHNOLOGIES INC, CASH MERGER
AUTOINFO INC, CASH MERGER
AVALON PHARMACEUTICALS INC, STOCK MERGER
AVENTINE RENEWABLE ENERGY HOLDINGS INC, STOCK MERGER
AVIGEN INC, MERGER
AXS-ONE INC, STOCK MERGER
BAIRNCO CORPORATION, CASH MERGER
BANCORP RHODE ISLAND INC, MERGER WITH ELECTIONS
BANCORP RHODE ISLAND INC, STOCK MERGER
BANCTEC INC COM, MERGER WITH ELECTION
BANCTRUST FINANCIAL GROUP, STOCK MERGER
BANK OF NEVADA, CASH MERGER
BANK OF SALEM, STOCK MERGER
BANK OF SAN JUANS BANCORPORATION, CASH AND STOCK MERGER
BANK OF VENICE, CASH AND STOCK MERGER
BARRIER THERAPEUTICS INC, CASH MERGER
BAXANO INC, STOCK MERGER
BCSB BANKCORP INC, STOCK MERGER
BELIEFNET INC (COMMON, A AND B), CASH MERGER
BENIHANA INC, CASH MERGER
BENTHOS INC, CASH MERGER
BENTLEY PHARMACEUTICALS INC, CASH MERGER
BERRY PETROLEUM CO, STOCK MERGER
BIGBAND NETWORKS INC, CASH MERGER
BIO-REFERENCE LABORATORIES INC (NEW), STOCK MERGER
BIOENVISION INC, CASH MERGER
BIOLUCENT INC, MERGER
BIOMET INC, CASH MERGER
BIOMIMETIC THERAPEUTICS INC, Biomimetic Therapeutics
BIOSPHERE MEDICAL INC, CASH MERGER
BIOTEL INC, CASH MERGER
BJ'S WHOLESALE CLUB INC, CASH MERGER
BLUEFLY INC, CASH MERGER
BNP RESIDENTIAL PROPERTIES INC, CASH MERGER
BOSTON RESTAURANT ASSOCIATES INC, CASH MERGER
BPI PACKAGING TECH. INC CL A RED WTS, CASH MERGER
BRADLEY PHARMACEUTICALS INC, CASH MERGER
BRIDGE STREET FINANCIAL INC, STOCK MERGER
BRINKS HOME SECURITY HOLDINGS INC, CASH & STOCK MERGER
BRITISH AIRWAYS PLC, STOCK MERGER
BRITTON & KOONTZ CAPITAL CORPORATION, CASH MERGER
BROOKFIELD HIGH INCOME FUND, STOCK MERGER
BROOKFIELD MORTGAGE OPPORTUNITY INCOME, STOCK MERGER
BROOKFIELD TOTAL RETURN FUND INC, STOCK MERGER
BSD SOFTWARE INC, STOCK MERGER
BUCKEYE TECHNOLOGIES INC, CASH MERGER
BURLINGTON COAT FACTORY, CASH MERGER
BUSINESS FIRST NATIONAL BANK, CASH & STOCK MERGER
CAGY INDUSTRIES INC, CASH MERGER
CALIFORNIA PIZZA KITCHEN INC, CASH MERGER
CAM COMMERCE SOLUTIONS INC, CASH MERGER
CAMPUS CREST COMMUNITIES INC, CASH MERGER
CAMPUS CREST COMMUNITIES OP UNITS, CASH MERGER
CANDELA INC, STOCK MERGER
CANTON BANCORP INC, CASH MERGER
CAPAC BANCORP INC, STOCK MERGER
CAPITAL BANK CORPORATION, STOCK MERGER
CAPITAL DIRECTIONS INC CASH OUT, CASH OUT
CAPITAL DIRECTIONS INC EXCHANGE, STOCK EXCHANGE
CAPITAL PACIFIC HOLDINGS INC, CASH MERGER
CAPITOL FEDERAL FINANCIAL OLD, STOCK MERGER
CAPLEASE OP UNITS, CASH MERGER
CAPLEASE, INC, CASH MERGER
CAPRICOR THERAPEUTICS INC (OLD OLD), MERGER
CARACO PHARMACEUTICAL LABORATORIES LTD, CASH MERGER
CARAUSTAR INDUSTRIES INC CLASS A COMMON, CASH MERGER
CARDIOCORE LAB INC, CASH MERGER
CARDIOCORE LAB INC, CASH MERGER
CARDIODYNAMICS INTERNATIONAL CORP, CASH MERGER
CARDIOVASCULAR SYSTEMS, INC. (OLD), STOCK MERGER
CARDSTAR INC, CASH MERGER
CAROLINA DOCTORS CARE INC, CASH MERGER
CARR REALTY HOLDINGS (NON-ELECTORS), CASH MERGER
CARRAMERICA REALTY CORPORATION, CASH MERGER
CARRAMERICA REALTY LP (NON-ELECTORS), CASH MERGER
CASABYTE INC COMMON & SER A PREFERRED, CASH MERGER
CATALYTIC SOLUTIONS INC CLASS A, STOCK MERGER
CATAPULT COMMUNICATIONS CORPORATION, CASH MERGER
CD&L INC, CASH MERGER
CDW COMPUTER CENTERS INC (CASH MERGER), CASH MERGER
CELEBRATE EXPRESS INC, CASH MERGER
CELEQUEST CORPORATION, CASH MERGER
CELLECTAR COMMON STOCK, STOCK MERGER
CELLULAR DYNAMICS INTERNATIONAL INC, CASH MERGER
CELUNOL CORP, STOCK MERGER
CENTRAL VERMONT PUBLIC SERVICE CORP, CASH MERGER
CERES INC (NEW), STOCK MERGER
CERES INC (NEW), CASH MERGER
CHAMPPS ENTERTAINMENT INC, CASH MERGER
CHARMING SHOPPES INC, CASH MERGER
CHINA SECURITY & SURVEILLANCE TECH, CASH MERGER
CHINA WATER - STOCK, MERGER
CHINDEX INTERNATIONAL INC, CASH MERGER
CHIPX SERIES AA & BB PREFERRED, STOCK MERGER
CHORDIANT SOFTWARE INC, CASH MERGER
CITIZENS DEVELOPMENT COMPANY, MERGER WITH ELECTION
CITIZENS NATIONAL BANCSHARES INC, CASH MERGER
CITIZENS REPUBLIC BANCORP INC (NEW), STOCK MERGER
CLAIRE'S STORES INC, CASH MERGER
CLEARWIRE CORPORATION CLASS A COMMON, MERGER
CLOVERLEAF COMMUNICATIONS INC, STOCK MERGER
CMS BANCORP INC, CASH MERGER
CNL BANCSHARES INC, STOCK MERGER
COLLAGENEX PHARMACEUTICALS INC, CASH MERGER
COLLAGENEX PHARMACEUTICALS INC D PFD, CASH MERGER
COLOMBO BANCSHARES INC CL A & CL B OLD, STOCK MERGER
COLOMBO BANCSHARES INC SER A (OLD), STOCK MERGER
COLONIAL AMERICAN BANK, STOCK MERGER
COLONIAL PROPERTIES TRUST, STOCK MERGER
COLONY CAPITAL INC 7.50% SERIES B, STOCK MERGER
COLONY CAPITAL INC CLASS A COMMON, STOCK MERGER
COLONY CAPITAL INC SER A CUM PREP PFD, STOCK MERGER
COLONY CAPITAL INC-7.125% SERIES C CUM, STOCK MERGER
COLUMBIA EQUITY TRUST INC, CASH MERGER
COLUMBIA EQUITY UNIT, MERGER
COLUMBIA FINANCIAL CORPORATION, STOCK MERGER
COMMERCE NATIONAL BANK, CASH MERGER
COMMUNITY BANCORP INC, CASH MERGER
COMMUNITY BANKS, INC., STOCK MERGER
COMMUNITY BUSINESS BANK, CASH MERGER
COMMUNITY BUSINESS BANK COMMON, STOCK MERGER
COMMUNITY CAPITAL BANK, CASH MERGER
COMMUNITY CONNECT INC, CASH MERGER
COMPLETE PRODUCTION SERVICES INC, COMPLETE PRODUCTION SERVICES, INC.
