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(The most recent proxy materials provided to AST are listed here. A proxy card is provided for viewing between the record date and meeting date of the corporationís meeting.)
 
Company Name Record Date Meeting Date
18863, ACHAOGEN INC 04/18/2016 06/15/2016
25499, ACRE REALTY INVESTORS INC 10/25/2016 12/14/2016
10808, ALJ REGIONAL HOLDINGS INC 05/23/2016 07/11/2016
00183, AMBASE CORPORATION 04/13/2016 06/02/2016
18819, AMEDICA CORPORATION 03/28/2016 05/26/2016
20363, AMEDICA CORPORATION (NEW) 03/28/2016 05/26/2016
00205, AMGEN INC. 03/21/2016 05/19/2016
20266, AMPLIFY SNACK BRANDS INC 03/14/2016 05/12/2016
20304, AMPLIFY SNACK BRANDS INC RSP 03/14/2016 05/12/2016
19476, ARDELYX INC 04/08/2016 06/02/2016
18158, ARTISAN PARTNERS ASSET MANAGEMENT INC 03/22/2016 05/19/2016
18160, ARTISAN PARTNERS ASSET MGMT INC CL C 03/22/2016 05/19/2016
19956, AVIDBANK HOLDINGS INC 03/23/2016 05/17/2016
19957, AVIDBANK HOLDINGS INC RSP 03/23/2016 05/17/2016
17942, AVIRAGEN THERAPEUTICS INC 09/14/2016 11/10/2016
17191, BANCORP RHODE ISLAND INC 03/10/2016 05/04/2016
18596, BARRACUDA NETWORKS INC 06/17/2016 08/10/2016
10723, BEASLEY BROADCAST GROUP INC 03/31/2016 05/26/2016
10724, BEASLEY BROADCAST GROUP INC CL B 03/31/2016 05/26/2016
18599, BG STAFFING INC 06/03/2016 07/26/2016
04031, BLACK BOX CORPORATION 06/15/2016 08/09/2016
20065, BLACK STONE MINERALS LP - COMMON UNITS 03/28/2016 05/26/2016
20067, BLACK STONE MINERALS LP - SUBORDINATED 03/28/2016 05/26/2016
20066, BLACK STONE MINERALS LP-PREFERRED UNIT 03/28/2016 05/26/2016
98177, BLACK STONE MINERALS UNVESTED RS 03/28/2016 05/26/2016
98210, BLACK STONE SUB RS 03/28/2016 05/26/2016
98829, BROOKLINE BANCORP - ESOP 03/10/2016 05/04/2016
01156, BROOKLINE BANCORP INC 03/10/2016 05/04/2016
12442, BROOKLINE BANCORP INC 03/10/2016 05/04/2016
13179, BROOKLINE BANCORP INC 2003 R & R PLAN 03/10/2016 05/04/2016
17695, BROOKLINE BANCORP INC 2011 RSA 03/10/2016 05/04/2016
19004, BROOKLINE BANCORP STOCK INCENTIVE 03/10/2016 05/04/2016
17265, BUCKEYE PARTNERS LP 04/11/2016 06/07/2016
18550, BURLINGTON STORES INC 03/24/2016 05/18/2016
18841, BURLINGTON STORES INC RSP 03/24/2016 05/18/2016
19727, CALIFORNIA RESOURCES CORPORATION (OLD) 03/07/2016 05/04/2016
19770, CALIFORNIA RESOURCES REST STK PLAN 03/07/2016 05/04/2016
19686, CALITHERA BIOSCIENCES INC 04/22/2016 06/14/2016
16796, CAPITOL FEDERAL FINANCIAL INC. 12/04/2015 01/26/2016
02624, CAPITOL FEDERAL FINANCIAL OLD 12/04/2015 01/26/2016
19765, CAPNIA INC 04/21/2016 06/08/2016
20024, CARBYLAN THERAPEUTICS INC 04/22/2016 06/14/2016