COMVERSE TECHNOLOGY INC (NEW), STOCK MERGER
CONFIRMA, INC., STOCK MERGER
CORNERSTONE PROGRESSIVE RETURN FUND NEW, STOCK MERGER
COUNTRYWIDE FINANCIAL CORPORATION, STOCK MERGER
COVE APPAREL INC, STOCK MERGER
COVER-ALL TECHNOLOGIES INC, STOCK MERGER
COX RADIO INC, CASH MERGER
CPEX PHARMACEUTICALS INC, CASH MERGER
CREXUS INVESTMENT CORP, CASH MERGER
CRITICAL HOMECARE SOLUTIONS INC, CASH & STOCK MERGER
CROSSTEX ENERGY INC, CASH & STOCK MERGER
CRYOCOR INC, CASH MERGER
CRYSTAL RIVER CAPITAL INC, CASH MERGER
CT COMMUNICATIONS INC, CASH MERGER
CTI GROUP (HOLDINGS) INC CL A, CASH MERGER
CURRENEX, INC., CASH MERGER
CYBERSOURCE CORPORATION, CASH MERGER
CYTOGEN CORPORATION, CASH MERGER
CYTOKINE PHARMASCIENCES INC, CASH MERGER
CYTYC INC, CASH & STOCK MERGER
DAEGIS INC, CASH MERGER
DARA BIOSCIENCES INC OLD OLD OLD, STOCK MERGER
DATASCOPE CORP, CASH MERGER
DATASTREAM SYSTEMS INC, CASH MERGER
DEALERTRACK TECHNOLOGIES INC, CASH MERGER
DEB SHOPS INC, CASH MERGER
DEI HOLDINGS INC (NEW), CASH MERGER
DELL INC, CASH MERGER
DELPHI FINANCIAL GROUP INC CLASS A, CASH MERGER
DELPHI FINANCIAL GROUP INC CLASS B, CASH MERGER
DESIGN WITHIN REACH INC (NEW), CASH MERGER
DIGENE CORP, STOCK MERGER
DIGENE CORP, ELECTION MERGER
DIGITAL CINEMA DESTINATIONS CORP, STOCK MERGER
DIGITAL LIGHTWAVE INC, CASH MERGER
DIGITAS INC, CASH MERGER
DIONEX CORP, CASH MERGER
DITECH NETWORKS INC, CASH MERGER
DOCUMENT SCIENCES CORPORATION, CASH MERGER
DOW PHARMACEUTICALS INC, CASH MERGER
DSL.NET INC, CASH MERGER
DUFF & PHELPS CORPORATION, CASH MERGER
DUSA PHARMACEUTICALS INC, CASH MERGER
DYNAMICS RESEARCH CORP, CASH MERGER
E S & L BANCORP INC, CASH MERGER
EAGLE TEST SYSTEMS INC, CASH MERGER
EAST PENN FINANCIAL CORPORATION NEW, CASH MERGER
EASTERN HOLDING COMPANY LTD, CASH/STOCK MERGER
EASYLINK SERVICES CORPORATION, CASH MERGER
EATON VANCE CREDIT OPPORTUNITIES FUND, STOCK MERGER
EATON VANCE INSURED FLORIDA PLUS, STOCK MERGER
EATON VANCE NATIONAL MUNICIPAL INCOME, STOCK MERGER
EDGAR ONLINE INC, CASH MERGER
EDGE DYNAMICS INC PFD A, CASH MERGER
EDGEWAVE INC, STOCK MERGER
EDGEWAVE INC OLD, STOCK MERGER
EDUCATIONAL INSIGHTS INC, CASH MERGER
EGENE INC, MERGER
EIGER INC (OLD), STOCK MERGER
ELK HORN COAL COMPANY LLC, CASH MERGER
ELLACOYA NETWORKS, INC., CASH MERGER
EMBER CORP, CASH MERGER
EMERGENCY MEDICAL SERVICES CORPORATION, CASH MERGER
EMERGENT GROUP INC, CASH MERGER
EMERGISOFT HOLDINGS INC, CASH MERGER
EMERITUS CORP, STOCK MERGER
EMETER CORP, EMETER CORP
EMPEROR MINES LTD, CASH MERGER
ENCORE BANCSHARES INC, CASH MERGER
ENDOCARE INC, ENDOCARE
ENDOCHOICE HOLDINGS INC, CASH MERGER
ENOVA CORPORATION, STOCK MERGER
ENTERTAINMENT DISTRIBUTION COMPANY INC, STOCK MERGER
EQUITABLE FINANCIAL 100% STOCK, STOCK MERGER
EQUITABLE FINANCIAL 50/50 EXCH, CASH & STOCK MERGER
ERESEARCH TECHNOLOGY INC, ERESEARCH TECHNOLOGY INC
ERIE FAMILY LIFE INSURANCE COMPANY, CASH MERGER
ESYLVAN INC CLASS A CONV, CASH MERGER
ETRIALS WORLDWIDE INC, CASH & STOCK MERGER
EURAND N.V, CASH MERGER
EVERYDAY HEALTH INC, CASH MERGER
EVOQ PROPERTIES, CASH MERGER
EXCEL TECHNOLOGY INC, CASH MERGER
EYE WONDER INC, CASH & STOCK MERGER
FEI COMPANY, CASH MERGER
FERMAVIR PHARMACEUTICAL, STOCK MERGER
FIBERXON INC, CASH & STOCK
FIELDSTONE INVESTMENT CORPORATION, CASH MERGER
FIFTH THIRD REAL ESTATE INV TRUST A PFD, CASH MERGER
FILM ROMAN INC, CASH MERGER
FIRST AMERICA HOLDINGS CORPORATION COM, CASH MERGER
FIRST ASSOCIATIONS BANK, CASH & STOCK MERGER
FIRST CITY FINANCIAL CORP (NEW), FIRST CITY FINANCIAL CORPORATION
FIRST COMMUNITY BANK, STOCK MERGER
FIRST COMMUNITY FINANCIAL CORPORATION, CASH MERGER
FIRST COMPANY, CASH AND STOCK MERGER
FIRST CONSULTING GROUP INC, CASH MERGER
FIRST INDEPENDENT CAPITAL OF NEVADA, MERGER
FIRST IPSWICH BANCORP PREFERRED, CASH MERGER
FIRST JACKSBORO BANCSHARES INC, CASH MERGER
FIRST MERCHANTS CORPORATION, STOCK MERGER
FIRST NATIONAL BANCSHARES-BRADENTON, STOCK MERGER
FIRST NATIONAL BANK OF MORGAN, CASH AND STOCK MERGER
FIRST OF HURON CORP, CASH MERGER
FIRST WYOMING FINANCIAL CORPORATION, MERGER WITH ELECTION
FIRSTBANK NW CORP, MERGER
FISHER SCIENTIFIC INTERNATIONAL INC, STOCK MERGER
FLANDERS CORPORATION, CASH MERGER
FLORIDA EAST COAST INDUSTRIES, CASH MERGER
FNC REALTY CORPORATION, CASH MERGER
FOOD TECHNOLOGY SERVICES INC, CASH MERGER
FOODARAMA SUPERMARKETS INC, CASH MERGER
FORTUNE INDUSTRIES INC, CASH MERGER
FOX & HOUND RESTAURANT GROUP, CASH MERGER
FREDERICK'S OF HOLLYWOOD GROUP INC, CASH MERGER
FULL CIRCLE CAPITAL CORPORATION, STOCK MERGER
FURIEX PHARMACEUTICALS INC, CASH MERGER
FUSION IO INC, CASH MERGER
GATEWAY BANK OF PENNSYLVANIA, CASH & STOCK MERGER
GEHL COMPANY, CASH MERGER
GEMSTAR-TV GUIDE INTERNATIONAL INC, STOCK MERGER
GENERAL BEARING CORPORATION, CASH MERGER
GENERAL HYDROGEN CORPORATION, MERGER
GENESIS LEASE LIMITED, AMALGAMATION
GEOEYE INC, CASH & STOCK MERGER
GIVEN IMAGING LTD, CASH MERGER
GLOBECOMM SYSTEMS INC, CASH MERGER
GLYCOSAN BIOSYSTEMS INC, MERGER
GOLF GALAXY INC, CASH MERGER
GRAHAM PACKAGING COMPANY INC, CASH MERGER
GRANT PRIDECO INC., CASH AND STOCK MERGER
GREAT AMERICAN FINANCIAL RESOURCES INC, CASH MERGER
GREAT FLORIDA BANK CLASS A COMMON, CASH MERGER
GREAT LAKES BANCORP INC COMMON, STOCK MERGER
GREATER COMMUNITY BANCORP, STOCK MERGER
GREEN BANKSHARES INC, STOCK MERGER
GREEN BUS LINES, STOCK MERGER
GREENFIELD ONLINE, INC., CASH MERGER
GREENSTAR SERVICES CORP, CASH MERGER
GTC BIOTHERAPEUTICS INC NEW, CASH MERGER
GTSI CORP, CASH MERGER
HALIFAX CORPORATION, MERGER
HANDS ON VIDEO RELAY SERVICES INC, MERGER WITH ELECTION
HANOVER COMPRESSOR COMPANY, STOCK MERGER
HANOVER DIRECT INC, CASH MERGER
HAPTOGUARD INC, MERGER
HARBOR BANKSHARES INC 1-100, MERGER
HARMONY BANK, STOCK MERGER
HARRIS TEETER SUPERMARKETS INC, CASH MERGER
HCC INSURANCE HOLDINGS INC, CASH MERGER
HEALTH DIALOG SERVICES CORPORATION, CASH MERGER
HEALTH MANAGEMENT ASSOCIATES INC, CASH & STOCK MERGER
HEALTHTRONICS INC, CASH MERGER
HEELYS INC, CASH MERGER
HELIOS STRATEGIC MORTGAGE INCOME INC, HELIOS STRATEGIC MORTGAGE INCOME FUND
HEMOSPHERE INC (STOCK), CASH MERGERS
HIGHBURY FINANCIAL INC, STOCK MERGER
HIGHLAND DISTRESSED OPP EXCH, MERGER
HILAND HOLDINGS GP LP, CASH MERGER
HILAND PARTNERS LP, CASH MERGER
HIRSCH ELECTRONICS, MERGER
HIRSCH INTERNATIONAL CORP., CASH MERGER
HITTITE MICROWAVE CORPORATION, CASH MERGER
HLTH CORPORATION, STOCK MERGER
HORIZON LINES INC NEW, CASH MERGER
HUNGARIAN TELEPHONE & CABLE CORP, STOCK MERGER
I-FLOW CORPORATION (NEW), CASH MERGER
I-LOGIX INC., CASH MERGER
I-MANY INC, CASH MERGER
I2 TECHNOLOGIES INC (NEW), CASH & STOCK MERGER
IBT BANCORP INC, CASH MERGER
ICONCLUDE CO., CASH & STOCK MERGER
ICONTACT INC, CASH AND STOCK MERGER
ICX TECHNOLOGIES INC, CASH MERGER
IDM PHARMA INC, CASH MERGER
IMS HEALTH HOLDINGS INC, STOCK MERGER
INDEPENDENCE COMMUNITY BANK CORP, CASH MERGER
INDEVUS PHARMACEUTICALS INC, CASH MERGER
INDUSTRIAL DISTRIBUTION GROUP INC, CASH MERGER
INERGY HOLDINGS L.P.COMMON, MERGER
INFINITY PHARMACEUTICALS INC (OLD), STOCK MERGER
INFORTE CORP, CASH MERGER
INNOVIVE PHARMACEUTICAL COMMON, STOCK MERGER
INSMED COMMON OLD, REVERSE SPLIT
INTEGRAMED AMERICA INC (NEW), INTEGRAMED AMERICA INC.
INTEGRATION ASSOCIATES INC., CASH MERGER
INTERACTIVE DATA CORPORATION, INTERACTIVE DATA CASH MERGER
INTERLINE BRANDS INC, INTERLINE BRANDS, INC.
INTERMOUNTAIN FIRST BANCORP, CASH MERGER
INTRALINKS HOLDINGS INC, CASH MERGER
INTRINSIC SEMICONDUCTOR CORP, CASH MERGER
INVENTIV HEALTH INC, CASH MERGER
IOMAI CORPORATION, CASH MERGER
IOMEGA CORPORATION (NEW), CASH MERGER
IONA TECHNOLOGIES PLC, CASH MERGER
IPAYMENT INC, CASH MERGER
ISOTIS INC, CASH MERGER
ISRAEL GROWTH PARTNERS ACQUISITION COMM, STOCK MERGER
ITC DELTACOM INC, CASH MERGER
JAMAICA CENTRAL RAILWAYS, STOCK MERGER
JAMES MONROE BANCORP INC, ELECTION MERGER
JDA SOFTWARE GROUP INC, CASH MERGER
JEFFERIES GROUP INC, STOCK MERGER
JNETX INC, CASH MERGER
JOS A BANK CLOTHIERS, CASH MERGER
JPS INDUSTRIES INC, CASH MERGER
K-TEL INTERNATIONAL INC NEW, CASH MERGER
K-TRON INTERNATIONAL INC, CASH MERGER
KANBAY INTERNATIONAL INC, CASH MERGER
KCS ENERGY INC, CASH AND STOCK MERGER
KENDLE INTERNATIONAL INC, CASH MERGER
KENTUCKY HOME BANCSHARES INC COM, CASH MERGER
KENTUCKY HOME BANCSHARES INC COM, CASH MERGER
KENTUCKY NATIONAL BANCORP INC COM, CASH MERGER
KENTUCKY NATIONAL BANK COM, CASH MERGER
KEYNOTE SYSTEMS INC, CASH MERGER
KINETIKOS MEDICAL INC, CASH MERGER
KING PHARMACEUTICALS INC, CASH MERGER
KINTERA INC, CASH MERGER
KKR FINANCIAL CORP, STOCK MERGER
KMG AMERICA CORPORATION, CASH MERGER
KNOLOGY INC, CASH MERGER
KNOVA SOFTWARE INC, MERGER
KOS PHARMACEUTICALS INC, CASH MERGER
KRISPY KREME DOUGHNUTS INC, CASH MERGER
KSW INC, KSW INC
LA QUINTA CORPORATION, CASH MERGER
LACROSSE FOOTWEAR, INC, CASH MERGER
LAKE SUNAPEE BANK GROUP, STOCK MERGER
LANDESK GROUP LIMITED, CASH AND STOCK MERGER
LANDRY'S RESTAURANTS INC, CASH MERGER
LASERSCOPE INCORPORATED, CASH MERGER
LATROBE SPECIALTY METALS INC, STOCK MERGER
LAUREATE EDUCATION INC, cash merger
LIBERTY CORP, CASH MERGER
LIMCO-PIEDMONT INC, STOCK MERGER
LINCOLN BANCORP, CASH AND STOCK MERGER
LNB BANCORP INC, MERGER WITH ELECTION
LNB BANCORP INC 401(K) SHAREHOLDERS, MERGER WITH ELECTION
LODGIAN INC, CASH MERGER
LOGICVISION INC (NEW), STOCK MERGER
LOGILITY INC, CASH MERGER
LONE STAR STEAKHOUSE & SALOON INC, MERGER
LOOPNET INC, CASH & STOCK MERGER
LUBRIZOL CORPORATION, CASH MERGER
LUMENIS LTD ORDINARY B SHARES, CASH MERGER
LXU HEALTHCARE G PREFERRED, CASH MERGER
LXU HEALTHCARE SER G OPTIONS, CASH MERGER
LXU HEALTHCARE WARRANTS, CASH MERGER
LXU HEALTHCARE, INC., CASH MERGER
LYNNWOOD FINANCIAL GROUP INC, STOCK MERGER
M & F WORLDWIDE CORP, M&F WORLDWIDE
M-CUBED TECHNOLOGIES INC, CASH MERGER
MAC-GRAY CORPORATION, CASH MERGER
MACROCHEM CORPORATION, STOCK MERGER
MACROVISION CORPORATION OLD, STOCK MERGER
MAGNUM COAL COMPANY, STOCK MERGER
MAGNUM SEMICONDUCTOR INC, CASH AND STOCK MERGER
MAGNUM SEMICONDUCTOR INC NOTES, CASH AND STOCK MERGER
MAIN STREET TRUST INC, STOCK MERGER
MAINLINE BANK, CASH & STOCK MERGER
MAKARA INC, CASH MERGER
MAKARA INC (OPTIONEES), CASH MERGER
MANUGISTICS GROUP INC, CASH MERGER
MAP PHARMACEUTICALS INC, CASH MERGER
MARITRANS INC, CASH MERGER
MARKETRX, INC., CASH MERGER
MARLTON TECHNOLOGIES INC, CASH MERGER
MARYLAND BANKCORP INC, MERGER W/ELECTION
MARYLAND BANKCORP INC (NON ELECTORS), MERGER
MARYLAND PERMANENT BANK & TRUST CO, CASH MERGER
MASSBANK CORP, CASH MERGER
MAXIM CRANE WORKS HOLDINGS INC, CASH MERGER
MCG CAPITAL CORPORATION, CASH AND STOCK MERGER
MCLEODUSA, INC., STOCK MERGER
MEDCO HEALTH SOLUTIONS INC (CERT/BOOK), CASH AND STOCK MERGER
MEDIA GENERAL INC (NEW), STOCK MERGER
MEDIAMIND TECHNOLOGIES INC, CASH MERGER
MEDICAL ACTION INDUSTRIES INC, CASH MERGER
MEDICAL NUTRITION USA INC, CASH MERGER
MEDISTEM INC, CASH & STOCK MERGER
MEDISTEM INC NOTES, CASH/STOCK MERGER
MEDISTEM INC WTS, CASH & STOCK MERGER
MEDIWARE INFORMATION SYSTEMS INC, MEDIWARE INFORMATION SYSTEMS INC
MEDTOX SCIENTIFIC INC (NEW), CASH MERGER
MEMSIC INC, CASH MERGER
MERCANTILE BANKSHARES CORPORATION, CASH AND STOCK MERGER
MERCANTILE CAPITAL CORPORATION, MERCANTILE CAPITAL CORPORATION
MERIDIAN RESOURCE CORPORATION, CASH MERGER
MERKLE GROUP INC, CASH AND STOCK MERGER
MET-PRO CORPORATION, STOCK MERGER
METROPCS COMMUNICATIONS INC, CASH & STOCK MERGER
METROPOLITAN HEALTH NETWORKS INC, METROPOLITAN HEALTH NETWORKS INC
MICROMET INC, CASH MERGER
MIKRON INFRARED INC, CASH MERGER
MILASTAR CORPORATION, CASH MERGER
MILLENNIAL MEDIA INC, CASH MERGER
MINES MANAGEMENT INC, STOCK MERGER
MINRAD INTERNATIONAL INC, CASH MERGER
MISCOR GROUP, STOCK MERGER
MKTG INC, CASH MERGER
MMH HOLDINGS INC, CASH MERGER
MOD-PAC CORP, CASH MERGER
MOLECULAR INSIGHT PHARMACEUTICALS (OLD), SHARES EXCHANGE
MONMOUTH CAPITAL CORPORATION, STOCK MERGER
MONOGRAM BIOSCIENCES INC, CASH MERGER
MOONEY AEROSPACE GROUP LTD, CASH MERGER
MORTGAGEIT HOLDINGS, INC, CASH MERGER
MORTON'S RESTAURANT GROUP INC, CASH MERGER
MOTRICITY INC, STOCK MERGER
MOUNTAIN BANK HOLDING COMPANY, CASH AND STOCK MERGER
MPX, INC., STOCK MERGER
MRS FIELDS ORIGINAL COOKIES INC, CASH MERGER
MUTUAL COMMUNITY SAVINGS BANK INC, STOCK MERGER
MUZAK HOLDINGS LLC NEW COMMON UNITS, MERGER
NATIONAL ATLANTIC HOLDINGS CORPORATION, CASH MERGER
NATIONAL HOME HEALTH CARE CORP, CASH MERGER
NATIONAL IMAGING ASSOCIATES INC CLASS A, CASH MERGER
NAYARIT GOLD INC, MERGER
NBG BANCORP INC, MERGER WITH ELECTION
NBTY INC, CASH MERGER
NELLIX INC, STOCK MERGER
NEON SYSTEMS INC, CASH MERGER
NEONODE OLD, MERGER
NET2PHONE INC, CASH MERGER
NETSMART TECHNOLOGIES INC (NEW), CASH MERGER
NETSUITE.COM, CASH MERGER
NETWORK EQUIPMENT TECHNOLOGIES INC, CASH MERGER
NEW ASIA BANCORP INC, MERGER
NEW BRUNSWICK SCIENTIFIC CO INC, CASH MERGER
NEW EDGE HOLDING CO, CASH & STOCK MERGER
NEW YORK & HARLEM RAIL ROAD COMPANY, CASH MERGER
NEWALLIANCE BANCSHARES INC, CASH & STOCK MERGER
NEWMIL BANCORP INC, MERGER
NEXTWAVE PHARMACEUTICALS INC, CASH MERGER
NEXUS BIOSYSTEMS INC, CASH MERGER
NGAS RESOURCES INC, STOCK MERGER
NGAS RESOURCES INC, STOCK MERGER
NITROMED INC, CASH MERGER
NORTH CASCADES BANCSHARES, MERGER
NORTH SIDE STATE BANK - WY, CASH AND STOCK MERGER
NORTHEAST RETIREMENT SERVICES INC, MERGER WITH ELECTION
NORTHERN EMPIRE BANCSHARES, CASH AND STOCK MERGER
NORTHERN NEW YORK BANCORP INC, CASH MERGER
NORTHSTAR CAPITAL INVESTMENT CORP, CASH MERGER
NORTHSTAR REALTY FINANCE 8.25 SER B PFD, STOCK MERGER
NORTHSTAR REALTY FINANCE CORP (NEW), STOCK MERGER
NORTHSTAR REALTY FINANCE CORP 8.75%, STOCK MERGER
NORTHSTAR REALTY FINANCE SER A CUM PFD, STOCK MERGER
NORTHSTAR RLTY FIN CORP 8.50% PFD D, STOCK MERGER
NORTHSTAR RLTY FIN CRP 8.875% PFD C, STOCK MERGER
NORTHWEST BANCORP INC OLD, STOCK CONVERSION
NOVAMED INC NEW, CASH MERGER
NOVEN PHARMACEUTICALS INC, CASH MERGER
NU HORIZONS ELECTRONICS CORP, CASH MERGER
NUPATHE INC, CASH MERGER
NUTSHELL MAIL INC, CASH & STOCK MERGER
NUVO BANK & TRUST COMPANY, MERGER WITH ELECTION
NWP HOLDINGS INC, CASH MERGER
O I CORPORATION, CASH MERGER
OBAGI MEDICAL PRODUCTS INC, CASH MERGER
OCEAN SHORE HOLDING CO, CASH & STOCK MERGER
OM FOODS LTD, CASH MERGER