98680, CARMAX - ESPP 04/22/2016 06/28/2016
26159, CARMAX INC 04/22/2016 06/28/2016
98427, CARMAX RESTRICTED STOCK PLAN 04/22/2016 06/28/2016
00984, CAS MEDICAL SYSTEMS INC NEW 04/25/2016 06/22/2016
18867, CASTLIGHT HEALTH INC CLASS A COMMON 04/25/2016 06/22/2016
18865, CASTLIGHT HEALTH INC CLASS B COMMON 04/25/2016 06/22/2016
07477, CCFNB BANCORP 02/22/2016 04/19/2016
98765, CCFNB BANCORP - ESPP 02/22/2016 04/19/2016
01228, CCOM GROUP INC (NEW) 05/13/2016 06/30/2016
01229, CCOM GROUP INC PFD (NEW) 05/13/2016 06/30/2016
01085, CECO ENVIRONMENTAL CORP 03/21/2016 05/12/2016
98785, CECO ENVIRONMENTAL CORPORATION ESPP 03/21/2016 05/12/2016
19474, CENTURY COMMUNITIES INC 03/28/2016 05/11/2016
18279, CENTURY COMMUNITIES INC 144A COMMON 03/28/2016 05/11/2016
18281, CENTURY COMMUNITIES INC ACCREDITED COM 03/28/2016 05/11/2016
18387, CENTURY COMMUNITIES INC RSP 03/28/2016 05/11/2016
20385, CERECOR INC - COMMON 03/31/2016 05/18/2016
18637, CHEGG INC 04/04/2016 06/02/2016
20223, CHIASMA INC 04/18/2016 06/09/2016
19045, CHOICE BANCORP INC 04/04/2016 06/02/2016
19047, CHOICE BANCORP INC NEW COMMON 04/04/2016 06/02/2016
12660, CIRCOR INTERNATIONAL INC 03/21/2016 05/12/2016
15117, CITIZENS & NORTHERN CORP REST STOCK PLAN 02/12/2016 04/21/2016
11697, CITIZENS & NORTHERN CORPORATION 02/12/2016 04/21/2016
18940, CITY OFFICE REIT INC 03/08/2016 05/04/2016
19609, CITY OFFICE REIT INC RSP 03/08/2016 05/04/2016
19066, COMMUNITY BUSINESS BANK COMMON 02/29/2016 04/21/2016
19070, COMMUNITY FINANCIAL SHARES INC COM 03/31/2016 05/26/2016
20114, COMMUNITY HEALTHCARE TRUST INCORPORATED 03/25/2016 05/18/2016
18463, CONTROL4 CORPORATION 03/17/2016 05/03/2016
19082, COUNTY BANK CORP 02/29/2016 05/12/2016
98124, COVANTA CORP ML LTIP 03/15/2016 05/05/2016
01602, COVANTA HOLDING CORPORATION 03/15/2016 05/05/2016
25212, COVER-ALL TECHNOLOGIES INC 06/22/2016 08/16/2016
18115, CRIMSON WINE GROUP LTD 05/26/2016 07/22/2016
98328, CST BRANDS - RET NON-REG 04/21/2016 06/09/2016
98340, CST BRANDS - RET REG 04/21/2016 06/09/2016
98306, CST BRANDS 401K 04/21/2016 06/09/2016
18249, CST BRANDS INC 04/21/2016 06/09/2016
98513, CST BRANDS UNVESTED RS FILE 04/21/2016 06/09/2016
26114, CUBESMART 03/15/2016 06/01/2016
26117, CUBESMART REST STK PLAN 03/15/2016 06/01/2016
15590, CVR ENERGY INC 04/19/2016 06/08/2016
18519, CYMABAY THERAPEUTICS INC 04/15/2016 06/02/2016
14460, CYNOSURE INC CLASS A COMMON 03/17/2016 05/11/2016
19875, DELAVAN BANCSHARES 03/31/2016 05/26/2016
14676, DTF TAX FREE INCOME INC 01/21/2016 03/15/2016
08563, EMPIRE RESOURCES INC 05/13/2016 06/29/2016
25234, ENTERCOM COMMUNICATIONS CORP 03/04/2016 05/12/2016