OMNI ENERGY SERVICES CORP, CASH MERGER
OMTHERA PHARMACEUTICALS INC, MERGER
OMTOOL LTD, CASH MERGER
ONCURE MEDICAL CORP, CASH MERGER
ONLINE BENEFITS (COMMON & PFD), CASH MERGER
ONLINE BENEFITS (OPTIONS/WARRANTS), CASH MERGER
ONLINE RESOURCES CORPORATION, cash merger
ONTARIO NATIONAL BANK, CASH MERGER
OPHTHALMIC IMAGING SYSTEMS, STOCK MERGER
OPOWER INC, CASH MERGER
OPTELECOM-NKF, CASH MERGER
OPTICAL COMMUNICATION PRODUCTS INC CL A, CASH MERGER
OPTICARE HEALTH SYSTEMS INC, STOCK MERGER
OPTIMER PHARMACEUTICALS INC, CASH & STOCK MERGER
OPTIUM CORPORATION, STOCK MERGER
ORBITZ WORLDWIDE INC, CASH MERGER
ORCHID CELLMARK INC, CASH MERGER
ORTHOVITA INC, CASH MERGER
OSE USA INC, CASH MERGER
OTIX GLOBAL INC NEW, CASH MERGER
OUTLOOK GROUP CORP, CASH MERGER
OVERHILL FARMS INC, CASH MERGER
OXYGEN MEDIA CORPORATION, CASH MERGER
PAA NATURAL GAS STORAGE LP, STOCK MERGER
PACIFIC ENERGY PARTNERS L.P., STOCK MERGER
PACIFIC ENTERPRISES, STOCK MERGER
PAETEC CORP, MERGER
PALOMAR MEDICAL TECHNOLOGIES INC (NEW), STOCK MERGER
PARISH NATIONAL CORP, STOCK MERGER
PARKWAY PROPERTIES INC, STOCK MERGER
PATRIOT BANCSHARES INC COMMON, STOCK MERGER
PATRIOT CAPITAL FUNDING INC, STOCK MERGER
PEGASUS SOLUTIONS INC, CASH MERGER
PELICAN FINANCIAL INC, CASH MERGER
PENN LAUREL FINANCIAL CORP, CASH MERGER
PENN LIBERTY BANK, STOCK MERGER
PENN VIRGINIA GP HOLDINGS LP, STOCK MERGER
PENSECO FINANCIAL SERVICES CORP, STOCK MERGER
PENWEST PHARMACEUTICALS MERGER, CASH MERGER
PEOPLES ENERGY CORPORATION, STOCK MERGER
PEP BOYS, CASH MERGER
PERFECT WORLD CO LTD, ADR TERMINATION FOR CASH
PETCO ANIMAL SUPPLIES INC, CASH MERGER
PETROLOGISTICS LP, CASH MERGER
PHARMANET DEVELOPMENT GROUP INC, CASH MERGER
PHARMION CORPORATION, CASH & STOCK MERGER
PHILADELPHIA CONSOLIDATED HOLDING CORP, CASH MERGER
PI CORPORATION, CASH MERGER
PI CORPORATION (OPTIONEES), CASH MERGER
PICOLIGHT INCORPORATED, STOCK MERGER
PIONEER COMPANIES INC, CASH MERGER
PLAINSCAPITAL CORPORATION, CASH AND STOCK MERGER
PLAYBOY ENTERPRISES INC CLASS B, CASH MERGER
POST PROPERTIES INC 8 1/2% SER A CUM PFD, STOCK MERGER
POST PROPERTIES INC COMMON, STOCK MERGER
POTOMAC BANK OF VIRGINIA, CASH MERGER
POWER-ONE INC, RESTRUCTURING
POWER-ONE NEW, CASH MERGER
PRA INTERNATIONAL INC, CASH MERGER
PRAECIS PHARMACEUTICALS INC, CASH MERGER
PREMIERE GLOBAL SERVICES INC, CASH MERGER
PROGINET CORPORATION, CASH MERGER
PROLOR BIOTECH INC, STOCK MERGER
PROLOR BIOTECH INC, STOCK MERGER
PROSPECT MEDICAL HOLDINGS INC, CASH MERGER
PROSPECT MEDICAL INC WTS, CASH MERGER
PROSPECT ST HIGH INC PORTFOLIO INC NEW, MERGER
PROSPECT ST HIGH INCOME PORTFOLIO INC, MERGER
PSB HOLDINGS INC, STOCK MERGER
PSS WORLD MEDICAL INC, CASH MERGER
PSS WORLD MEDICAL INC, CASH MERGER
PURPLE COMMUNICATIONS INC, CASH MERGER
PV POWERED INC, CASH & STOCK MERGER
PVR PARTNERS L.P., CASH/STOCK MERGER
QLIK TECHNOLOGIES INC, CASH MERGER
QUMRANET, INC., CASH MERGER
R2 TECHNOLOGY INC, STOCK MERGER
RACKSPACE HOSTING INC, CASH MERGER
RADIATION THERAPY SERVICES INC, CASH MERGER
RADVISION LTD, CASH MERGER
RAILAMERICA INC, CASH MERGER
RAPTOR PHARMACEUTICAL CORP NEW, CASH MERGER
RAPTOR PHARMACEUTICAL RSU/OPT, CASH MERGER
RAPTOR PHARMACEUTICALS CORP OLD, STOCK MERGER
RB ASSET INC, CASH MERGER
READER'S DIGEST ASSOCIATION, CASH MERGER
REDBACK NETWORKS INC, CASH MERGER
REDBACK NETWORKS INC $5.00 WARRANTS, CASH MERGER
REDBACK NETWORKS INC $9.50 WARRANTS, CASH MERGER
REFAC OPTICAL GROUP, CASH MERGER
RELIANT BANK COMMON, STOCK MERGER
RELIANT BANK COMMON, STOCK MERGER
RELIANT TECHNOLOGIES INC, CASH AND STOCK MERGER
REMEDY TEMP INC, CASH MERGER
RENT A WRECK OF AMERICA INC, CASH MERGER
REPUBLIC BANCORP INC, STOCK MERGER
RESPONSYS INC, CASH MERGER
RETALIX LTD, CASH MERGER
REVETT MINING COMPANY INC, STOCK MERGER
REWARDS NETWORK INC NEW, CASH MERGER
RF MAGIC (A PREFERRED), STOCK MERGER
RF MAGIC (B PREFERRED), STOCK MERGER
RF MAGIC (C PREFERRED), STOCK MERGER
RF MAGIC INC, STOCK MERGER
RICA FOODS INC, CASH MERGER
RICEBRAN TECHNOLOGIES (OLD), REVERSE SPLIT
RIDGESTONE FINANCIAL SERVICES INC, POST ELEC
RMG CAPITAL CORPORATION, CASH MERGER
ROBBINS & MYERS INC, CASH MERGER
ROBOMATIX TECHNOLOGIES LTD, CASH MERGER
ROCK OF AGES CORPORATION CL A, CASH MERGER
ROFIN-SINAR TECHNOLOGIES INC, CASH MERGER
ROTONICS MANUFACTURING INC, CASH MERGER
ROUNDY'S, INC, CASH MERGER
ROVI CORPORATION, STOCK MERGER
ROW 44 INC (OPTIONS), STOCK MERGER
ROW 44 INC (SHARES), Stock Merger
RSA SECURITY INC, CASH MERGER
RSC HOLDINGS INC, CASH AND STOCK MERGER
RYAN'S RESTAURANT GROUP INC *T*, CASH MERGER
S BANKSHARES INC, MERGER WITH ELECTION
S L INDUSTRIES INC, CASH MERGER
SABRE HOLDINGS CORPORATION, CASH MERGER
SAFEGUARD HEALTH ENTERPRISES INC, CASH MERGER
SAGENT PHARMACEUTICALS INC, CASH MERGER
SEACUBE CONTAINER LEASING LTD, CASH MERGER
SEEC INC, CASH MERGER
SEGUE SOFTWARE INC, CASH MERGER
SEITEL INC, CASH MERGER
SENTIGEN HOLDING CORP, MERGER
SERACARE LIFE SCIENCE (DELAWARE), CASH MERGER
SERACARE LIFE SCIENCES INC (CALIFORNIA), STOCK MERGER
SG BUILDING BLOCKS INC, STOCK MERGER
SHAMIR OPTICAL INDUSTRY LTD, CASH MERGER
SI INTERNATIONAL INC, CASH MERGER
SIERRA DESIGN AUTOMATIONS INC, CASH & STOCK MERGER
SIGMA-ALDRICH CORPORATION, CASH MERGER
SIGNATURE FINANCIAL HOLDINGS INC, MERGER
SIGNET GROUP PLC, STOCK MERGER
SIRENZA INC, MERGER
SKULLCANDY INC, CASH MERGER
SKYTERRA COMMUNICATIONS INC, CASH MERGER
SLEEPY HOLLOW BANCORP INC, CASH MERGER
SMART FINANCIAL INC (OLD), STOCK MERGER
SMARTHINKING INC., CASH MERGER
SMARTPROS LTD, CASH MERGER
SMITH & WOLLENSKY RESTAURANT, CASH MERGER
SOLARWINDS INC (OLD), CASH MERGER
SOLUTIA INC, SOLUTIA INC
SOMANTA PHARMACEUTICALS INC, MERGER
SOMERSET HILLS BANCORP, STOCK MERGER
SOUNDBITE COMMUNICATIONS INC, CASH MERGER
SOUTH VALLEY BANCORP INC, CASH & STOCK MERGER
SOUTH VALLEY BANCORP INC, CASH & STOCK MERGER
SOUTHWEST CAPITAL BANCSHRES, STOCK MERGER
SOUTHWEST FLORIDA ENTERPRISES INC, CASH MERGER
SOUTHWEST WATER COMPANY, CASH MERGER
SPIRIT FINANCE CORPORATION, CASH MERGER
SPIRIT REALTY CAPITAL INC, STOCK MERGER
SPORT SUPPLY GROUP INC, CASH MERGER
SPORTS CLUB COMPANY, CASH MERGER
SRA INTERNATIONAL INC CLASS A COMMON, CASH MERGER
SSI SURGICAL SERVICES INC, CASH MERGER
STAR MARITIME ACQUISITION CORP, MERGER
STARWOOD HOTELS & RESORTS WORLDWIDE INC, CASH MERGER
STATE BANCORP INC, STOCK MERGER
STEINER LEISURE LIMITED, CASH MERGER
STEWART & STEVENSON SERVICES INC, CASH MERGER
STRATALIGHT COMMUNICATIONS, MERGER
STREAM GLOBAL SERVICES INC, CASH MERGER
SUCCESSFACTORS INC MERGER, CASH MERGER
SUN HEALTHCARE GROUP INC (NEW), CASH MERGER
SUN MICROSYSTEMS INC OLD COMMON, CASH MERGER
SUNAIR ELECTRONICS INC, CASH MERGER
SUTHERLAND ASSET MANAGEMENT CORP 144A, STOCK MERGER
SWANK INC (NEW), CASH MERGER
SWEETSPOT DIABETES CARE INC, SWEETSPOT DIABETES CARE, INC.
SWISHER INTERNATIONAL INC (NEW), CASH MERGER
SYBASE INC., CASH MERGER
SYNBIOTICS CORPORATION, CASH MERGER
SYNERGETICS USA INC, CASH MERGER
SYNERGX SYSTEMS INC, CASH MERGER
SYNIVERSE HOLDINGS INC, CASH MERGER
SYNOVIS LIFE TECHNOLOGIES INC, SYNOVIS LIFE TECHNOLOGIES INC
TABERNA REALTY FINANCE TRUST, MERGER
TARGANTA THERAPEUTICS CORPORATION, CASH MERGER
TARGET LOGISTICS INC, CASH MERGER
TB WOOD'S CORPORATION, CASH MERGER
TEI BIOSCIENCES INC, CASH MERGER
TEI MEDICAL INC, CASH MERGER
TELEBYTE TECHNOLOGY INC, CASH MERGER
TELECOMMUNICATION SYSTEMS INC, CASH MERGER
TEXTURA CORPORATION, CASH MERGER
TIB FINANCIAL CORP (NEW), STOCK MERGER
TIVO INC, CASH AND STOCK MERGER
TLNB FINANCIAL CORP, CASH MERGER
TOREADOR RESOURCES CORPORATION, TOREADOR RESOURCES CORPORATION
TORM A/S (NEW), ADR TERMINATION
TORREYPINES THERAPEUTICS INC, STOCK MERGER
TOWER BANCORP INC, CASH MERGER
TOWER GROUP INC, STOCK MERGER
TOWER GROUP INTERNATIONAL LTD, CASH MERGER
TOWN CENTER BANCORP, CASH AND STOCK MERGER
TPC GROUP INC, CASH MERGER
TRADE STREET RESIDENTIAL INC NEW, CASH & STOCK MERGER
TRADESTATION GROUP INC, CASH MERGER
TRAFFIX INC, STOCK MERGER
TRANSAVE, CASH MERGER
TRANSAVE, CASH MERGER
TRANSAVE PREFERRED, STOCK MERGER
TRANSCEPT INC OLD, STOCK MERGER
TRIBORO COACH CORP, STOCK MERGER
TRIPATH IMAGING INC, CASH MERGER
TRUSTREET PROPERTIES INC, CASH MERGER
TRUSTREET PROPERTIES INC $1.93 SERIES A, CASH MERGER
TRUSTREET PROPERTIES INC 7.5% SERIES C, CASH MERGER
TUBEMOGUL INC, CASH MERGER
TWEEN BRANDS INC, STOCK MERGER
ULTICOM INC (NEW), CASH MERGER
UNITED FINANCIAL BANKING COMPANIES INC, CASH & STOCK MERGER
UNITED HERITAGE BANK, CASH MERGER
UNITED INDUSTRIAL CORPORATION, CASH MERGER
UNITED SURGICAL PARTNERS INTL NEW, CASH MERGER
UNIVERSAL AMERICAN CORP, CASH & STOCK MERGER
UNIVERSAL COMPRESSION HOLDINGS INC COM, STOCK MERGER
US AGBANK CLASS A PERPETUAL NON-CUM PFD, STOCK MERGER
US AIRWAYS GROUP INC, STOCK MERGER
US LEC CORP, MERGER
VALENCE HEALTH INC, STOCK MERGER
VALERA PHARMACEUTICALS INC, STOCK MERGER
VANTAGEMED CORPORATION, CASH MERGER
VARSITY GROUP INC, CASH MERGER
VERAMARK TECHNOLOGIES INC, CASH MERGER
VERTICALNET INC, CASH MERGER
VERTRUE INCORPORATED, CASH MERGER
VIASYSTEMS GROUP INC, CASH AND STOCK MERGER
VIASYSTEMS GROUP INC, CASH & STOCK MERGER
VIRGINIA COMPANY BANK, STOCK MERGER
VIRTUALSCOPICS INC, CASH MERGER
VIRYANET LTD, CASH MERGER
VIST FINANCIAL CORP, STOCK MERGER
VISUAL SCIENCES INC, CASH & STOCK MERGER
VITA FOOD PRODUCTS INC, CASH MERGER
VITALSTREAM HOLDINGS INC, MERGER
VOCUS INC, CASH MERGER
W.P.STEWART & CO LTD, CASH MERGER
WAINWRIGHT BANK & TRUST COMPANY, CASH MERGER
WARRANTECH CORPORATION (NEW), CASH MERGER
WARRIOR ENERGY SERVICES CORPORATION, CASH/STOCK MERGER
WATSON WYATT WORLDWIDE INC CLASS A COM, STOCK MERGER
WEBFINANCIAL CORP NEW COM, STOCK MERGER
WEBMETHODS INC (NEW), CASH MERGER
WEDDINGCHANNEL.COM (OPTIONS), MERGER
WEDDINGCHANNEL.COM INC, CASH AND STOCK MERGER
WENDY'S INTERNATIONAL INC, STOCK MERGER
WEST COAST BANCORP (NEW), ELECTION MERGER
WESTAFF INC, CASH MERGER
WESTBANK CORPORATION, CASH MERGER
WESTERN ASSET EMERGING MARKETS, STOCK MERGER
WESTERN ASSET EMERGING MARKETS, STOCK MERGER
WESTERN ASSET HIGH INCOME FUND INC., STOCK MERGER
WESTERN ASSET MUNICIPAL PARTNERS, STOCK MERGER
WESTERN ASSET ZENIX INCOME FUND INC., STOCK MERGER
WESTERN LIBERTY BANCORP, CASH MERGER
WHEATLAND BANK, MERGER FOR CASH AND STOCK
WILBER CORP, CASH & STOCK MERGER
WILLOW FINANCIAL BANCORP INC, STOCK MERGER
WIMBA, CASH MERGER
WMS INDUSTRIES, INC., CASH MERGER
WOLVERINE TUBE INC NEW, CASH MERGER
WOODBRIDGE HOLDINGS CORPORATION CL A, STOCK MERGER
WORLDGROUP CONSULTING INC (OPTIONS), CASH MERGER
WRIGHT MEDICAL GROUP INC, STOCK MERGER
WSB HOLDINGS INC, MERGER WITH ELECTION
XO HOLDINGS INC, MERGER
XURA INC, CASH MERGER
YAMMER INC, CASH MERGER
YARDBARKER INC COMMON (DO NOT USE), CASH MERGER
YIELD DYNAMICS INC, CASH MERGER
YMAX CORPORATION, MERGER
YODLEE INC, STOCK MERGER
YOUBET.COM INC, CASH & STOCK MERGER
ZEP INC, CASH MERGER
ZI CORPORATION, CASH & STOCK MERGER
RIGHTS OFFERS
MACE SECURITY INC RIGHTS 2011, RIGHTS OFFER
SKYTERRA COMMUNICATIONS 2006 RIGHTS, RIGHTS OFFER
TURKISH INVESTMENT FUND 2006 RIGHTS, RIGHTS OFFER
REVERSE SPLITS
ABS INDUSTRIES INC (1-499), REVERSE/FORWARD SPLIT
ACCESS PHARMACEUTICALS INC (OLD), REVERSE SPLIT
ACCURIDE CORPORATION (OLD), REVERSE SPLIT
ACP HOLDING COMPANY-RESTRICTED, REVERSE SPLIT
ACTIVE POWER INC (OLD), REVERSE SPLIT
ACTIVECARE INC, REVERSE SPLIT
ADDISON-DAVIS DIAGNOSTICS INC (OLD), REVERSE SPLIT
ADVANTEST PUBLIC LIMITED REG S (OLD), REVERSE SPLIT
ADVANTEST PUBLIC LTD (OLD), REVERSE SPLIT
AFP IMAGING (OLD), REVERSE SPLIT
AGENUS INC (OLD), REVERSE SPLIT
AIRSPAN NETWORKS INC OLD, REVERSE SPLIT
AIRSPAN NETWORKS INC OLD OLD, REVERSE SPLIT
AKEENA SOLAR INC, REVERSE SPLIT
ALLIANCE FIBER OPTIC PRODUCTS INC (OLD), REVERSE SPLIT
ALLIANCE HEALTHCARE SERVICES INC OLD, ALLIANCE HEALTHCARE SERVICES INC
ALLIANCE ONE INTERNATIONAL INC (OLD), REVERSE STOCK SPLIT
ALLIED HEALTHCARE PRODUCTS INC (OLD), REVERSE SPLIT
ALLOY INC, REVERSE SPLIT
ALPHA BANK A.E SPONSORED, REVERS SPLIT
ALPHA BANK AE, REVERSE SPLIT
ALPHA BANK AE, REVERSE SPLIT
ALTEON INC, REVERSE SPLIT
ALVARION LTD, ALVARION LTD
AMEN PROPERTIES INC (OLD), REVERSE SPLIT
AMERICAN BANK HOLDINGS INC OLD, REVERSE SPLIT
AMERICAN METAL & TECHNOLOGY INC OLD, REVERSE SPLIT
AMERICAN RESTAURANT PARTNERS LP (OLD), AMERICAN RESTAURANT PARTNERS
AMICUS THERAPEUTICS (PRE-IPO), REVERSE SPLIT
ANTHERA PHARMACEUTICALS INC, REVERSE SPLIT
APPLE HOSPITALITY REIT (OLD), REVERSE SPLIT
APPLIED NEUROSOLUTIONS INC OLD, REVERSE SPLIT
ARCHON CORPORATION (249 OR LESS SHARES), REVERSE SPLIT
ARISTA POWER INC (OLD), ARISTA POWER, INC.
ARLINGTON ASSET INVESTMENT CORP CL A OLD, REVERSE SPLIT
AROTECH CORPORATION OLD, REVERSE SPLIT
ASPYRA INC (OLD), REVERSE SPLIT
ASTREX INC (NEW), REVERSE SPLIT
ATARI INC OLD, REVERSE SPLIT
ATRINSIC INC (OLD), REVERSE SPLIT
AVENTINE RENEWABLE ENERGY HLD ACC (OLD), AVENTINE RENEWABLE ENERGY HOLDINGS ACC
AVENTINE RENEWABLE ENERGY HLD INC (OLD), AVENTINE RENEWABLE ENERGY HLD 144A (OLD)
AVERION INTERNATIONAL CORP (CASHOUT), REVERSE / FORWARD SPLIT
AVERION INTERNATIONAL CORP PRE-SPLIT, REVERSE/ FORWARD SPLIT
AXIOLOGIX INC (OLD), REVERSE SPLIT
B.O.S BETTER ONLINE SOLUTIONS LTD OLD, REVERSE SPLIT
B.O.S. BETTER ONLINE SOLUTIONS LTD OLD, REVERSE SPLIT
BANCA MONTE DEI PASCHI DI SIENA SPA OLD, REVERSE SPLIT
BANCA MONTE DEI PASCHI DI SIENA SPA OLD, REVERSE SPLIT
BANCTEC INC 144A, REVERSE SPLIT
BANKATLANTIC BANCORP INC CL A COM, REVERSE SPLIT
BANKATLANTIC BANCORP INC CL A COM OLD, REVERSE SPLIT
BEAZER HOMES USA INC, BEAZER HOMES USA INC.