17464, EPAM SYSTEMS INC 04/15/2016 06/07/2016
17527, EPAM SYSTEMS INC RSP 04/15/2016 06/07/2016
98467, EQUITY LIFESTYLE PROPERTIES - ESPP 03/04/2016 05/10/2016
98080, EQUITY LIFESTYLE PROPERTIES - RSP 03/04/2016 05/10/2016
26115, EQUITY LIFESTYLE PROPERTIES INC 03/04/2016 05/10/2016
08210, EXACTECH INC 03/04/2016 05/02/2016
13643, EXTRA SPACE STORAGE INC 03/28/2016 05/24/2016
15187, EXTRA SPACE STORAGE INC REST STOCK PLAN 03/28/2016 05/24/2016
18615, FATE THERAPEUTICS INC 03/21/2016 05/11/2016
02393, FEDERAL REALTY INVESTMENT TRUST 03/18/2016 05/04/2016
18620, FIREEYE INC 04/15/2016 06/14/2016
18621, FIREEYE INC UNVESTED RSP 04/15/2016 06/14/2016
40019, FIRST INTERSTATE BANCSYSTEM INC CL A 03/18/2016 05/25/2016
16852, FIRST INTERSTATE BANCSYSTEM INC CL A RSP 03/18/2016 05/25/2016
40016, FIRST INTERSTATE BANCSYSTEM INC CL B 03/18/2016 05/25/2016
18852, FIRST INTERSTATE BANCSYSTEM INC RSP 03/18/2016 05/25/2016
98549, FIRST INTERSTATE BANCSYSTEMS INC 401K 03/18/2016 05/25/2016
98018, FIRST INTERSTATE MANAGED SHARES 03/18/2016 05/25/2016
17582, FORUM ENERGY TECHNOLOGIES INC 03/21/2016 05/17/2016
98720, FORUM ENERGY TECHNOLOGIES INC ESPP 03/21/2016 05/17/2016
17609, FORUM ENERGY TECHNOLOGIES INC RSP 03/21/2016 05/17/2016
14908, GARTNER INC 03/31/2016 05/26/2016
18362, GIGAMON INC 04/11/2016 06/08/2016
19159, GOLDEN VALLEY BANK 02/29/2016 04/28/2016
19578, GREEN BANCORP INC 03/31/2016 05/25/2016
15261, GRIFFON CORP RESTRICTED STOCK PLAN 12/12/2016 01/31/2017
03170, GRIFFON CORPORATION 12/12/2016 01/31/2017
03171, GRIFFON CORPORATION (INST OLD) 12/12/2016 01/31/2017
98683, GRIFFON CORPORATION ESOP 12/12/2016 01/31/2017
98298, GRIFFON CORPORATION MANAGED SHARES 12/12/2016 01/31/2017
98864, HAWAIIAN AIR FLIGHT ATTENDANTS 401K 03/21/2016 05/18/2016
98857, HAWAIIAN AIR PILOTS 401K 03/21/2016 05/18/2016
17758, HAWAIIAN HOLDINGS INC (DOMESTIC) 03/21/2016 05/18/2016
98858, HAWAIIAN HOLDINGS SAVINGS PLAN 03/21/2016 05/18/2016
18392, HD SUPPLY HOLDINGS INC 03/21/2016 05/18/2016
98303, HD SUPPLY RSA 03/21/2016 05/18/2016
19522, HEALTHEQUITY 04/25/2016 06/23/2016
20074, HTG MOLECULAR DIAGNOSTICS INC 06/29/2016 08/25/2016
98472, HTG MOLECULAR DIAGNOSTICS-ESPP 06/29/2016 08/25/2016
98534, HTG-MANAGED SHARES 06/29/2016 08/25/2016
11481, IDEXX LABS INC 03/08/2016 05/04/2016
25790, IES HOLDINGS INC 12/11/2015 02/09/2016
25798, IES HOLDINGS INC RSP 12/09/2016 02/07/2017
25798, INTEGRATED ELECTRICAL SERVICES INC (RSP) 12/11/2015 02/09/2016
07087, INTERPACE DIAGNOSTICS GROUP INC 06/07/2016 08/03/2016
13379, INTERPACE DIAGNOSTICS GROUP INC RSP 06/07/2016 08/03/2016