BIGSTAR ENTERTAINMENT INC, REVERSE SPLIT
BILLABONG INTERNATIONAL LTD, REVERSE SPLIT
BIOLIFE SOLUTIONS INC, REVERSE SPLIT
BIOMETRX INC OLD, REVERSE SPLIT
BIOPURE CORPORATION CLASS A OLD, REVERSE SPLIT
BLUEFLY INC OLD, REVERSE SPLIT
BLUEPHOENIX SOLUTIONS LTD (OLD), BLUEPHOENIX SOLUTIONS LTD
BODY CENTRAL CORP, REVERSE SPLIT
BOOMERANG SYSTEMS INC OLD, REVERSE SPLIT
BRAINSTORM CELL THERAPEUTICS (OLD), REVERSE SPLIT
BROADCASTER INC OLD, REVERSE SPLIT
BROADSOFT (PRE-IPO), REVERSE SPLIT
BROADVIEW INSTITUTE INC, REVERSE SPLIT
CAPITAL GOLD CORPORATION OLD, REVERSE SPLIT
CAPRICOR THERAPEUTICS INC (OLD), REVERSE SPLIT
CARBYLAN THERAPEUTICS INC, REVERSE SPLIT
CARDIMA INC OLD OLD, REVERSE SPLIT
CARDIONET INC OLD COMMON & PFD, REVERSE SPLIT
CARVER BANCORP INC OLD, REVERSE SPLIT
CASCADE BANCORP (OLD), REVERSE SPLIT
CASCADE BANCORP (OLD), REVERSE SPLIT
CELL POWER TECHNOLOGIES INC (OLD), REVERSE SPLIT
CELLADON CORPORATION (OLD), REVERSE SPLIT / NAME CHANGE
CELLECTAR BIOSCIENCES INC (OLD), REVERSE SPLIT
CELLECTAR BIOSCIENCES INC (OLD), REVERSE SPLIT
CELSION CORPORATION (OLD OLD), REVERSE SPLIT
CELSION CORPORATION (OLD), REVERSE SPLIT
CELSUS THERAPEUTICS PLC (OLD), REVERSE SPLIT/NAME CHANGE
CENTALE INC, REVERSE SPLIT / NAME CHANGE
CENTALE INC OLD, REVERSE SPLIT
CHINA TECHNOLOGY DEVELOPMENT GROUP CORP, CHINA TECHNOLOGY DEVELOPMENT GROUP CORP
CHINA YIDA HOLDING CO OLD, REVERSE SPLIT
CHYRON CORPORATION (OLD), REVERSE SPLIT
CINEDIGM CORP (OLD), REVERSE SPLIT
CITIZENS REPUBLIC BANCORP INC, REVERSE SPLIT
CLEAN DIESEL TECHNOLOGIES INC, REVERSE SPLIT
CLEAN DIESEL TECHNOLOGIES INC (OLD), REVERSE SPLIT
CLEARANT INC OLD, REVERSE SPLIT
CMGI INC, REVERSE SPLIT
CNS RESPONSE INC (OLD), CNS RESPONSE INC
COLUMBIA LABORATORIES INC OLD, REVERSE SPLIT
COMSTOCK HOLDING COMPANIES INC (OLD), REVERSE SPLIT
COMSTOCK RESOURCES INC (OLD), REVERSE SPLIT
COMSTOCK RESOURCES INC REST STK PLAN, REVERSE SPLIT
COMTEX NEWS NETWORK INC OLD, REVERSE SPLIT
CONCURRENT COMPUTER CORPORATION (OLD), REVERSE SPLIT
CORNERSTONE STRATEGIC VALUE FUND INC, REVERSE SPLIT
CORNERSTONE TOTAL RETURN FUND INC, REVERSE SPLIT
COSI INC (OLD), REVERSE SPLIT
CRESTWOOD EQUITY PARTNERS LP (OLD), REVERSE STOCK SPLIT
CROSSROADS SYSTEMS INC (OLD), REVERSE STOCK SPLIT
CROSSROADS SYSTEMS INC (OLD) (OLD), REVERSE SPLIT
CTM MEDIA HOLDINGS INC CL A COMMON OLD, REVERSE SPLIT
CYCLACEL PHARMACEUTICALS INC (OLD), CYCLACEL PHARMACEUTICALS INC.
CYTRX CORPORATION (OLD), CYTRX CORPORATION
DAEGIS INC OLD, REVERSE SPLIT
DARWIN RESOURCES INC, REVERSE SPLIT
DATARAM CORPORATION, DATARAM CORPORATION
DEBT RESOLVE INC OLD, REVERSE SPLIT
DEERFIELD CAPITAL CORP OLD, REVERSE SPLIT
DEI HOLDINGS INC (239 OR LESS), REVERSE FORWARD SPLIT
DEMAND MEDIA INC (OLD), REVERSE SPLIT
DEXCOM INC (OLD)-COMMON AND PREFERREDS, REVERSE SPLIT
DHT HOLDING INC OLD, REVERSE SPLIT
DIAMETRICS MEDICAL INC OLD, REVERSE SPLIT
DIGITAL IMAGING RESOURCES INC, REVERSE SPLIT/NAME CHANGE
DIGITALGLOBE INC OLD, REVERSE SPLIT
DISCOVERY PARTNERS INTERNATIONAL INC, REVERSE SPLIT/NAME CHANGE
DIVIDEND AND INCOME FUND, REVERSE SPLIT
DIVX INC (OLD), REVERSE SPLIT
DOCUMENT SECURITY SYSTEMS INC, REVERSE SPLIT
DRYSHIPS INC COMMON (OLD), REVERSE SPLIT
DUNE ENERGY INC (OLD), REVERSE SPLIT
DUNE ENERGY OLD, REVERSE SPLIT
DYNTEK INC OLD, REVERSE SPLIT
DYNTEK INC OLD, REVERSE SPLIT
E* TRADE FINANCIAL CORPORATION OLD, REVERSE SPLIT
E-CENTIVES INC OLD, REVERSE SPLIT
EASY JET PLC (OLD), REVERSE SPLIT
EASYLINK SERVICES CORPORATION OLD, REVERSE SPLIT
EDIETS.COM INC (OLD), REVERSE SPLIT
EFG EUROBANK ERGASIAS SA, REVERSE SPLIT
EMCORE CORPORATION (OLD), EMCORE CORPORATION
EMMIS COMMUNICATIONS CORP CLASS A (OLD), REVERSE SPLIT
ENCORIUM GROUP INC (OLD), REVERSE SPLIT
ENTREMED INC (OLD), REVERSE SPLIT
ENTROPIC COMMUNICATIONS (PREFERREDS), REVERSE SPLIT-IPO
ENTROPIC COMMUNICATIONS INC OLD, REVERSE SPLIT - IPO
ENTRX CORPORATION *NULL & VOID*, REVERSE/FORWARD SPLIT
EPICEPT CORPORATION NEW, REVERSE SPLIT
EPICEPT CORPORATION OLD, REVERSE SPLIT
ERGO SCIENCE CO 1-199 SHARES, REVERSE SPLIT
ERGO SCIENCES 10000 OR MORE, REVERSE SPLIT
EUROSEAS LTD (OLD), REVERSE SPLIT
EUROSEAS LTD OLD, REVERSE SPLIT
EVOLVING SYSTEMS INC OLD, REVERSE SPLIT
FBR & CO, REVERSE SPLIT
FIBROCELL SCIENCE INC (OLD), FIBROCELL SCIENCE INC.
FINISAR CORPORATION OLD, REVERSE SPLIT
FIRST NATIONAL BANCSHARES-BRADENTON, MERGER WITH ELECTION
FNBH BANCORP INC (OLD), REVERSE SPLIT
FOOD TECHNOLOGY SERVICE INC OLD, REVERSE SPLIT
FORBES ENERGY SERVICES LLC, REVERSE SPLIT
FORGENT NETWORKS INC, REVERSE SPLIT
FREESEAS INC (NEW), REVERSE STOCK SPLIT
FREESEAS INC (OLD OLD OLD OLD OLD), REVERSE SPLIT
FREESEAS INC (OLD OLD OLD), REVERSE SPLIT
FREESEAS INC (OLD), REVERSE STOCK SPLIT
FRONTIER FINANCIAL CORPORATION OLD, REVERSE SPLIT
FUELCELL ENERGY INC (OLD), REVERSE STOCK SPLIT
FUNCTION (X) INC, FUNCTION X
FUNCTION (X) INC OLD, REVERSE SPLIT
FURNITURE BRANDS INTERNATIONAL INC, REVERSE SPLIT
FUWEI FILMS (HOLDINGS) CO LTD, REVERSE SPLIT
GASTAR EXPLORATION LTD OLD, REVERSE SPLIT
GATEWAY INDUSTRIES INC (NEW), REVERSE SPLIT
GENOPTIX INC, REVERSE SPLIT
GENVEC INC (OLD), REVERSE SPLIT
GENVEC INC (OLD), REVERSE SPLIT
GEOVAX LABS INC (OLD), REVERSE SPLIT
GEVO INC, GEVO REVERSE STOCK SPLIT
GEVO INC, REVERSE SPLIT
GEVO INC (OLD), REVERSE SPLIT
GEVO INC RSP (OLD), REVERSE SPLIT
GF HEALTH PRODUCTS INC (OLD), REVERSE SPLIT
GLEACHER & COMPANY INC, GLEACHER & COMPANY INC.
GLOBAL MATRECHS INC (OLD), REVERSE SPLIT
GLOBAL-TECH APPLIANCES INC (OLD), REVERSE SPLIT/NAME CHANGE
GLOWPOINT INC (OLD), REVERSE SPLIT
GOOD HARBOR PARTNERS ACQUISITION CORP, REVERSE SPLIT
GREAT BASIN SCIENTIFIC INC (OLD), REVERSE SPLIT
GREENSHIFT CORPORATION (OLD), REVERSE SPLIT
GRUBHUB SEAMLESS INC COMMON, REVERSE SPLIT
GS CLEANTECH CORPORATION OLD, REVERSE SPLIT
GTC BIOTHERAPEUTICS INC OLD, REVERSE SPLIT
GULF RESOURCES INC OLD, REVERSE SPLIT
HAND HELD ENTERTAINMENT INC OLD, REVERSE SPLIT
HARBOR BIOSCIENCES INC (999 OR LESS), REVERSE FORWARD SPLIT
HARKEN ENERGY CORPORATION (NEW) N/C, REVERSE SPLIT/NAME CHANGE
HEALTHSPAN INC, REVERSE SPLIT
HEALTHWAREHOUSE.COM INC (OLD), REVERSE SPLIT
HELIOS TOTAL RETURN FUND INC (OLD), REVERSE SPLIT
HELIX BIOMEDIX INC, REVERSE SPLIT
HERSHA HOSPITALITY TRUST CL A COM (OLD), REVERSE SPLIT
HKN INC (OLD), REVERSE SPLIT
HOOPER HOLMES INC (OLD), REVERSE SPLIT
HORIZON LINES INC DOMESTIC OLD, REVERSE SPLIT
HQ SUSTAINABLE MARITIME IND 1-1999 OLD, REVERSE SPLIT
HRT PARTICIPACOES EM PETROLEO S.A.(OLD), REVERSE SPLIT
HYPERDYNAMICS CORPORATION (OLD), REVERSE SPLIT
IA GLOBAL INC OLD, IA GLOBAL
ICAGEN INC, REVERSE SPLIT
IDENTIVE GROUP INC, REVERSE SPLIT
IDENTIVE GROUP INC, REVERSE SPLIT
IDT CORPORATION OLD, REVERSER SPLIT
IMMUNE RESPONSE CORPORATION OLD, REVERSE SPLIT
IMPAC MORTGAGE HOLDINGS INC OLD, REVERSE SPLIT
INERGETICS INC, REVERSE SPLIT
INPHI CORPORATION OLD, REVERSE SPLIT
INSMED COMMON OLD, REVERSE SPLIT
INSPYR THERAPEUTICS INC (OLD), REVERSE SPLIT
INTEGRATED SECURITY SYSTEMS INC (OLD, REVERSE SPLIT
INTEGRATED SURGICAL SYSTEMS INC OLD, REVERSE SPLIT
INTELISYS AVIATION SYSTEMS OF, REVERSE SPLIT
INTELISYS AVIATION SYSTEMS OF AMERICA, REVERSE SPLIT/NAME CHANGE
INTELLECT NEUROSCIENCES INC (OLD), REVERSE SPLIT
INTERMOUNTAIN COMMUNITY BANCORP (OLD), REVERSE SPLIT
INTERNAP NETWORK SERVICES CORP OLD, REVERSE SPLIT
INTERNATIONAL FIGHT LEAGUE INC OLD, REVERSE SPLIT / NAME CHANGE
INTERPACE DIAGNOSTICS GROUP INC, REVERSE SPLIT
INTREPID CAPITAL CORPORATION (OLD), REVERSE SPLIT
INVENSYS PLC (OLD), REVERSE SPLIT
ION MEDIA NETWORKS INC CL A, REVERSE SPLIT
ITC DELTACOM INC (OLD), REVERSE SPLIT
ITUS CORPORATION (OLD), ITUS CORP REVERSE STOCK SPLIT
JACADA LTD (OLD), REVERSE SPLIT
JDS UNIPHASE CORPORATION OLD, REVERSE SPLIT
JER INVESTORS TRUST INC OLD, REVERSE SPLIT
K-TEL INTERNATIONAL INC 1-4999, REVERSE/FORWARD SPLIT
KENT FINANCIAL SERVICES INC (NEW), REVERSE SPLIT
KONINKLIJKE AHOLD N.V (OLD OLD), REVERSE SPLIT
KONINKLIJKE AHOLD NV (OLD), REVERSE STOCK SPLIT
LA JOLLA PHARM (OLD OLD OLD OLD), REVERSE SPLIT
LA JOLLA PHARMACEUTICAL CO (OLD OLD), LA JOLLA PHARMACEUTICAL COMPANY
LA JOLLA PHARMACEUTICAL COMPANY (OLD), REVERSE SPLIT
LCC INTERNATIONAL INC CLASS A, REVERSE SPLIT
LEVEL 8 SYSTEMS INC, REVERSE SPLIT
LIFENEXUS INC, REVERSE SPLIT
LIGHTING SCIENCE GROUP CORPORATION OLD, REVERSE SPLIT
MABWE MINERALS INC, REVERSE SPLIT
MACKAY LIFE SCIENCE INC (OLD), REVERSE SPLIT
MACROCHEM CORPORATION (OLD), REVERSE SPLIT
MAGNA-LAB INC CL. A COM., REVERSE SPLIT
MAGNESITA REFRATARIOS S.A., REVERSE SPLIT
MAGNETEK INC (OLD), REVERSE SPLIT
MAGSTAR TECHNOLOGIES (CASH-OUT), REVERSE SPLIT
MAJESCO ENTERTAINMENT COMPANY, REVERSE SPLIT
MANDALAY DIGITAL GROUP, MANDALAY DIGITAL GROUP
MANHATTAN PHARMACEUTICALS INC, MANHATTAN PHARMACEUTICALS INC
MAST THERAPEUTICS INC, REVERSE SPLIT
MATEON THERAPEUTICS INC (OLD), OXIGENE INC.
MATEON THERAPEUTICS INC (OLD) (OLD), REVERSE SPLIT
MAXXAM INC (OLD), REVERSE SPLIT
MDRNA INC, REVERSE SPLIT / NAME CHANGE
MECHANICAL TECHNOLOGY INC OLD, REVERSE SPLIT
MEDIABISTRO INC (OLD), REVERSE SPLIT
MEDICINOVA INC OLD, REVERSE SPLIT
MELA SCIENCES INC, REVERSE SPLIT
MER TELEMANAGEMENT SOLUTIONS LTD OLD, REVERSE SPLIT
MERCURY AIR GROUP INC, REVERSE SPLIT
METALINK LTD, REVERSE SPLIT
MICROVISION INC (OLD), REVERSE SPLIT
MILLENNIUM BANKSHARES CORPORATION OLD, REVERSE SPLIT
MONOGRAM BIOSCIENCES INC OLD, REVERSE SPLIT
MORTONS RESTAURANT GROUP INC PFD SER A, MORTON RESTAURANT REDEMPTION
MOVIE STAR INC N/C, REVERSE SPLIT/NAME CHANGE
MRV COMMUNICATIONS INC OLD, REVERSE SPLIT
MTM TECHNOLOGIES INC (OLD), REVERSE SPLIT
MYND ANALYTICS (OLD), REVERSE SPLIT
NABI BIOPHARMACEUTICALS INC, REVERSE MERGER
NANOSPHERE INC, REVERSE SPLIT
NATIONAL DATACOMPUTER INC (OLD), REVERSE SPLIT
NEONODE INC (OLD), REVERSE SPLIT
NETGURU INC OLD, REVERSE SPLIT
NETSOL TECHNOLOGIES INC (OLD), REVERSE SPLIT
NEURALSTEM INC, REVERSE SPLIT
NEUROBIOLOGICAL TECHNOLOGIES INC (OLD), REVERSE SPLIT
NEUROMETRIX INC NEW, REVERSE SPLIT
NEUROMETRIX INC OLD OLD, REVERSE SPLIT
NEW AMERICA HIGH INCOME FD INC OLD, REVERSE SPLIT
NEW YORK MORTGAGE TRUST INC, REVERSE SPLIT
NEW YORK MORTGAGE TRUST INC OLD, REVERSE SPLIT
NEWCASTLE INVESTMENT CORP (OLD OLD), REVERSE SPLIT
NEWTOWN LANE MARKETING INCORPORATED, REVERSE SPLIT
NEXT 1 INTERACTIVE INC (NEW), REVERSE STOCK SPLIT
NEXT 1 INTERACTIVE INC (OLD), REVERSE SPLIT
NORANDA ALUMINUM HOLDING CORPORATION, REVERSE SPLIT
NORTH HILLS SIGNAL PROCESSING CORP, REVERSE SPLIT
NORTHSTAR REALTY FINANCE CORP (OLD), REVERSE SPLIT
NORTHSTAR REALTY FINANCE CORP RSP, REVERSE SPLIT
NORTHSTAR REALTY FINANCE NRF LTIP UNITS, REVERSE SPLIT
NOTIFY TECHNOLOGY CORPORATION (OLD), REVERSE SPLIT
NOVACEA INC, REVERSE SPLIT
NOVT CORPORATION (OLD OLD), REVERSE/FORWARD SPLIT
NUVERRA ENVIRONMENTAL SOLUTIONS INC(OLD), REVERSE SPLIT
NUWAY MEDICAL INC, REVERSE SPLIT
OCWEN FINANCIAL 9 SHARES AND LESS, REVERSE/FORWARD SPLIT
OMNITURE INC COMMON & PREFERREDS, REVERSE SPLIT
ONCOLOGIX TECH INC OLD, REVERSE SPLIT
ONE BIO CORP (OLD), REVERSE SPLIT
OPTIBASE LTD OLD, REVERSE SPLIT
OREXIGEN THERAPEUTICS INC (OLD), REVERSE SPLIT
ORGANIC TO GO FOOD CORPORATION, REVERSE SPLIT/NAME CHANGE
ORION HEALTHCORP INC (1-2499), REVERSE/FORWARD SPLIT
ORTHODONTIX INC, REVERSE SPLIT
OTIX GLOBAL INC (OLD), REVERSE SPLIT
PACIFIC ETHANOL INC OLD, REVERSE SPLIT
PACIFIC ETHANOL INC OLD OLD, REVERSE SPLIT
PALATIN TECHNOLOGIES INC OLD, REVERSE SPLIT
PALIGENT INC, REVERSE SPLIT
PANTERA PETROLEUM INC OLD, REVERSE SPLIT
PAPERCLIP SOFTWARE INC, REVERSE SPLIT
PARAGON REAL ESTATE EQUITY AND (OLD), REVERSE SPLIT
PARAMETRIC TECHNOLOGY CORPORATION (OLD), REVERSE SPLIT
PATRON SYSTEMS INC OLD, PATRON SYSTEMS REVERSE SPLIT
PEGASUS COMMUNICATIONS CORP NEW, REVERSE SPLIT
PIRAEUS BANK SA, REVERSE SPLIT
PLAINS GP HOLDINGS LP, REVERSE SPLIT
PLUG POWER INC (OLD), REVERSE SPLIT
PLURISTEM LIFE SYSTEMS INC COMMON (OLD), REVERSE SPLIT/NAME CHANGE
PMC COMMERCIAL TRUST, REVERSE SPLIT
POINT THERAPEUTICS INC, REVERSE SPLIT/NAME CHANGE
POLYMEDIX INC, Polymedix, Inc.