13816, JEFFERIES GROUP INC 03/25/2016 05/26/2016
11818, KADANT INC 03/23/2016 05/18/2016
13800, LAS VEGAS SANDS CORP 04/11/2016 06/03/2016
98920, LEGG MASON 401K 05/26/2016 07/26/2016
25493, LEGG MASON INC 05/26/2016 07/26/2016
98763, LEGG MASON INC - ESPP 05/26/2016 07/26/2016
98766, LEGG MASON INC PROFIT SHARING COMMON 05/26/2016 07/26/2016
98767, LEGG MASON INC PROFIT SHARING FROZEN 05/26/2016 07/26/2016
18156, LEUCADIA NATIONAL CORP RSP PLAN DOM 03/25/2016 05/26/2016
18155, LEUCADIA NATIONAL CORP RSP PLAN INTL 03/25/2016 05/26/2016
08448, LEUCADIA NATIONAL CORPORATION 03/25/2016 05/26/2016
18480, LEUCADIA NATIONAL CORPORATION EMPLOYEE 03/25/2016 05/26/2016
18980, LEUCADIA NATIONAL CORPORATION RSP DIR 03/25/2016 05/26/2016
20143, MAJESCO 06/22/2016 08/16/2016
17755, MANCHESTER UNITED PLC 03/21/2016 06/23/2016
18116, MANCHESTER UNITED PLC 2012 RSP 03/21/2016 06/23/2016
17748, MANCHESTER UNITED PLC CLASS B ORDINARY 03/21/2016 06/23/2016
98723, MARCUS & MILLICHAP ESPP AND LONG SHARES 03/07/2016 05/03/2016
18576, MARCUS & MILLICHAP INC 03/07/2016 05/03/2016
18767, MARCUS & MILLICHAP INC RES STOCK PLAN 03/07/2016 05/03/2016
18384, MASONITE INTERNATIONAL CORPORATION 03/16/2016 05/12/2016
20229, MCBC HOLDINGS INC 08/30/2016 10/25/2016
08676, MEDIFAST INC 04/18/2016 06/15/2016
19513, MEDIFAST INC RSP 04/18/2016 06/15/2016
98807, MEDIVATION ESPP PROXY 04/25/2016 06/22/2016
98142, MERCHANTS BANCSHARES - 401K 03/28/2016 05/26/2016
12234, MERCHANTS BANCSHARES INC 03/28/2016 05/26/2016
17112, MERCHANTS BANCSHARES INC ESPP 03/28/2016 05/26/2016
18989, MERCHANTS BANCSHARES INC RSP 03/28/2016 05/26/2016
02669, MET-PRO CORPORATION 03/21/2016 05/12/2016
18418, MISCOR GROUP 12/11/2015 02/09/2016
11472, MK RESOURCES COMPANY 03/25/2016 05/26/2016
18179, MODEL N INC 12/22/2015 02/19/2016
25156, MOHAWK INDUSTRIES INC 03/28/2016 05/19/2016
98721, MOHAWK INDUSTRIES INC 401K PLAN 03/28/2016 05/19/2016
98882, MOHAWK INDUSTRIES INC 401K PLAN II 03/28/2016 05/19/2016
06499, MONSTER BEVERAGE CORP 08/26/2016 10/11/2016
98055, MOODY'S CORP RESTRICTED STOCK PLAN 02/17/2016 04/12/2016
26180, MOODY'S CORPORATION 02/17/2016 04/12/2016
19560, MOUNTAIN WEST FINANCIAL CORP (FINAL) 03/18/2016 05/25/2016
18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 01/06/2017 03/01/2017
16875, NEOPHOTONICS CORPORATION 04/11/2016 06/07/2016
20231, NEOS THERAPEUTICS INC 04/22/2016 06/15/2016
14613, NEURALSTEM INC 04/28/2016 06/17/2016
25439, NEUSTAR 04/18/2016 06/15/2016
25440, NEUSTAR INC CL B COMMON 04/18/2016 06/15/2016
18702, NIMBLE STORAGE INC 05/26/2016 07/25/2016
18768, NIMBLE STORAGE UNVESTED STOCK 05/26/2016 07/25/2016
08684, NU SKIN ENTERPRISES INC CL A 03/30/2016 05/24/2016
20333, NUVO BANK & TRUST COMPANY 03/28/2016 05/26/2016
98728, OCCIDENTAL PETROLEUM SAVINGS PLAN - CRC 03/07/2016 05/04/2016
04799, OCULAR SCIENCES INC 01/19/2016 03/14/2016
98460, OLLIES BARGAIN OUT;ET HLDGS INC MGED SH 04/27/2016 06/16/2016
20222, OLLIES BARGAIN OUTLET HOLDINGS INC 04/27/2016 06/16/2016
17983, ORACLE CORPORATION 09/19/2016 11/16/2016
98050, PALOMAR MEDICAL 401K 03/17/2016 05/11/2016
10113, PALOMAR MEDICAL TECHNOLOGIES INC (NEW) 03/17/2016 05/11/2016
20350, PATRIOT BANCSHARES INC COMMON 03/31/2016 05/25/2016
20351, PATRIOT BANCSHARES INC SER D PFD 03/31/2016 05/25/2016
20352, PATRIOT BANCSHARES INC SER F PFD 03/31/2016 05/25/2016
20256, PMFG INC 03/21/2016 05/12/2016
20257, PMFG INC RSP VTG 03/21/2016 05/12/2016
15405, POINT 360 09/12/2016 11/09/2016
18320, PORTOLA PHARMACEUTICALS INC 04/18/2016 06/17/2016
20577, PROTEOSTASIS THERAPEUTICS INC 05/27/2016 07/14/2016
08178, RESOURCE AMERICA INC CLASS A 04/15/2016 06/02/2016
14916, RESOURCE AMERICA INC REST STOCK PLAN 04/15/2016 06/02/2016
08177, RESOURCE AMERICA INC. (OLD) 04/15/2016 06/02/2016
20296, RESOURCE CAPITAL CORP (NEW) 04/15/2016 06/02/2016
13942, RESOURCE CAPITAL CORP (OLD) 04/15/2016 06/02/2016
20298, RESOURCE CAPITAL CORP REG D (NEW) 04/15/2016 06/02/2016
20297, RESOURCE CAPITAL CORP RSP (NEW) 04/15/2016 06/02/2016
18440, REXFORD INDUSTRIAL REALTY INC COMMON 03/31/2016 05/27/2016
18450, REXFORD INDUSTRIAL REALTY INC RSP 03/31/2016 05/27/2016
17558, REXNORD CORPORATION 05/31/2016 07/28/2016
98881, REXNORD CORPORATION - 401K PROXY FILE 05/31/2016 07/28/2016
17597, RSC HOLDINGS INC 03/07/2016 05/03/2016
98905, RUBICON PROJECT UNVESTED RSA SHARES 03/28/2016 05/26/2016
15908, SAFE BULKERS INC 08/01/2016 09/23/2016
07253, SBT BANCORP INC 03/04/2016 05/10/2016
17385, SBT BANCORP INC REST STOCK PLAN 03/04/2016 05/10/2016
18891, SCYNEXIS INC 04/15/2016 06/02/2016
25955, SEMPRA ENERGY 03/17/2016 05/12/2016
20221, SIERRA ONCOLOGY INC 04/18/2016 06/16/2016
98558, SIGNET ESPP PLAN 04/25/2016 06/17/2016
26121, SIGNET JEWELERS LIMITED 04/25/2016 06/17/2016
98438, SIGNET JEWELERS RESTRICTED STOCK PLAN 04/25/2016 06/17/2016
98271, SIGNET'S SHARESAVE 04/25/2016 06/17/2016
98662, SONIC AUTOMOTIVE - ESPP 02/22/2016 04/18/2016
98067, SONIC AUTOMOTIVE CLASS B 02/22/2016 04/18/2016
25510, SONIC AUTOMOTIVE INC 02/22/2016 04/18/2016
17592, SPLUNK INC 04/15/2016 06/09/2016
07724, STEEL CITY PRODUCTS / HECKS INC EXCH 03/08/2016 05/06/2016
07723, STEEL CITY PRODUCTS OLD COMMON 03/08/2016 05/06/2016