PORTA SYSTEMS CORP OLD, REVERSE SPLIT
PORTA SYSTEMS CORP OLD OLD, REVERSE SPLIT
PORTER BANCORP INC, REVERSE SPLIT
PRESCIENT MEDICAL INC SERIES A PFD OLD, REVERSE SPLIT
PRG-SCHULTZ INTERNATIONAL INC OLD, REVERSE SPLIT
PRIMEDEX HEALTH SYSTEMS INC, REVERSE SPLIT
PROTALEX INC (OLD), REVERSE SPLIT
PROTEXT MOBILITY INC (OLD), REVERSE SPLIT
PXRE GROUP LTD., REVERSE SPLIT
R-TEC TECHNOLOGIES INC OLD, REVERSE SPLIT/NAME CHANGE
RADA ELECTRONIC INDUSTRIES LTD, REVERSE SPLIT
RADA ELECTRONIC INDUSTRIES LTD (NEW), REVERSE SPLIT
RADCOM LTD OLD, REVERSE SPLIT
RAIT FINANCIAL TRUST, REVERSE SPLIT
REATA PHARMACEUTICALS INC (OLD), REVERSE SPLIT CONVERSION
REATA PHARMACEUTICALS INC CLASS B (OLD), REVERSE SPLIT
RELIV INTERNATIONAL INC (OLD), REVERSE SPLIT
RENO GOLD CORP OLD, REVERSE SPLIT
REPLIDYNE INC, REVERSE SPLIT - NAME CHANGE
REPLIDYNE INC (OLD), REVERSE SPLIT
RESOURCE CAPITAL CORP (OLD), REVERSE SPLIT
RESPIRERX PHARMACEUTICALS INC (OLD), REVERSE SPLIT
REVLON INC CLASS A COMMON OLD, REVERSE SPLIT
REWARD NETWORK INC OLD, REVERSE SPLIT
RIT TECHNOLOGIES LTD ORDINARY SHARES OLD, REVERSE SPLIT
ROKA BIOSCIENCE INC (OLD), REVERSE SPLIT
ROKA BIOSCIENCE INC RSP, REVERSE SPLIT
ROOMLINX INC (OLD OLD), REVERSE SPLIT
ROSETTA GENOMICS LTD (OLD OLD), REVERSE SPLIT
ROSETTA GENOMICS LTD (OLD), ROSETTA GENOMICS LTD
SARATOGA INVESTMENT CORP (OLD), REVERSE SPLIT
SATCON TECHNOLOGY CORPORATION (OLD), REVERSE SPLIT
SBE INC OLD, REVERSE SPLIT
SCHEID VINEYARDS INC, REVERSE SPLIT
SCOOP INC, REVERSE SPLIT
SECUREALERT INC, SECUREALERT INC.
SEMILEDS CORPORATION (OLD), REVERSE SPLIT
SEQUENOM INC, REVERSE SPLIT
SIBERIAN ENERGY GROUP INC (DO NOT USE), REVERSE SPLIT
SMARTFINANCIAL INC, REVERSE SPLIT/NAME CHANGE
SMF ENERGY CORPORATION OLD, REVERSE SPLIT
SOCKET MOBILE INC OLD, REVERSE SPLIT
SOLIGENIX INC (OLD), REVERSE SPLIT
SOMAXON PHARMACEUTICALS INC (OLD), REVERSE SPLIT
SONIC FOUNDRY INC, REVERSE SPLIT
SPACEHAB INCORPORATED (OLD), REVERSE SPLIT
SPATIALIGHT INC OLD, REVERSE SPLIT
SPECTRUM GROUP INTERNATIONAL INC (OLD), REVERSE SPLIT
SPHERIX INCORPORATED (OLD OLD), REVERSE SPLIT
SPHERIX INCORPORATED (OLD), REVERSE SPLIT
STAMFORD INDUSTRIAL GROUP INC OLD, REVERSE SPLIT
STAR BULK CARRIERS CORP, STAR BULK CARRIERS CORP
STERLING FINANCIAL CORPORATION (OLD), REVERSE SPLIT
STRATEGIC GAMING INVESTMENTS INC (DEL), REVERSE SPLIT/NAME CHANGE
SUNESIS PHARMACEUTICALS INC (OLD)(OLD), REVERSE SPLIT
SUNSHINE HEART INC (OLD), REVERSE SPLIT
SUNSHINE PCS CORPORATION CASH-OUT, REVERSE SPLIT - CASH OUT
SUNSHINE PCS CORPORATION PRE-SPLIT, REVERSE SPLIT
SUPERCOM LTD (OLD), REVERSE SPLIT
SUPERCOM LTD OLD OLD, REVERSE SPLIT
SURGE GLOBAL ENERGY INC NEW, SURGE GLOBAL ENERGY INC.
SYNOVUS FINANCIAL CORP, REVERSE SPLIT
SYNTROLEUM CORPORATION (OLD), SYNTROLUEM CORPORATION
TAPESTRY PHARMACEUTICALS INC (OLD), REVERSE SPLIT
TEFRON LTD OLD, REVERSE SPLIT
TENGION INC (OLD), TENGION INC
THORNBURG MORTGAGE INC OLD, REVERSE SPLIT
TIB FINANCIAL CORP (OLD), REVERSE SPLIT
TIKCRO TECHNOLOGIES LTD OLD, REVERSE SPLIT
TOWER SEMICONDUCTOR LTD OLD, TOWER SEMICONDUCTOR LTD
TRACK DATA CORPORATION OLD, REVERSE SPLIT
TRACK DATA CORPORATION OLD OLD, TRACK DATA
TRESTLE HOLDINGS INC (OLD), REVERSE SPLIT / NAME CHANGE
TRIANGLE HOME PRODUCTS INC, REVERSE SPLIT
U.S ENVIROMENTAL INC N/C, REVERSE SPLIT
U.S. WIRELESS DATA INC, REVERSE SPLIT/NAME CHANGE
ULTICOM INC (OLD), REVERSE SPLIT
UNIFI INC COM (OLD), REVERSE SPLIT
UNITEK GLOBAL SERVICES INC OLD OLD, REVERSE SPLIT
UNIVERSAL TRAVEL GROUP (OLD), REVERSE SPLIT
USA TECHNOLOGIES INC (OLD), REVERSE SPLIT
UTTI CORPORATION, REVERSE SPLIT
VELOCITY EXPRESS CORPORATION OLD, REVERSE SPLIT
VERTICALNET INC OLD, REVERSE SPLIT
VERTICALNET INC OLD OLD, REVERSE SPLIT
VIOLIN MEMORY INC, REVERSE SPLIT
VIRYANET LTD OLD, REVERSE SPLIT
VISKON-AIRE CORP, REVERSE / FORWARD SPLIT
VISUALANT INC (OLD), REVERSE SPLIT
VOCALTEC COMMUNICATIONS LTD (OLD), REVERSE SPLIT
VOIP INC OLD, REVERSE SPLIT
VOIP INC OLD, REVERSE SPLIT
VOIS INC NEW, REVERSE SPLIT
VOIS INC OLD OLD, REVERSE SPLIT
VOLTARI CORPORATION (OLD), REVERSE SPLIT
VONAGE HOLDINGS CORP OLD, REVERSE SPLIT
VORTEX RESOURCES CORP OLD, REVERSE SPLIT
VPGI CORP OLD, REVERSE SPLIT
VRINGO INC COMMON, REVERSE STOCK SPLIT
VU1 CORPORATION, REVERSE SPLIT
VYTERIS INC OLD, REVERSE SPLIT
WASTE SERVICES INC OLD, REVERSE SPLIT
WHITESTONE REIT (COMMERCIAL) OLD, REVERSE SPLIT
WILLIAM LYON HOMES CL A COM STOCK (OLD), WILLIAM LYON HOMES
WOLSELEY PLC (OLD OLD), REVERSE SPLIT
WOODBRIDGE HOLDINGS CORPORATION CL A OLD, REVERSE SPLIT
WORKSTREAM INC OLD, REVERSE SPLIT
WORKSTREAM INC OLD OLD, REVERSE SPLIT
WORLDCAST INTERACTIVE INC (NEW), REVERSE SPLIT
XACORD CORPORATION, REVERSE SPLIT
XCYTE THERAPIES INC (OLD OLD), REVERSE SPLIT/NAME CHANGE
XINERGY CORP, REVERSE SPLIT
XPLORE TECHNOLOGIES CORPORATION, REVERSE SPLIT
YASHENG ECO-TRADE CORPORATION, REVERSE SPLIT / NAME CHANGE
YIFAN COMMUNICATIONS INC (OLD), REVERSE SPLIT
ZANETT INC OLD, REVERSE SPLIT
ZIEGLER COMPANIES INC OLD 1-499, REVERSE/FORWARD SPLIT
TENDER OFFERS
AMCOL INTERNATIONAL CORPORATION, TENDER OFFER
APPLIED MICRO CIRCUITS CORPORATION, TENDER OFFER
COLEMAN CABLE INC COMMON, TENDER OFFER
COLLAGENEX PHARMACEUTICALS INC, TENDER OFFER
EXCEL TECHNOLOGY INC, TENDER OFFER
FBR & CO, FBR & CO
HYPERION BROOKFIELD COLLATERALIZED, TENDER OFFER
INTRALINKS HOLDINGS INC, TENDER OFFER
JSC POLYMETAL, TENDER OFFER
KOOR INDUSTRIES LTD, TENDER OFFER
MERCURY AIR GROUP (OLD) 1,001 SHS & UP, TENDER OFFER
METALINK LTD NEW, PARTIAL TENDER OFFER
MICHAEL BAKER CORPORATION, TENDER OFFER
MICROMET INC, TENDER OFFER
MPG OFFICE TRUST INC 7.625 SER A CUM PFD, TENDER OFFER
NUPATHE INC, TENDER OFFER
NUPATHE INC, TENDER OFFER
NXP SEMICONDUCTORS N.V., TENDER OFFER
O'CHARLEY'S INC, O CHARLEY S TENDER OFFER
OPOWER INC, TENDER OFFER
PROSPECT STREET INCOME SHARES INC, MERGER
SELWAY CAPITAL ACQUISITION CORP COM B, TENDER OFFER / SPAC
SHELTON GREATER CHINA FUND, REPURCHASE OFFER
SIGNATURE FINANCIAL HOLDINGS INC, ELECTION
SPECIAL OPPORTUNITIES FUND INC, PARTIAL TENDER OFFER
STEEL EXCEL INC, TENDER OFFER
SUNLINK HEALTH SYSTEMS INC, TENDER OFFER
UNITED INDUSTRIAL CORPORATION, TENDER OFFER
UNIVERSAL AMERICAN SERIES A PFD, EXCHANGE OFFER
VOCUS INC, TENDER OFFER
WCI COMMUNITIES INC, TENDER OFFER
WEBMETHODS INC (NEW), TENDER OFFER