04770, STERLING CONSTRUCTION COMPANY INC 03/08/2016 05/06/2016
20268, SUNRUN INC 03/28/2016 05/20/2016
18636, TANDEM DIABETES CARE INC 03/16/2016 05/11/2016
01481, THE COOPER COMPANIES INC 01/19/2016 03/14/2016
07647, THE COOPER COMPANIES INC (NEW) 01/19/2016 03/14/2016
19786, THE HABIT RESTAURANTS INC 04/25/2016 06/22/2016
19937, THE HABIT RESTAURANTS INC - CLASS B 04/25/2016 06/22/2016
18899, THE RUBICON PROJECT INC 03/28/2016 05/26/2016
18094, TRI POINTE GROUP INC 04/11/2016 06/03/2016
98722, TRI POINTE HOMES MANAGED SHARES PLAN 04/11/2016 06/03/2016
40004, TTM TECHNOLOGIES INC 03/14/2016 05/12/2016
06965, UNITED RENTALS INC 03/07/2016 05/03/2016
16745, VALUE LINE INC 08/03/2016 09/29/2016
98938, VANTIV CLASS B 03/24/2016 05/10/2016
17549, VANTIV INC. 03/24/2016 05/10/2016
98809, VANTIV INCENTIVE PLAN 03/24/2016 05/10/2016
18559, VEEVA SYSTEMS INC CLASS A 05/03/2016 06/22/2016
18560, VEEVA SYSTEMS INC CLASS B 05/03/2016 06/22/2016
18561, VEEVA SYSTEMS INC CLASS B UNVESTED 05/03/2016 06/22/2016
20061, VIKING THERAPEUTICS INC 04/04/2016 05/26/2016
20043, VIRTU FINANCIAL INC - CLASS A 04/22/2016 06/14/2016
20044, VIRTU FINANCIAL INC - CLASS C 04/22/2016 06/14/2016
20045, VIRTU FINANCIAL INC - CLASS D 04/22/2016 06/14/2016
14590, WASHINGTON TRUST BANCORP INC 03/14/2016 05/10/2016
18428, WCI COMMUNITIES INC 03/22/2016 05/11/2016
18294, WCI COMMUNITIES INC COM CL E 144A 03/22/2016 05/11/2016
19613, WCI COMMUNITIES INC RSP 03/22/2016 05/11/2016
16617, WHITESTONE REIT 2008 LONG-TERM EQUITY 02/11/2016 05/09/2016
16614, WHITESTONE REIT COMMON 02/11/2016 05/09/2016
19425, WINTRUST FINANCIAL CORP ADVATAGE UNEXCH 03/31/2016 05/26/2016
19452, WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 03/31/2016 05/26/2016
19429, WINTRUST FINANCIAL CORP/TOWN BANKSHARES 03/31/2016 05/26/2016
19431, WINTRUST FINANCIAL CORP/VILLAGE BANCORP 03/31/2016 05/26/2016
98802, WINTRUST FINANCIAL CORPORATION 401K 03/31/2016 05/26/2016
19453, WINTRUST FINANCIAL CORPORATION COM 03/31/2016 05/26/2016
98327, WINTRUST FINANCIAL CORPORATION EPS 03/31/2016 05/26/2016
98800, WINTRUST FINANCIAL CORPORATION ESPP 03/31/2016 05/26/2016
19446, WINTRUST FINANCIAL FIRST LANSING BANCO 03/31/2016 05/26/2016
19444, WINTRUST FINANCIAL HPK FIN REVISED 03/31/2016 05/26/2016
19515, ZION OIL & GAS INC 04/11/2016 06/06/2016
20275, ZYNERBA PHARMACEUTICALS INC 04/01/2016 05/25/2016
17433, ZYNGA CLASS B 04/20/2016 06/09/2016
17439, ZYNGA CLASS B (PLAN) 04/20/2016 06/09/2016
17858, ZYNGA COMMON A RESTRICTED 04/20/2016 06/09/2016
17382, ZYNGA INC 04/20/2016 06/09/2016
17416, ZYNGA INC CLASS C 04/20/2016 06/09/2016